0001209191-21-059667.txt : 20211005 0001209191-21-059667.hdr.sgml : 20211005 20211005190059 ACCESSION NUMBER: 0001209191-21-059667 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211001 FILED AS OF DATE: 20211005 DATE AS OF CHANGE: 20211005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buckley Merilee CENTRAL INDEX KEY: 0001813761 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36911 FILM NUMBER: 211308237 MAIL ADDRESS: STREET 1: 117 ADAMS ST. C/O ETSY, INC. CITY: BROOKLYN STATE: NY ZIP: 11201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ETSY INC CENTRAL INDEX KEY: 0001370637 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 117 ADAMS STREET CITY: BROOKLYN STATE: NY ZIP: 11201 BUSINESS PHONE: (718) 880-3660 MAIL ADDRESS: STREET 1: 117 ADAMS STREET CITY: BROOKLYN STATE: NY ZIP: 11201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-10-01 0 0001370637 ETSY INC ETSY 0001813761 Buckley Merilee C/O ETSY, INC. 117 ADAMS STREET BROOKLYN NY 11201 0 1 0 0 Chief Accounting Officer Common Stock 2021-10-01 4 M 0 2344 0.00 A 2344 D Common Stock 2021-10-01 4 F 0 1247 204.37 D 1097 D Common Stock 2021-10-01 4 M 0 908 19.16 A 2005 D Common Stock 2021-10-01 4 S 0 744 200.00 D 1261 D Common Stock 2021-10-01 4 S 0 78 201.32 D 1183 D Common Stock 2021-10-01 4 S 0 84 204.59 D 1099 D Common Stock 2021-10-01 4 S 0 2 206.50 D 1097 D Common Stock 2021-10-05 4 S 0 85 201.07 D 1012 D Common Stock 2021-10-05 4 S 0 293 202.75 D 719 D Common Stock 2021-10-05 4 S 0 509 204.04 D 210 D Common Stock 2021-10-05 4 S 0 138 204.71 D 72 D Restricted Stock Units 2021-10-01 4 M 0 720 0.00 D Common Stock 720 3602 D Restricted Stock Units 2021-10-01 4 M 0 303 0.00 D Common Stock 303 911 D Restricted Stock Units 2021-10-01 4 M 0 1166 0.00 D Common Stock 1166 1167 D Restricted Stock Units 2021-10-01 4 M 0 155 0.00 D Common Stock 155 1085 D Employee Stock Option (Right to Buy) 19.16 2021-10-01 4 M 0 908 0.00 D 2028-01-31 Common Stock 908 3631 D Shares of common stock acquired upon the vesting of restricted stock units. This transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units. This exercise and subsequent sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 19, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.24 to $201.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.22 to $203.13,inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.52 to $204.445, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Represents restricted stock units which correspond 1-for-1 with common stock. The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2020, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2019, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. 25% of the restricted stock units vested on January 1, 2019, with the remainder vesting in 12 equal quarterly installments thereafter provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2021, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. The shares underlying the option exercised in this transaction were fully vested and exercisable. 25% of the stock options became exercisable on February 1, 2019, with the remainder of the originally granted options exercisable in 36 equal monthly installments thereafter, provided the Reporting Person remains continuously employed on each vesting date. /s/ Brigitte Eichner, as Attorney-in-Fact for Merilee Buckley 2021-10-05