0001209191-15-051054.txt : 20150608
0001209191-15-051054.hdr.sgml : 20150608
20150608164248
ACCESSION NUMBER: 0001209191-15-051054
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150601
FILED AS OF DATE: 20150608
DATE AS OF CHANGE: 20150608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EnteroMedics Inc
CENTRAL INDEX KEY: 0001371217
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2800 Patton Rd
CITY: St Paul
STATE: MN
ZIP: 55113
MAIL ADDRESS:
STREET 1: 2800 Patton Rd
CITY: St Paul
STATE: MN
ZIP: 55113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shikora Scott A
CENTRAL INDEX KEY: 0001643589
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33818
FILM NUMBER: 15918836
MAIL ADDRESS:
STREET 1: 2800 PATTON ROAD
CITY: ST. PAUL
STATE: MN
ZIP: 55113
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2015-06-01
0
0001371217
EnteroMedics Inc
ETRM
0001643589
Shikora Scott A
2800 PATTON ROAD
ST. PAUL
MN
55113
0
1
0
0
EVP & Chief Medical Officer
Common Stock
0
D
Stock Option (Right to Buy)
1.12
2016-06-01
2025-04-21
Common Stock
375000
D
Stock Option (Right to Buy)
1.12
2025-04-21
Common Stock
375000
D
Vests as to 25% on date noted and thereafter in cumulative installments of 1/36th per month.
1/36th of this option vests one month after reporting person becomes a full-time employee (currently expected to occur on June 1, 2016) with the balance vesting thereafter in cumulative installments of 1/36th per month.
EXHIBIT 24: POWER OF ATTORNEY ATTACHED
/s/ Greg S. Lea, Attorney in Fact for Scott A. Shikora
2015-06-08
EX-24.3_588508
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
Know all by these presents, that I hereby constitute and appoint each of Mark B.
Knudson and Greg S. Lea my true and lawful attorney-in-fact and agent, each
acting alone, with full power of substitution for me and in my name, place and
stead, to:
1. execute for me and on my behalf, in my capacity as an officer and/or director
of EnteroMedics Inc, Forms 3, 4 or 5 in accordance with Section 16(a) of the
Securities Exchange Act of 1934, as amended, and the rules promulgated
thereunder;
2. do and perform any and all acts for me and on my behalf which may be
necessary or desirable to complete and execute any such Form 3, 4 or 5, complete
and execute any amendment or amendments thereto and timely file such Form with
the United States Securities and Exchange Commission and any stock exchange or
similar authority; and
3. take any other action of any type whatsoever in connection with the foregoing
which, in the opinion of such attorney-in-fact, may be of benefit to me, in my
best interest or legally required by me, it being understood that the documents
executed by such attorney-in-fact on my behalf pursuant to this Power of
Attorney shall be in such form and shall contain such terms and conditions as
such attorney-in-fact may approve in such attorney-in-fact's discretion.
I hereby grant to each such attorney-in-fact full power and authority to do and
perform any and every act and thing whatsoever requisite, necessary or proper to
be done in the exercise of any of the rights and powers herein granted, as fully
to all intents and purposes as I might or could do if personally present, hereby
ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this Power of Attorney and the rights and powers herein
granted. I acknowledge that the attorneys-in-fact, in serving in such capacity
at my request, are not assuming, nor is EnteroMedics Inc. assuming, any of my
responsibilities to comply with Section 16 of the Securities Exchange Act of
1934, as amended.
This Power of Attorney shall remain in full force and effect until I am no
longer required to file Forms 3, 4 and 5 with respect to my holdings of and
transactions in securities of EnteroMedics Inc, unless earlier revoked by me in
a signed writing delivered to the attorneys-in-fact named above.
IN WITNESS WHEREOF, I have signed this Power of Attorney on May 26, 2015.
/s/ Scott A. Shikora
Scott A. Shikora