0001209191-19-003472.txt : 20190111 0001209191-19-003472.hdr.sgml : 20190111 20190111194403 ACCESSION NUMBER: 0001209191-19-003472 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190109 FILED AS OF DATE: 20190111 DATE AS OF CHANGE: 20190111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carroll David William CENTRAL INDEX KEY: 0001688418 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37927 FILM NUMBER: 19523305 MAIL ADDRESS: STREET 1: 3450 W. WARREN AVENUE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTENNA COMMUNICATIONS INC CENTRAL INDEX KEY: 0001370702 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 331127317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3450 W. WARREN DRIVE CITY: FREMONT STATE: CA ZIP: 94538-6425 BUSINESS PHONE: (510) 743-2260 MAIL ADDRESS: STREET 1: 3450 W. WARREN DRIVE CITY: FREMONT STATE: CA ZIP: 94538-6425 FORMER COMPANY: FORMER CONFORMED NAME: MYSOURCE COMMUNICATIONS INC DATE OF NAME CHANGE: 20060727 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-01-09 0 0001370702 QUANTENNA COMMUNICATIONS INC QTNA 0001688418 Carroll David William C/O QUANTENNA COMMUNICATIONS, INC. 1704 AUTOMATION PARKWAY SAN JOSE CA 95131 0 1 0 0 SVP Worldwide Sales Common Stock 2019-01-09 4 M 0 116 3.00 A 60370 D Common Stock 2019-01-09 4 M 0 18967 8.50 A 79337 D Common Stock 2019-01-09 4 S 0 19083 14.953 D 60254 D Common Stock 2019-01-11 4 S 0 20000 16.016 D 40254 D Common Stock 500 I By Child of Reporting Person Employee Stock Option (right to buy) 3.00 2019-01-09 4 M 0 116 0.00 D 2025-12-03 Common Stock 116 1872 D Employee Stock Option (right to buy) 8.50 2019-01-09 4 M 0 18967 0.00 D 2026-06-30 Common Stock 18967 13871 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 automatic trading plan adopted by the Reporting Person. This sale price represents the weighted average sale price of the shares sold ranging from $14.64 to $15.17 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. This sale price represents the weighted average sale price of the shares sold ranging from $16.00 to $16.04 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. One fourth (1/4) of the shares subject to the option vested on December 3, 2016, and one forty-eighth (1/48) of the shares vest monthly thereafter, subject to the Reporting Person's continued service on each such vesting date. One fourth (1/4) of the shares subject to the option vested on June 30, 2017, and one forty-eighth (1/48) of the shares vest monthly thereafter, subject to the Reporting Person's continued service on each such vesting date. /s/ Tom MacMitchell, as Attorney-in-Fact 2019-01-11