0001179110-18-004698.txt : 20180320 0001179110-18-004698.hdr.sgml : 20180320 20180320172358 ACCESSION NUMBER: 0001179110-18-004698 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180314 FILED AS OF DATE: 20180320 DATE AS OF CHANGE: 20180320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITELAW PAUL MILTON CENTRAL INDEX KEY: 0001733724 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33076 FILM NUMBER: 18702669 MAIL ADDRESS: STREET 1: 2401 EAST KATELLA AVENUE, SUITE 300 CITY: ANAHEIM STATE: CA ZIP: 92806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Willdan Group, Inc. CENTRAL INDEX KEY: 0001370450 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 141951112 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2401 EAST KATELLA AVENUE, SUITE 300 CITY: ANAHEIM STATE: CA ZIP: 92806 BUSINESS PHONE: 800-424-9144 MAIL ADDRESS: STREET 1: 2401 EAST KATELLA AVENUE, SUITE 300 CITY: ANAHEIM STATE: CA ZIP: 92806 3 1 edgar.xml FORM 3 - X0206 3 2018-03-14 0 0001370450 Willdan Group, Inc. WLDN 0001733724 WHITELAW PAUL MILTON 2401 E. KATELLA AVE SUITE 300 ANAHEIM CA 92806 0 1 0 0 SVP, Business Development Common Stock 7257 D Stock Option (Right to Buy) 3.84 2022-03-26 Common Stock 1000 D Stock Option (Right to Buy) 10.81 2026-05-05 Common Stock 15000 D Stock Option (Right to Buy) 16.09 2026-11-02 Common Stock 20000 D Stock Option (Right to Buy) 28.19 2027-03-08 Common Stock 6670 D Stock Option (Right to Buy) 30.06 2027-10-31 Common Stock 6670 D Includes (i) 889 shares of restricted stock that vest in two substantially equal installments on each of March 8, 2019 and March 8, 2020 and (ii) 1,333 shares of restricted stock that vest in three substantially equal installments on each of October 31, 2018, October 18, 2019 and October 18, 2020. The option became exercisable in three substantially equal installments on each of March 26, 2013, March 26, 2014 and March 26, 2015. The option is exercisable in three substantially equal installments. The first installment became exercisable on May 5, 2017, and the next two installments will become exercisable on each of May 5, 2018 and May 5, 2019. The option is exercisable in three substantially equal installments. The first installment became exercisable on November 2, 2017, and the next two installments will become exercisable on each of November 2, 2018 and November 2, 2019. The option is exercisable in three substantially equal installments. The first installment became exercisable on March 8, 2018, and the next two installments will become exercisable on each of March 8, 2019 and March 8, 2020. The option becomes exercisable in three substantially equal installments on each of October 31, 2018, October 31, 2019 and October 31, 2020. Exhibit List - Exhibit 24 - Power of Attorney /s/ Stacy McLaughlin, Attorney-in-fact for Paul Milton Whitelaw 2018-03-20 EX-24.HTM 2 ex24whitelaw.htm WHITELAW POWER OF ATTORNEY

 

POWER OF ATTORNEY

 

FOR SEC FILINGS ON FORMS ID, 3, 4, 5 AND 144

 

The undersigned hereby constitutes and appoints each of Stacy B. McLaughlin, Chief Financial Officer and Vice President of Willdan Group, Inc. (the “Company”), so long as she is employed at the Company, and Logan Tiari, Brittany Gorin and Regina Braman, each of O’Melveny & Myers LLP (“OMM”), outside counsel to the Company, so long as each is employed at OMM, as his true and lawful attorney-in-fact and agent (each, an “Attorney-In-Fact”), with full power of substitution and resubstitution for him and in his name and stead in any and all capacities, to sign and file for and on his behalf, in respect of any acquisition, disposition or other change in ownership of any of the securities of the undersigned, the following:

 

(i)                                     any Form ID to be filed with the Securities and Exchange Commission (the “SEC”);

 

(ii)                                  any Initial Statement of Beneficial Ownership of Securities on Form 3 to be filed with the SEC;

 

(iii)                               any Statement of Changes of Beneficial Ownership of Securities on Form 4 to be filed with the SEC;

 

(iv)                              any Annual Statement of Beneficial Ownership of Securities on Form 5 to be filed with the SEC;

 

(v)                                 any Notice of Proposed Sale of Securities on Form 144 to be filed with the SEC; and

 

(vi)                              any and all agreements, certificates, receipts, or other documents in connection therewith.

 

The undersigned hereby gives full power and authority to each Attorney-In-Fact to seek and obtain as his representative and on his behalf, information on transactions in the securities of the undersigned from any third party, including brokers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such third party to release such information to each Attorney-In-Fact and approves and ratifies any such release of information.

 

The undersigned hereby grants unto each Attorney-In-Fact full power and authority to do and perform each and every act and thing requisite and necessary in connection with such matters and hereby ratifies and confirms all that any such Attorney-In-Fact or substitute may do or cause to be done by virtue hereof.

 

The undersigned acknowledges that:

 

(i)                                     neither the Company nor any Attorney-In-Fact assumes (i) any liability for the undersigned’s responsibility to comply with the requirement of the Securities

 


 

Exchange Act of 1934, as amended (the “Exchange Act”), (ii) any liability of the undersigned for any failure to comply with such requirements or (iii) any obligation or liability of the undersigned for profit disgorgement under Section 16(b) of the Exchange Act; and

 

(ii)                                  this Power of Attorney does not relieve the undersigned from responsibility for compliance with the undersigned’s obligations under the Exchange Act, including without limitation the reporting requirements under Section 16 of the Exchange Act.

 

This Power of Attorney shall remain in full force and effect with respect to the undersigned until revoked by the undersigned in a signed writing delivered to each Attorney-In-Fact.

 

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IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 1st day of March 2018.

 

 

 

/s/ Paul M. Whitelaw

 

PAUL M. WHITELAW