0001371285-20-000216.txt : 20200827 0001371285-20-000216.hdr.sgml : 20200827 20200827190602 ACCESSION NUMBER: 0001371285-20-000216 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200825 FILED AS OF DATE: 20200827 DATE AS OF CHANGE: 20200827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLOUF TRICIA CENTRAL INDEX KEY: 0001673762 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36537 FILM NUMBER: 201144532 MAIL ADDRESS: STREET 1: 907 NW BALLARD WAY CITY: SEATTLE STATE: WA ZIP: 98107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRUPANION, INC. CENTRAL INDEX KEY: 0001371285 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6100 4TH AVENUE SOUTH STREET 2: SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98108 BUSINESS PHONE: 888-733-2685 MAIL ADDRESS: STREET 1: 6100 4TH AVENUE SOUTH STREET 2: SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98108 FORMER COMPANY: FORMER CONFORMED NAME: TRUPANION INC. DATE OF NAME CHANGE: 20131114 FORMER COMPANY: FORMER CONFORMED NAME: VETINSURANCE INTERNATIONAL INC DATE OF NAME CHANGE: 20060802 4 1 wf-form4_159856954522978.xml FORM 4 X0306 4 2020-08-25 0 0001371285 TRUPANION, INC. TRUP 0001673762 PLOUF TRICIA C/O TRUPANION, INC. 6100 4TH AVENUE SOUTH, SUITE 200 SEATTLE WA 98108 0 1 0 0 Chief Financial Officer Common Stock 2020-08-25 4 M 0 1220 A 7892 D Common Stock 2020-08-25 4 F 0 480 57.32 D 7412 D Common Stock 2020-08-25 4 M 0 1782 A 9194 D Common Stock 2020-08-25 4 F 0 701 57.32 D 8493 D Restricted Stock Unit (RSU) 2020-08-25 4 M 0 1220 0 D 2022-02-25 Common Stock 1220.0 7317 D Restricted Stock Unit (RSU) 2020-08-25 4 M 0 1782 0 D 2023-02-25 Common Stock 1782.0 17822 D Restricted stock units convert into common stock on a one-for-one basis. This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. /s/ Charlotte Sim-Warner as attorney-in-fact for Tricia Plouf 2020-08-27