0001209191-21-059673.txt : 20211005 0001209191-21-059673.hdr.sgml : 20211005 20211005190338 ACCESSION NUMBER: 0001209191-21-059673 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211001 FILED AS OF DATE: 20211005 DATE AS OF CHANGE: 20211005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glaser Rachel C CENTRAL INDEX KEY: 0001497570 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36911 FILM NUMBER: 211308242 MAIL ADDRESS: STREET 1: C/O ETSY, INC. STREET 2: 117 ADAMS STREET CITY: BROOKLYN STATE: NY ZIP: 11201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ETSY INC CENTRAL INDEX KEY: 0001370637 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 117 ADAMS STREET CITY: BROOKLYN STATE: NY ZIP: 11201 BUSINESS PHONE: (718) 880-3660 MAIL ADDRESS: STREET 1: 117 ADAMS STREET CITY: BROOKLYN STATE: NY ZIP: 11201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-10-01 0 0001370637 ETSY INC ETSY 0001497570 Glaser Rachel C C/O ETSY, INC. 117 ADAMS STREET BROOKLYN NY 11201 0 1 0 0 Chief Financial Officer Common Stock 2021-10-01 4 M 0 12832 0.00 A 44340 D Common Stock 2021-10-01 4 F 0 7365 204.37 D 36975 D Common Stock 2021-10-01 4 M 0 13500 13.55 A 50475 D Common Stock 2021-10-01 4 S 0 643 199.22 D 49832 D Common Stock 2021-10-01 4 S 0 3864 200.06 D 45968 D Common Stock 2021-10-01 4 S 0 882 201.50 D 45086 D Common Stock 2021-10-01 4 S 0 2461 202.84 D 42625 D Common Stock 2021-10-01 4 S 0 4760 203.61 D 37865 D Common Stock 2021-10-01 4 S 0 415 204.44 D 37450 D Common Stock 2021-10-01 4 S 0 362 206.95 D 37088 D Common Stock 2021-10-01 4 S 0 113 207.95 D 36975 D Restricted Stock Units 2021-10-01 4 M 0 5402 0.00 D Common Stock 5402 27011 D Restricted Stock Units 2021-10-01 4 M 0 3466 0.00 D Common Stock 3466 3466 D Restricted Stock Units 2021-10-01 4 M 0 2529 0.00 D Common Stock 2529 7586 D Restricted Stock Units 2021-10-01 4 M 0 1435 0.00 D Common Stock 1435 10048 D Employee Stock Option (Right to Buy) 13.55 2021-10-01 4 M 0 13500 0.00 D 2027-05-31 Common Stock 13500 85624 D Shares of common stock acquired upon the vesting of restricted stock units. This transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units. This exercise and subsequent sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on March 2, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.74 to $199.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.75 to $200.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.07 to $202.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.15 to $203.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.17 to $204.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.18 to $204.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.50 to $207.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents restricted stock units which correspond 1-for-1 with common stock. The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2020, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2018, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2019, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2021, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. This option is fully vested as of July 1, 2021. /s/ Brigitte Eichner, as Attorney-in-Fact for Rachel C. Glaser 2021-10-05