0001209191-18-037701.txt : 20180614 0001209191-18-037701.hdr.sgml : 20180614 20180614160751 ACCESSION NUMBER: 0001209191-18-037701 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180612 FILED AS OF DATE: 20180614 DATE AS OF CHANGE: 20180614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carroll David William CENTRAL INDEX KEY: 0001688418 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37927 FILM NUMBER: 18899243 MAIL ADDRESS: STREET 1: 3450 W. WARREN AVENUE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTENNA COMMUNICATIONS INC CENTRAL INDEX KEY: 0001370702 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 331127317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3450 W. WARREN DRIVE CITY: FREMONT STATE: CA ZIP: 94538-6425 BUSINESS PHONE: (510) 743-2260 MAIL ADDRESS: STREET 1: 3450 W. WARREN DRIVE CITY: FREMONT STATE: CA ZIP: 94538-6425 FORMER COMPANY: FORMER CONFORMED NAME: MYSOURCE COMMUNICATIONS INC DATE OF NAME CHANGE: 20060727 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-12 0 0001370702 QUANTENNA COMMUNICATIONS INC QTNA 0001688418 Carroll David William C/O QUANTENNA COMMUNICATIONS, INC. 1704 AUTOMATION PARKWAY SAN JOSE CA 95131 0 1 0 0 SVP Worldwide Sales Common Stock 2018-06-12 4 M 0 11676 1.50 A 75951 D Common Stock 2018-06-12 4 M 0 474 2.00 A 76425 D Common Stock 2018-06-12 4 M 0 396 3.00 A 76821 D Common Stock 2018-06-12 4 S 0 12546 17.00 D 64275 D Common Stock 500 I By Child of Reporting Person Employee Stock Option (right to buy) 1.50 2018-06-12 4 M 0 11676 0.00 D 2023-02-05 Common Stock 11676 78108 D Employee Stock Option (right to buy) 2.00 2018-06-12 4 M 0 474 0.00 D 2024-12-10 Common Stock 474 3125 D Employee Stock Option (right to buy) 3.00 2018-06-12 4 M 0 396 0.00 D 2025-12-03 Common Stock 396 4842 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 automatic trading plan adopted by the Reporting Person. The shares subject to the option are fully vested and exercisable. One fourth (1/4) of the shares subject to the option vested on December 10, 2015, and one forty-eighth (1/48) of the shares vest monthly thereafter, subject to the Reporting Person's continued service on each such vesting date. One fourth (1/4) of the shares subject to the option vested on December 3, 2016, and one forty-eighth (1/48) of the shares vest monthly thereafter, subject to the Reporting Person's continued service on each such vesting date. /s/ Tom MacMitchell, as Attorney-in-Fact 2018-06-14