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Consolidated Schedule of Changes in Investments in Non-Controlled Affiliates and Controlled Affiliates (Tables)
 3 Months Ended
Mar. 31, 2023
Non Controlled Affiliates  
Summary of Consolidated Schedule of Changes in Investments in Non-Controlled Affiliates

Security

 

Dividends or
Interest (2)

 

 

Fair Value at
December 31, 2022

 

 

Net realized
gain or loss

 

 

Net increase
or decrease
in unrealized
appreciation
or depreciation

 

 

Acquisitions (3)

 

 

Dispositions (4)

 

 

Fair Value at
March 31, 2023

 

Iracore International Holdings, Inc., Senior Secured 1st Lien Term Loan, LIBOR + 9%, 1% LIBOR Floor, due 4/12/24

 

$

45,536

 

 

$

1,324,140

 

 

$

-

 

 

$

-

 

 

$

-

 

 

$

-

 

 

$

1,324,140

 

Iracore Investments Holdings, Inc., Class A Common Stock

 

 

-

 

 

 

2,983,163

 

 

 

-

 

 

 

(1,016,787

)

 

 

-

 

 

 

-

 

 

 

1,966,376

 

NEG Parent, LLC (CORE Entertainment, Inc.), Class A Units

 

 

-

 

 

 

—

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

NEG Parent, LLC (CORE Entertainment, Inc.), Class A Warrants to Purchase Class A Units

 

 

-

 

 

 

—

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

NEG Parent, LLC (CORE Entertainment, Inc.), Class B Warrants to Purchase Class A Units

 

 

-

 

 

 

—

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

TVG-Edmentum Holdings, LLC, Series A Preferred Units

 

 

45,650

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

TVG-Edmentum Holdings, LLC, Series B-1 Common Units

 

 

634,124

 

 

 

32,391,197

 

 

 

-

 

 

 

(872,228

)

 

 

634,117

 

 

 

-

 

 

 

32,153,086

 

TVG-Edmentum Holdings, LLC, Series B-2 Common Units

 

 

-

 

 

 

32,391,197

 

 

 

-

 

 

 

(238,112

)

 

 

1

 

 

 

-

 

 

 

32,153,086

 

Total

 

$

725,310

 

 

$

69,089,697

 

 

$

—

 

 

$

(2,127,127

)

 

$

634,118

 

 

$

—

 

 

$

67,596,688

 

 

Notes to Consolidated Schedule of Changes in Investments in Non-Controlled Affiliates:

(1)
The issuers of the securities listed on this schedule are considered non-controlled affiliates under the 1940 Act due to the ownership by the Company of 5% to 25% of the issuers' voting securities.
(2)
Also includes fee income as applicable.
(3)
Acquisitions include new purchases, PIK income and amortization of original issue and market discounts.
(4)
Dispositions include decreases in the cost basis from sales and paydowns.

Security

 

Dividends or
Interest (2)

 

 

Fair Value at
December 31,
2021

 

 

Net realized
gain or loss

 

 

Net increase
or decrease
in unrealized
appreciation
or depreciation

 

 

Acquisitions (3)

 

 

Dispositions (4)

 

 

Fair Value at
December 31, 2022

 

Iracore International Holdings, Inc., Senior Secured 1st Lien Term Loan, LIBOR + 9%, 1% LIBOR Floor, due 4/12/24

 

$

148,806

 

 

$

1,324,140

 

 

$

-

 

 

$

-

 

 

$

-

 

 

$

-

 

 

 

1,324,140

 

Iracore Investments Holdings, Inc., Class A Common Stock

 

 

-

 

 

 

4,344,746

 

 

 

-

 

 

 

(1,361,583

)

 

 

-

 

 

 

-

 

 

 

2,983,163

 

NEG Parent, LLC (CORE Entertainment, Inc.), Class A Units

 

 

-

 

 

 

15,224,581

 

 

 

9,653,044

 

 

 

(12,451,775

)

 

 

-

 

 

 

(12,425,850

)

 

 

-

 

NEG Parent, LLC (CORE Entertainment, Inc.), Class A Warrants to Purchase Class A Units

 

 

-

 

 

 

1,409,955

 

 

 

820,337

 

 

 

(1,213,868

)

 

 

-

 

 

 

(1,016,424

)

 

 

—

 

NEG Parent, LLC (CORE Entertainment, Inc.), Class B Warrants to Purchase Class A Units

 

 

-

 

 

 

1,423,944

 

 

 

699,058

 

 

 

(1,225,912

)

 

 

-

 

 

 

(897,090

)

 

 

—

 

TVG-Edmentum Holdings, LLC, Series A Preferred Units

 

 

180,519

 

 

 

—

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

—

 

TVG-Edmentum Holdings, LLC, Series B-1 Common Units

 

 

2,357,065

 

 

 

36,740,019

 

 

 

-

 

 

 

(6,705,895

)

 

 

2,357,073

 

 

 

-

 

 

 

32,391,197

 

TVG-Edmentum Holdings, LLC, Series B-2 Common Units

 

 

-

 

 

 

36,740,019

 

 

 

-

 

 

 

(4,348,822

)

 

 

-

 

 

 

-

 

 

 

32,391,197

 

Total

 

$

2,686,390

 

 

$

97,207,404

 

 

$

11,172,439

 

 

$

(27,307,855

)

 

$

2,357,073

 

 

$

(14,339,364

)

 

$

69,089,697

 

 

 

Notes to Consolidated Schedule of Changes in Investments in Non-Controlled Affiliates:

(1)
The issuers of the securities listed on this schedule are considered non-controlled affiliates under the 1940 Act due to the ownership by the Company of 5% to 25% of the issuers' voting securities.
(2)
Also includes fee and lease income as applicable.
(3)
Acquisitions include new purchases, PIK income and amortization of original issue and market discounts.
(4)
Dispositions include decreases in the cost basis from sales and paydowns.
Controlled Investments  
Summary of Consolidated Schedule of Changes in Investments in Non-Controlled Affiliates

Security

 

Dividends
or Interest (2)

 

 

Fair Value at
December 31, 2022

 

 

Net realized
gain or loss

 

 

Net increase
or decrease
in unrealized
appreciation
or depreciation

 

 

Acquisitions (3)

 

 

Dispositions (4)

 

 

Fair Value at
March 31, 2023

 

36th Street Capital Partners Holdings, LLC, Membership Units

 

$

-

 

 

$

56,272,000

 

 

$

-

 

 

$

(2,018,000

)

 

$

-

 

 

$

-

 

 

$

54,254,000

 

36th Street Capital Partners Holdings, LLC, Senior Note, 12%, due 11/1/25

 

 

1,423,843

 

 

 

50,131,437

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

50,131,437

 

Anacomp, Inc., Class A Common Stock

 

 

-

 

 

 

552,432

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

552,432

 

Conergy Asia & ME Pte. Ltd., 1st Lien Term Loan, 0%, due 12/31/22

 

 

-

 

 

 

—

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

Conergy Asia Holdings Limited, Class B Shares

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

Conergy Asia Holdings Limited, Ordinary Shares

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

Conventional Lending TCP Holdings, LLC, Membership Units

 

 

479,568

 

 

 

16,146,544

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

16,146,544

 

Kawa Solar Holdings Limited, Bank Guarantee Credit Facility, 0%, due 12/31/22

 

 

-

 

 

 

101,315

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

101,315

 

Kawa Solar Holdings Limited, Ordinary Shares

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

Kawa Solar Holdings Limited, Revolving Credit Facility, 0%, due 12/31/22

 

 

-

 

 

 

1,862,701

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

1,862,701

 

Kawa Solar Holdings Limited, Series B Preferred Shares

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

Fishbowl, Inc., Senior Secured 1st Lien Term Loan, SOFR + 5%, 1% SOFR Floor, due 05/27/2027

 

 

297,566

 

 

 

12,089,579

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

12,089,579

 

Fishbowl INC., Common Membership Units

 

 

-

 

 

 

577,277

 

 

 

-

 

 

 

143,261

 

 

 

-

 

 

 

-

 

 

 

720,538

 

AutoAlert, LLC, Senior Secured 1st Lien Term Loan, SOFR + 5.4%, 1% SOFR Floor, PIK toggle, due 3/31/28

 

 

4,657

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

16,278,838

 

 

 

-

 

 

 

16,278,838

 

AutoAlert, LLC, Senior Secured 2nd Lien Term Loan, SOFR + 9.4%, 1% SOFR Floor, PIK toggle, due 3/31/29

 

 

3,418

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

8,604,529

 

 

 

-

 

 

 

8,604,529

 

AutoAlert, LLC, Class A Common Interest

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

4,713,886

 

 

 

-

 

 

 

4,713,886

 

AutoAlert, LLC, Preferred Equity

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

4,302,264

 

 

 

-

 

 

 

4,302,264

 

Total

 

$

2,209,052

 

 

$

137,733,285

 

 

$

—

 

 

$

(1,874,739

)

 

$

33,899,517

 

 

$

—

 

 

$

169,758,063

 

 

Notes to Consolidated Schedule of Changes in Investments in Controlled Affiliates:

(1)
The issuers of the securities listed on this schedule are considered controlled affiliates under the 1940 Act due to the ownership by the Company of more than 25% of the issuers' voting securities.
(2)
Also includes fee income as applicable.
(3)
Acquisitions include new purchases, PIK income and amortization of original issue and market discounts.
(4)
Dispositions include decreases in the cost basis from sales and paydowns.