| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Switch & Data Facilities Company, Inc. [ SDXC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 02/13/2007 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 02/13/2007 | S | 101 | D | $17 | 414 | D(1)(2) | |||
| Common Stock | 02/13/2007 | S | 1,177,889 | D | $17 | 4,814,563 | I(1)(3) | By: CapStreet II, L.P. | ||
| Common Stock | 02/13/2007 | S | 144,200 | D | $17 | 589,409 | I(1)(4) | By: CapStreet Parallel II L.P. | ||
| Common Stock | 02/13/2007 | S | 346,829 | D | $17 | 1,417,649 | I(1)(5) | By: CapStreet Co-Investment II-A, L.P. | ||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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| Explanation of Responses: |
| 1. Pursuant to the merger (the "Merger") between the Issuer and its 100% parent, Switch & Data Facilities Company, Inc. (the "Predecessor"), certain of the Predecessor's securities were exchanged for shares of the Issuer's common stock (the "Shares") while the remainder of the Predecessor's securities were cancelled. As a result of the Merger, the Predecessor has merged with and into the Issuer and is no longer a reporting person. In addition, simultaneous with the Merger, the Issuer changed its name from "Switch and Data, Inc." to "Switch & Data Facilities Company, Inc." The Merger became effective on February 13, 2007. The Merger was an exempt transaction and resulted in no change in the beneficial ownership of, or pecuniary interest in, the Shares for the Reporting Persons, or any of the Issuer's other stockholders. |
| 2. As a result of the Merger, The CapStreet Group, LLC received 515 Shares. Each of the other Reporting Persons have no beneficial ownership in these Shares. |
| 3. As a result of the Merger, CapStreet II, L.P. received 5,992,452 Shares. These Shares are indirectly owned by CapStreet GP II, L.P. as general partner of the direct owner, and also indirectly owned by The CapStreet Group, LLC, which is the general partner of CapStreet GP II, L.P. |
| 4. As a result of the Merger, CapStreet Parallel II, L.P. ("Parallel") received 733,609 Shares. These Shares are indirectly owned by The CapStreet Group, LLC, as general partner of Parallel. Each of the other Reporting Persons have no beneficial ownership in these shares. |
| 5. As a result of the Merger, CapStreet Co-Investment II-A, L.P. ("Co-Invest") received 1,764,478 Shares. These Shares are indirectly owned by The CapStreet Group, LLC, as general partner of Co-Invest. Each of the other Reporting Persons have no beneficial ownership in these Shares. |
| Clayton Mynard, attorney-in-fact for The CapStreet Group, LLC | 02/14/2007 | |
| Clayton Mynard, attorney-in-fact for CapStreet GP II, L.P. | 02/14/2007 | |
| Clayton Mynard, attorney-in-fact for CapStreet II, L.P. | 02/14/2007 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||