0001140361-13-040295.txt : 20131101
0001140361-13-040295.hdr.sgml : 20131101
20131101161001
ACCESSION NUMBER: 0001140361-13-040295
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131031
FILED AS OF DATE: 20131101
DATE AS OF CHANGE: 20131101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FBR & Co.
CENTRAL INDEX KEY: 0001371446
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1001 NINETEETH ST NORTH
CITY: ARLINGTON
STATE: VA
ZIP: 22209
BUSINESS PHONE: 703-312-9500
MAIL ADDRESS:
STREET 1: 1001 NINETEETH ST NORTH
CITY: ARLINGTON
STATE: VA
ZIP: 22209
FORMER COMPANY:
FORMER CONFORMED NAME: FBR CAPITAL MARKETS CORP
DATE OF NAME CHANGE: 20060803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Neuhauser James C
CENTRAL INDEX KEY: 0001437165
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33518
FILM NUMBER: 131186039
MAIL ADDRESS:
STREET 1: 1001 NINETEENTH STREET NORTH
CITY: ARLINGTON
STATE: VA
ZIP: 22209
4
1
doc1.xml
FORM 4
X0306
4
2013-10-31
0
0001371446
FBR & Co.
FBRC
0001437165
Neuhauser James C
1001 NINETEENTH STREET NORTH
ARLINGTON
VA
22209
0
1
0
0
Ex VP - Chief Inv Officer
Common Stock
2013-10-31
4
S
0
7711
26.37
D
1682
I
By wife
Common Stock
136740
D
Represents shares of the Issuer's common stock held by the reporting person's spouse.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.27 to $26.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) of this Form 4.
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Ann Marie Pulsch, Attorney-in-fact
2013-11-01