0001415889-23-004811.txt : 20230313 0001415889-23-004811.hdr.sgml : 20230313 20230313184817 ACCESSION NUMBER: 0001415889-23-004811 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230310 FILED AS OF DATE: 20230313 DATE AS OF CHANGE: 20230313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brisbin Thomas Donald CENTRAL INDEX KEY: 0001395188 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33076 FILM NUMBER: 23728673 MAIL ADDRESS: STREET 1: 2401 E. KATELLA AVENUE, #300 CITY: ANAHEIM STATE: CA ZIP: 92806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Willdan Group, Inc. CENTRAL INDEX KEY: 0001370450 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 141951112 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 2401 EAST KATELLA AVENUE, SUITE 300 CITY: ANAHEIM STATE: CA ZIP: 92806 BUSINESS PHONE: 800-424-9144 MAIL ADDRESS: STREET 1: 2401 EAST KATELLA AVENUE, SUITE 300 CITY: ANAHEIM STATE: CA ZIP: 92806 4 1 form4-03132023_100311.xml X0306 4 2023-03-10 0001370450 Willdan Group, Inc. WLDN 0001395188 Brisbin Thomas Donald 2401 EAST KATELLA AVENUE SUITE 300 ANAHEIM CA 92806 true true false true CHIEF EXECUTIVE OFFICER CHAIRMAN OF THE BOARD Common Stock 2023-03-10 4 S 0 1194 15.21 D 393905 D Common Stock 2023-03-10 4 S 0 1060 15.78 D 392845 D Common Stock 2023-03-10 4 S 0 235 16.96 D 392610 D Represents shares of the Issuer's Common Stock sold in the open market, the proceeds of which were used to pay the tax withholding obligations incurred upon the vesting of restricted stock on March 8, 2023, which restricted stock was granted on March 8, 2022. The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $14.55 to $15.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2), footnote (4) and footnote (5). Includes (i) 17,500 shares of restricted stock that vest in three substantially equal installments on each of March 7, 2024, March 7, 2025 and March 7, 2026 and (ii) 12,500 shares of restricted stock that vest in two substantially equal installments on each of March 9, 2024 and March 9, 2025, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $15.56 to $16.53, inclusive. The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $16.60 to $17.00, inclusive. /s/ Creighton K. Early, Attorney-in-Fact for Thomas D. Brisbin 2023-03-13