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Litigation Relating to the Merger
|
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Litigation Relating to the Merger
|
| | | | | | |
| | | | | 81 | | | |
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| | | | | 108 | | | |
| | | | | 111 | | | |
| | | | | 112 | | | |
| | | | | 113 | | |
| | | | | A-114 | | | |
| | | | | B-1 | | | |
| | | | | C-1 | | | |
| | | | | D-1-1 | | | |
| | | | | D-2-1 | | | |
| | | | | D-3-1 | | |
Common Stock Reference Price
|
| |
Implied Premium Represented by
$23.00 in Cash per Share of our Common Stock |
| |||
Undisturbed Share Price of $15.06
|
| | | | 53% | | |
5-day Undisturbed VWAP
|
| | | | 54% | | |
10-day Undisturbed VWAP
|
| | | | 57% | | |
Current Share Price of $19.38
|
| | | | 19% | | |
Security and Infrastructure Software Selected Precedent Transactions
|
| |||||||||
Announcement
Date |
| |
Target
|
| |
Acquiror
|
| |
EV/NTM
Revenue |
|
Dec 2021 | | | Mimecast Ltd. | | | Permira I.P Limited | | |
8.8 x
|
|
Nov 2021 | | | McAfee Corp. | | |
Advent International Corp. and Permira
Advisers LLC |
| |
6.9 x
|
|
Aug 2021 | | | Avast PLC — Stock Election | | | NortonLifeLock Inc. | | |
8.8 x
|
|
Aug 2021 | | | Avast PLC — Cash Election | | | NortonLifeLock Inc. | | |
9.7 x
|
|
Apr 2021 | | | Proofpoint Inc. | | | Thoma Bravo | | |
9.5 x
|
|
Mar 2021 | | | Talend S.A. | | | Thoma Bravo | | |
7 x
|
|
Oct 2019 | | | Sophos Ltd. | | | Thoma Bravo | | |
4.9 x
|
|
Aug 2019 | | | Carbon Black, Inc. | | | Vmware, Inc. | | |
7.7 x
|
|
Nov 2018 | | | Apptio Inc. | | | Vista Equity Partners Management LLC | | |
6.9 x
|
|
Oct 2018 | | | Imperva Inc. | | | Thoma Bravo | | |
4.5 x
|
|
Sept 2016 | | | Apigee Corp. | | | Google LLC | | |
4.5 x
|
|
Oct 2015 | | | SolarWinds, Inc. | | | Silver Lake Partners and Thoma Bravo | | |
7.8 x
|
|
Jul 2013 | | | Sourcefire Inc. | | | Cisco Systems, Inc. | | |
7.9 x
|
|
Median | | | | | | | | |
7.3 x
|
|
Mean | | | | | | | | |
7.7 x
|
|
High Growth IT Services Selected Precedent Transactions
|
| |||||||||
Announcement
Date |
| |
Target
|
| |
Acquiror
|
| |
EV/NTM
Revenue |
|
Mar 2021 | | |
GlobalLogic Worldwide Holdings
|
| | Hitachi, Ltd. | | |
7.9 x
|
|
Sep 2020 | | | Virtusa Corporation | | | Baring Private Equity Asia | | |
1.3 x
|
|
Aug 2020 | | | Aareon AG | | | Advent International | | |
3.7 x
|
|
Jun 2019 | | | Altran Technologies SA | | | Capgemini SE | | |
1.5 x
|
|
Jan 2019 | | | Luxoft Holding, Inc. | | | DXC Technology | | |
2 x
|
|
Dec 2017 | | | Gemalto | | | Thales S.A. | | |
1.8 x
|
|
Aug 2016 | | | Rackspace Technology, Inc. | | | Apollo Global Management Inc. | | |
2 x
|
|
Apr 2015 | | | IGATE | | | Capgemini SE | | |
3.1 x
|
|
Median | | | | | | | | |
2.9 x
|
|
Mean | | | | | | | | |
2.0 x
|
|
Security Comparable Company
|
| |
CY 22 EV/
Revenue |
| |
CY 23 EV/
Revenue |
| ||||||
Cyberark Software Ltd.
|
| | | | 9.9x | | | | | | 8.1x | | |
ForgeRock Inc.
|
| | | | 5.8x | | | | | | 4.6x | | |
Rapid7 Inc.
|
| | | | 10.3x | | | | | | 8.4x | | |
Sailpoint Technologies Holdings Inc.
|
| | | | 8.6x | | | | | | 7.1x | | |
Sumo Logic Inc.
|
| | | | 3.9x | | | | | | 3.3x | | |
Tenable Holdings Inc.
|
| | | | 9.9x | | | | | | 8.2x | | |
Varonis Systems Inc.
|
| | | | 8.7x | | | | | | 7.2x | | |
Median | | | | | 8.7x | | | | | | 7.2x | | |
Services Comparable Company
|
| |
CY 22 EV/
Revenue |
| |
CY 23 EV/
Revenue |
| ||||||
Endava PLC – ADR
|
| | | | 6.0x | | | | | | 4.8x | | |
EPAM Systems Inc.
|
| | | | 2.0x | | | | | | 1.6x | | |
Globant SA
|
| | | | 5.4x | | | | | | 4.3x | | |
Perficient, Inc.
|
| | | | 4.3x | | | | | | 3.7x | | |
Median | | | | | 4.9x | | | | | | 4.0x | | |
| | |
Fiscal year ending December 31
|
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
(dollars in millions)
|
| |
2022E
|
| |
2023E
|
| |
2024E
|
| |
2025E
|
| |
2026E
|
| |
2027E
|
| |
2028E
|
| |
2029E
|
| |
2030E
|
| |
2031E
|
| |
2032E
|
| |
2033E
|
| |
2034E
|
| |
2035E
|
| ||||||||||||||||||||||||||||||||||||||||||
Revenue
|
| | | $ | 575 | | | | | $ | 759 | | | | | $ | 949 | | | | | $ | 1,178 | | | | | $ | 1,425 | | | | | $ | 1,674 | | | | | $ | 1,906 | | | | | $ | 2,099 | | | | | $ | 2,229 | | | | | $ | 2,361 | | | | | $ | 2,494 | | | | | $ | 2,627 | | | | | $ | 2,757 | | | | | $ | 2,885 | | |
Gross profit
|
| | | | 362 | | | | | | 515 | | | | | | 673 | | | | | | 867 | | | | | | 1,057 | | | | | | 1,251 | | | | | | 1,432 | | | | | | 1,583 | | | | | | 1,689 | | | | | | 1,796 | | | | | | 1,904 | | | | | | 2,011 | | | | | | 2,117 | | | | | | 2,221 | | |
Research and development
|
| | | | (140) | | | | | | (155) | | | | | | (164) | | | | | | (178) | | | | | | (181) | | | | | | (184) | | | | | | (191) | | | | | | (210) | | | | | | (223) | | | | | | (236) | | | | | | (249) | | | | | | (263) | | | | | | (276) | | | | | | (289) | | |
Sales and marketing
|
| | | | (222) | | | | | | (272) | | | | | | (321) | | | | | | (383) | | | | | | (451) | | | | | | (514) | | | | | | (568) | | | | | | (607) | | | | | | (624) | | | | | | (661) | | | | | | (698) | | | | | | (735) | | | | | | (772) | | | | | | (808) | | |
General and administrative
|
| | | | (66) | | | | | | (78) | | | | | | (80) | | | | | | (89) | | | | | | (109) | | | | | | (129) | | | | | | (148) | | | | | | (165) | | | | | | (176) | | | | | | (187) | | | | | | (197) | | | | | | (207) | | | | | | (218) | | | | | | (228) | | |
EBIT (excluding stock-based compensation expense)(1)
|
| | | | (65) | | | | | | 10 | | | | | | 107 | | | | | | 217 | | | | | | 316 | | | | | | 423 | | | | | | 525 | | | | | | 602 | | | | | | 665 | | | | | | 712 | | | | | | 759 | | | | | | 806 | | | | | | 852 | | | | | | 896 | | |
Normalized Depreciation
|
| | | | 17 | | | | | | 18 | | | | | | 18 | | | | | | 19 | | | | | | 24 | | | | | | 29 | | | | | | 35 | | | | | | 40 | | | | | | 45 | | | | | | 51 | | | | | | 57 | | | | | | 64 | | | | | | 72 | | | | | | 70 | | |
EBITDA (excluding stock-based compensation expense)(2)
|
| | | | (48) | | | | | | 28 | | | | | | 125 | | | | | | 235 | | | | | | 340 | | | | | | 452 | | | | | | 560 | | | | | | 642 | | | | | | 710 | | | | | | 763 | | | | | | 816 | | | | | | 870 | | | | | | 923 | | | | | | 967 | | |
Other income/expense
|
| | | | (1) | | | | | | (1) | | | | | | (1) | | | | | | (1) | | | | | | (1) | | | | | | (1) | | | | | | (1) | | | | | | (1) | | | | | | (1) | | | | | | (1) | | | | | | (1) | | | | | | (1) | | | | | | (1) | | | | | | (1) | | |
Cash taxes(3)
|
| | | | (4) | | | | | | (4) | | | | | | (4) | | | | | | (5) | | | | | | (25) | | | | | | (47) | | | | | | (70) | | | | | | (88) | | | | | | (102) | | | | | | (111) | | | | | | (121) | | | | | | (131) | | | | | | (141) | | | | | | (150) | | |
Capital expenditures
|
| | | | (26) | | | | | | (32) | | | | | | (37) | | | | | | (43) | | | | | | (49) | | | | | | (53) | | | | | | (56) | | | | | | (56) | | | | | | (54) | | | | | | (58) | | | | | | (61) | | | | | | (64) | | | | | | (67) | | | | | | (70) | | |
Unlevered free cash flow(4)
|
| | | | (14) | | | | | | 82 | | | | | | 168 | | | | | | 268 | | | | | | 344 | | | | | | 431 | | | | | | 507 | | | | | | 558 | | | | | | 595 | | | | | | 635 | | | | | | 676 | | | | | | 716 | | | | | | 756 | | | | | | 786 | | |
Stock-based compensation expense
|
| | | | (167) | | | | | | (176) | | | | | | (195) | | | | | | (211) | | | | | | (214) | | | | | | (218) | | | | | | (210) | | | | | | (200) | | | | | | (200) | | | | | | (200) | | | | | | (200) | | | | | | (200) | | | | | | (200) | | | | | | (200) | | |
Unlevered free cash flow (including
stock-based compensation treated as a cash expense) |
| | | | (180) | | | | | | (94) | | | | | | (27) | | | | | | 57 | | | | | | 130 | | | | | | 213 | | | | | | 297 | | | | | | 358 | | | | | | 395 | | | | | | 435 | | | | | | 476 | | | | | | 516 | | | | | | 556 | | | | | | 586 | | |
| | |
Shares Held Directly(1)
|
| |
Mandiant Restricted
Stock Units(2) |
| |
Mandiant PSUs(2)
|
| | | | | | | |||||||||||||||||||||||||||
Name
|
| |
Number of
Shares (#) |
| |
Value of
Shares ($) |
| |
Number of
Shares (#) |
| |
Value ($)
|
| |
Number of
Shares (#) |
| |
Value ($)
|
| |
Total ($)
|
| |||||||||||||||||||||
Kimberly Alexy
|
| | | | 93,252 | | | | | | 2,144,796 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 2,144,796 | | |
Sara C. Andrews
|
| | | | 13,172 | | | | | | 302,956 | | | | | | 16,692 | | | | | | 383,916 | | | | | | — | | | | | | — | | | | | | 686,872 | | |
Ronald E.F. Codd
|
| | | | 5,075(3) | | | | | | 116,725 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 116,725 | | |
Arthur W. Coviello, Jr.
|
| | | | 14,292(4) | | | | | | 328,716 | | | | | | 19,281 | | | | | | 443,463 | | | | | | — | | | | | | — | | | | | | 772,179 | | |
Adrian McDermott
|
| | | | 39,759 | | | | | | 914,457 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 914,457 | | |
Viral Patel
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Enrique Salem
|
| | | | 290,513 | | | | | | 6,681,799 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 6,681,799 | | |
Robert Switz
|
| | | | 78,334 | | | | | | 1,801,682 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 1,801,682 | | |
Alexa King
|
| | | | 191,579(5) | | | | | | 4,406,317 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 4,406,317 | | |
Peter Bailey
|
| | | | 46,421(6) | | | | | | 1,067,683 | | | | | | 114,922 | | | | | | 2,643,206 | | | | | | 163,000 | | | | | | 3,749,000 | | | | | | 7,459,889 | | |
Kevin Mandia
|
| | | | 3,071,877(7) | | | | | | 70,653,171 | | | | | | 312,157 | | | | | | 7,179,611 | | | | | | 315,999 | | | | | | 7,267,977 | | | | | | 85,100,759 | | |
William T. Robbins
|
| | | | 99,357 | | | | | | 2,285,211 | | | | | | 168,720 | | | | | | 3,880,560 | | | | | | 193,000 | | | | | | 4,439,000 | | | | | | 10,604,771 | | |
Frank E. Verdecanna
|
| | | | 416,194 | | | | | | 9,572,462 | | | | | | 140,439 | | | | | | 3,230,097 | | | | | | 149,249 | | | | | | 3,432,727 | | | | | | 16,235,286 | | |
John P. Watters
|
| | | | 212,563(8) | | | | | | 4,888,949 | | | | | | 192,188 | | | | | | 4,420,324 | | | | | | 225,000(9) | | | | | | 5,175,000 | | | | | | 14,484,273 | | |
Name
|
| |
Cash ($)(2)
|
| |
Equity ($)(3)
|
| |
Perquisites / benefits ($)(4)
|
| |
Total ($)
|
| ||||||||||||
Kevin R. Mandia
|
| | | | 880,000 | | | | | | 12,619,088 | | | | | | 30,397 | | | | | | 13,529,485 | | |
Frank E. Verdecanna
|
| | | | 656,000 | | | | | | 6,041,824 | | | | | | 4,059 | | | | | | 6,701,883 | | |
Peter Bailey
|
| | | | 625,000 | | | | | | 6,020,250 | | | | | | 30,397 | | | | | | 6,675,647 | | |
Alexa King(1)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
William T. Robbins
|
| | | | 855,000 | | | | | | 7,698,560 | | | | | | 30,397 | | | | | | 8,583,957 | | |
John Watters
|
| | | | 1,200,000 | | | | | | 8,732,824 | | | | | | 30,397 | | | | | | 9,963,221 | | |
Name
|
| |
Base Salary Severance
($) |
| |
Target
Annual Bonus Opportunity Severance ($)(a) |
| |
Total ($)
|
| |||||||||
Kevin R. Mandia
|
| | | | 440,000 | | | | | | 440,000 | | | | | | 880,000 | | |
Frank E. Verdecanna
|
| | | | 410,000 | | | | | | 246,000 | | | | | | 656,000 | | |
Peter Bailey
|
| | | | 400,000 | | | | | | 225,000 | | | | | | 625,000 | | |
Alexa King
|
| | | | — | | | | | | — | | | | | | — | | |
William T. Robbins
|
| | | | 475,000 | | | | | | 380,000 | | | | | | 855,000 | | |
John Watters
|
| | | | 600,000 | | | | | | 600,000 | | | | | | 1,200,000 | | |
| | |
Common Stock
|
| |
Convertible Preferred Stock
|
| ||||||||||||||||||
Name of Beneficial Owner
|
| |
Number of
Shares Beneficially Owned |
| |
Percentage of
Shares Beneficially Owned |
| |
Number of
Shares Beneficially Owned |
| |
Percentage of
Shares Beneficially Owned |
| ||||||||||||
5% Stockholders: | | | | | | | | | | | | | | | | | | | | | | | | | |
Blackstone Entities(1)
|
| | | | 22,703,437 | | | | | | 9.70% | | | | | | 370,000 | | | | | | 92.5% | | |
The Vanguard Group(2)
|
| | | | 21,727,091 | | | | | | 9.29% | | | | | | — | | | | | | — | | |
Allianz Global Investors U.S. LLC(3)
|
| | | | 14,032,951 | | | | | | 6.00% | | | | | | — | | | | | | — | | |
FMR LLC(4)
|
| | | | 21,694,412 | | | | | | 9.27% | | | | | | — | | | | | | — | | |
Shapiro Capital Management LLC(5)
|
| | | | 16,007,268 | | | | | | 6.84% | | | | | | — | | | | | | — | | |
BlackRock, Inc.(6)
|
| | | | 13,321,460 | | | | | | 5.69% | | | | | | — | | | | | | — | | |
ClearSky Entities(7)
|
| | | | 1,840,819 | | | | | | 0.79% | | | | | | 30,000 | | | | | | 7.5% | | |
Directors and Named Executive Officers: | | | | | | | | | | | | | | | | | | | | | | | | | |
Peter Bailey(8)
|
| | | | 41,030 | | | | | | * | | | | | | — | | | | | | — | | |
Alexa King(9)
|
| | | | 191,579 | | | | | | * | | | | | | — | | | | | | — | | |
Kevin R. Mandia(10)
|
| | | | 3,530,253 | | | | | | 1.51% | | | | | | — | | | | | | — | | |
William T. Robbins(11)
|
| | | | 90,357 | | | | | | * | | | | | | — | | | | | | — | | |
Frank E. Verdecanna(12)
|
| | | | 407,194 | | | | | | * | | | | | | — | | | | | | — | | |
Kimberly Alexy
|
| | | | 82,904 | | | | | | * | | | | | | — | | | | | | — | | |
Sara C. Andrews
|
| | | | 8,347 | | | | | | — | | | | | | — | | | | | | — | | |
Ronald E. F. Codd(13)
|
| | | | 136,625 | | | | | | * | | | | | | — | | | | | | — | | |
Arthur W. Coviello, Jr.(14)
|
| | | | 22,519 | | | | | | — | | | | | | — | | | | | | — | | |
| | |
Common Stock
|
| |
Convertible Preferred Stock
|
| ||||||||||||||||||
Name of Beneficial Owner
|
| |
Number of
Shares Beneficially Owned |
| |
Percentage of
Shares Beneficially Owned |
| |
Number of
Shares Beneficially Owned |
| |
Percentage of
Shares Beneficially Owned |
| ||||||||||||
Adrian McDermott
|
| | | | 30,225 | | | | | | * | | | | | | — | | | | | | — | | |
Viral Patel
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Enrique Salem
|
| | | | 278,653 | | | | | | * | | | | | | — | | | | | | — | | |
Robert E. Switz
|
| | | | 68,590 | | | | | | * | | | | | | — | | | | | | — | | |
John P. Watters(15)
|
| | | | 255,063 | | | | | | * | | | | | | — | | | | | | — | | |
All current directors and current executive officers as a group (12 persons)(16)
|
| | | | 4,910,731 | | | | | | 2.1% | | | | | | — | | | | | | — | | |
| | |
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Term
|
| |
Section Reference
|
|
| Actual PSU Consideration | | | 2.8(a)(iv) | |
| Agreement | | | Preamble | |
| Alternative Acquisition Agreement | | | 5.3(a) | |
| Certificates | | | 2.9(c)(i) | |
| Closing | | | 2.3 | |
| Closing Date | | | 2.3 | |
| Company | | | Preamble | |
| Company Board Recommendation | | | 3.3(a) | |
| Company Board Recommendation Change | | | 5.3(c)(i) | |
| Company Disclosure Letter | | | 1.4 | |
| Company Equity-Based Award Consideration | | | 2.8(a)(i) | |
|
Term
|
| |
Section Reference
|
|
| Company Option Consideration | | | 2.8(b) | |
| Company Privacy Policy | | | 3.17(a) | |
| Company SEC Reports | | | 3.9 | |
| Company Securities | | | 3.7(b) | |
| Company Stockholder Meeting | | | 6.3(a) | |
| Copyrights | | | 1.1(iiii) | |
| Derivative Action | | | 6.18(c) | |
| Dissenting Company Shares | | | 2.7(c)(i) | |
| EAR | | | 3.22(b)(i) | |
| Effect | | | 1.1(pp) | |
| Effective Time | | | 2.2 | |
| Electronic Delivery | | | 9.14 | |
| Exchange Fund | | | 2.9(b) | |
| Export and Import Approvals | | | 3.22(b)(iv) | |
| Facility Security Clearances | | | 3.28(a) | |
| Indemnified Persons | | | 6.9(a) | |
| International Employee Plans | | | 3.19(a) | |
| IP Contracts | | | 3.16(d) | |
| Labor Agreements | | | 3.20(a) | |
| Labor Entities | | | 3.20(a) | |
| Lease | | | 3.14(b) | |
| Leased Real Property | | | 3.14(b) | |
| Marks | | | 1.1(iiii) | |
| Maximum Annual Premium | | | 6.9(b) | |
| Merger | | | Recitals | |
| Merger Sub | | | Preamble | |
| New Plans | | | 6.10(c)(i) | |
| Nonqualified Deferred Compensation Plan | | | 3.18(h) | |
| Notice Period | | | 5.3(d)(ii)(3) | |
| OFAC | | | 3.22(b)(i) | |
| Other Required Company Filing | | | 6.2(e) | |
| Owned Company Shares | | | 2.7(a)(ii) | |
| Parent | | | Preamble | |
| Parent Termination Fee | | | 8.3(c) | |
| Party | | | Preamble | |
| Patents | | | 1.1(iiii) | |
| Payment Agent | | | 2.9(a) | |
| Payoff Letters | | | 6.18(f) | |
| Pension Benefits | | | 3.18(i) | |
| Per Share Price | | | 2.7(a)(iv) | |
| Proxy Statement | | | 6.2(a) | |
| Qualified Plans | | | 3.18(c) | |
| Remedy Action | | | 6.1(e)(i) | |
| Repurchase Transaction | | | 6.18(a)(iii) | |
|
Term
|
| |
Section Reference
|
|
| Required Parent Filing | | | 6.2(f) | |
| Requisite Stockholder Approval | | | 3.4 | |
| Restraint | | | 7.1(c) | |
| Section 16 Officer | | | 6.10(f) | |
| Security Assessment | | | 6.6(b)(i) | |
| Security Assessment Team | | | 6.6(b)(i) | |
| Security Clearances | | | 3.28(b) | |
| Source Code Scan | | | 6.6(b)(ii) | |
| Surviving Corporation | | | 2.1 | |
| Tail Policy | | | 6.9(b) | |
| Tax Incentive | | | 3.18(h) | |
| Termination Date | | | 8.1(c) | |
| Top Channel Partners | | | 3.32 | |
| Top Customers | | | 3.31 | |
| Top Suppliers | | | 3.30 | |
| Trade Compliance Laws | | | 3.22(b)(i) | |
| Trade Secrets | | | 1.1(iiii) | |
| Transactions | | | Recitals | |
| Uncertificated Shares | | | 2.9(c)(ii) | |
| Unvested Payment Plan Agreement | | | 1.1(zzzzz) | |
| Unvested PSU Consideration | | | 2.8(a)(v) | |
| Unvested RSU Consideration | | | 2.8(a)(ii) | |
| Voting Agreement | | | Recitals | |
| WARN Act | | | 3.20(a) | |
|
/s/ Goldman Sachs & Co. LLC
(GOLDMAN SACHS & CO. LLC)
|
| | | |
| | | |
GOOGLE LLC,
a Delaware limited liability company |
| |||
| | | | By: | | |
/s/ Sanjay Kapoor
|
|
| | | | | | |
Name: Sanjay Kapoor
Title: Vice President, Corporate Development |
|
| | | |
Kevin R. Mandia
/s/ Kevin R. Mandia
|
|
| | | | Solely for the purposes of Section 4.3, Section 4.4(a), Section 4.4(c), Section 4.5, ARTICLE V, and ARTICLE VI | | |||
| | | |
MANDIANT, INC.
a Delaware corporation |
| |||
| | | | By: | | |
/s/ Richard Meamber
|
|
| | | | | | |
Name: Richard Meamber
Title: Senior Vice President and General Counsel |
|
Stockholder
|
| |
Number of Shares of
Company Convertible Preferred Stock |
| |
Number of Shares of
Company Common Stock |
| ||||||
Kevin Mandia
|
| | | | 0 | | | | | | 3,488,701(1) | | |
Holder
|
| |
Number of Shares of
Company Convertible Preferred Stock |
| |
Number of Shares of
Company Common Stock |
| ||||||
Kevin Mandia 2011
Irrevocable Trust Dated July 29, 2011 |
| | | | 0 | | | | | | 340,691 | | |
Current spouse of Stockholder
|
| | | | 0 | | | | | | 144,185 | | |
| | | | BLACKSTONE DELTA LOWER HOLDINGS DE L.P., | | |||
| | | | By: | | | Blackstone Delta Holdings DE L.P., its general partner | |
| | | | By: | | | Blackstone Delta Lower Holdings Manager L.L.C., its general partner | |
| | | | By: | | |
Blackstone Delta Holdings DE L.P., its managing member
|
|
| | | | By: | | | BTO Holdings Manager L.L.C., its general partner | |
| | | | By: | | |
/s/ Christopher J. James
|
|
| | | | | | | Name: Christopher J. James | |
| | | | | | | Title: Authorized Signatory | |
| | | | BTO FD DELTA HOLDINGS DE L.P. | | |||
| | | | By: | | | BTO FD Delta Holdings Manager L.L.C., its general partner | |
| | | | By: | | | Blackstone Tactical Opportunities Fund — FD L.P., its managing member | |
| | | | By: | | | Blackstone Tactical Opportunities Associates III — NQ L.P., its general Partner | |
| | | | By: | | | BTO DE GP-NQ L.L.C., its general Partner | |
| | | | By: | | |
/s/ Christopher J. James
|
|
| | | | | | | Name: Christopher J. James | |
| | | | | | | Title: Authorized Signatory | |
Stockholder
|
| |
Number of Shares of
Company Convertible Preferred Stock |
| |
Number of Shares of
Company Common Stock |
| ||||||
Blackstone Delta Lower Holdings DE L.P.
|
| | | | 362,974 | | | | | | —(1) | | |
BTO FD Delta Holdings DE L.P.
|
| | | | 7,026 | | | | | | —(1) | | |
|
Date:
|
| |
BTO FD Delta Holdings DE L.P.
|
| |||
| | | | | | | (Legal Name of Holder) | |
| | | | | | | By: BTO FD Delta Holdings Manager L.L.C., its general partner | |
| | | | | | | By: Blackstone Tactical Opportunities Fund — FD L.P., its managing member | |
| | | | | | | By: Blackstone Tactical Opportunities Associates III — NQ L.P., its general partner | |
| | | | | | |
By: BTO DE GP-NQ L.L.C., its general partner
|
|
| | | | By: | | |
/s/ Christopher J. James
Name: Christopher J. James
Title: Authorized Signatory |
|
|
Date:
|
| |
Blackstone Delta Lower Holdings DE L.P.
|
| |||
| | | | | | | (Legal Name of Holder) | |
| | | | | | | By: Blackstone Delta Holdings DE L.P., its general partner | |
| | | | | | | By: Blackstone Delta Lower Holdings Manager L.L.C., its general partner | |
| | | | | | | By: Blackstone Delta Holdings DE L.P., its managing member | |
| | | | | | | By: BTO Holdings Manager L.L.C., its general partner | |
| | | | By: | | |
/s/ Christopher J. James
Name: Christopher J. James
Title: Authorized Signatory |
|
| | | |
GOOGLE LLC,
a Delaware limited liability company |
| |||
| | | | By: | | |
/s/ Sanjay Kapoor
|
|
| | | | | | | Name: Sanjay Kapoor | |
| | | | | | | Title: Vice President, Corporate Development | |
| | | |
CLEARSKY SECURITY FUND I LLC,
a Delaware limited liability Company |
| |||
| | | | By: | | |
/s/ Jay Leek
|
|
| | | | | | | Name: Jay Leek | |
| | | | | | | Title: Managing Director | |
| | | |
CLEARSKY POWER & TECHNOLOGY FUND II LLC,
a Delaware limited liability Company |
| |||
| | | | By: | | |
/s/ Jay Leek
|
|
| | | | | | | Name: Jay Leek | |
| | | | | | | Title: Managing Director | |
| | | | Solely for the purposes of Section 3.1, Section 4.3, Section 4.4(a), Section 4.4(c), Section 4.5, ARTICLE V and ARTICLE VI | | |||
| | | |
MANDIANT, INC.
a Delaware corporation |
| |||
| | | | By: | | |
/s/ Richard Meamber
|
|
| | | | | | | Name: Richard Meamber | |
| | | | | | |
Title: Senior Vice President and General Counsel
|
|
Stockholder
|
| |
Number of Shares of
Company Convertible Preferred Stock |
| |
Number of Shares of
Company Common Stock |
| ||||||
ClearSky Security Fund I LLC
|
| | | | 24,000 | | | | |
|
(1)
|
| |
ClearSky Power & Technology Fund II LLC
|
| | | | 6,000 | | | | |
|
(1)
|
| |
| Date: | | |
|
| |
ClearSky Security Fund I LLC
|
| |||
| | | | | | | | | | (Legal Name of Holder) | |
| | | | | | | By: | | |
/s/ Jay Leek
|
|
| | | | | | | | | | Name: Jay Leek | |
| | | | | | | | | | Title: Managing Director | |
| Date: | | |
|
| |
ClearSky Power & Technology Fund II LLC
|
| |||
| | | | | | | | | | (Legal Name of Holder) | |
| | | | | | | By: | | |
/s/ Jay Leek
|
|
| | | | | | | | | | Name: Jay Leek | |
| | | | | | | | | | Title: Managing Director | |