0001140361-13-040295.txt : 20131101 0001140361-13-040295.hdr.sgml : 20131101 20131101161001 ACCESSION NUMBER: 0001140361-13-040295 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131031 FILED AS OF DATE: 20131101 DATE AS OF CHANGE: 20131101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FBR & Co. CENTRAL INDEX KEY: 0001371446 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 NINETEETH ST NORTH CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-312-9500 MAIL ADDRESS: STREET 1: 1001 NINETEETH ST NORTH CITY: ARLINGTON STATE: VA ZIP: 22209 FORMER COMPANY: FORMER CONFORMED NAME: FBR CAPITAL MARKETS CORP DATE OF NAME CHANGE: 20060803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neuhauser James C CENTRAL INDEX KEY: 0001437165 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33518 FILM NUMBER: 131186039 MAIL ADDRESS: STREET 1: 1001 NINETEENTH STREET NORTH CITY: ARLINGTON STATE: VA ZIP: 22209 4 1 doc1.xml FORM 4 X0306 4 2013-10-31 0 0001371446 FBR & Co. FBRC 0001437165 Neuhauser James C 1001 NINETEENTH STREET NORTH ARLINGTON VA 22209 0 1 0 0 Ex VP - Chief Inv Officer Common Stock 2013-10-31 4 S 0 7711 26.37 D 1682 I By wife Common Stock 136740 D Represents shares of the Issuer's common stock held by the reporting person's spouse. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.27 to $26.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) of this Form 4. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Ann Marie Pulsch, Attorney-in-fact 2013-11-01