-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CiNmCxLb4lydDmSHi6GOykYxHtimWQLmibKB1IXZXYck1cjAKN2VSxQgR5A/giPk SUimviWxXLMaH7eQ+LUtew== 0001209191-09-059192.txt : 20091231 0001209191-09-059192.hdr.sgml : 20091231 20091231162703 ACCESSION NUMBER: 0001209191-09-059192 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091229 FILED AS OF DATE: 20091231 DATE AS OF CHANGE: 20091231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOSWAMI ASHOKE CENTRAL INDEX KEY: 0001354870 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33184 FILM NUMBER: 091268776 MAIL ADDRESS: STREET 1: 400 E. PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Double-Take Software, Inc. CENTRAL INDEX KEY: 0001370314 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200230046 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 257 TURNPIKE ROAD, SUITE 210 CITY: SOUTHBOROUGH STATE: MA ZIP: 01772 BUSINESS PHONE: 508-229-8810 MAIL ADDRESS: STREET 1: 257 TURNPIKE ROAD, SUITE 210 CITY: SOUTHBOROUGH STATE: MA ZIP: 01772 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABS PARTNERS IV LLC CENTRAL INDEX KEY: 0001207738 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33184 FILM NUMBER: 091268777 BUSINESS ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4102465600 MAIL ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-12-29 0 0001370314 Double-Take Software, Inc. DBTK 0001207738 ABS PARTNERS IV LLC 400 EAST PRATT STREET SUITE 910 BALTIMORE MD 21202-3116 1 0 0 0 0001354870 GOSWAMI ASHOKE C/O ABS CAPITAL PARTNERS 400 EAST PRATT STREET, SUITE 910 BALTIMORE MD 21202-3116 1 0 0 0 Common Stock, par value $.001 2009-12-29 4 S 0 2788 10.00 D 1277709 I By ABS Capital Partners IV, LP Common Stock, par value $.001 2009-12-29 4 S 0 93 10.00 D 42779 I By ABS Capital Partners IV-A, LP Common Stock, par value $.001 2009-12-29 4 S 0 160 10.00 D 73383 I By ABS Capital Partners IV Offshore, LP Common Stock, par value $.001 2009-12-29 4 S 0 109 10.00 D 49675 I By ABS Capital Partners IV Special Offshore, LP Common Stock, par value $.001 2009-12-30 4 S 0 6017 10.01 D 1271692 I By ABS Capital Partners IV, LP Common Stock, par value $.001 2009-12-30 4 S 0 201 10.01 D 42578 I By ABS Capital Partners IV-A, LP Common Stock, par value $.001 2009-12-30 4 S 0 346 10.01 D 73037 I By ABS Capital Partners IV Offshore, LP Common Stock, par value $.001 2009-12-30 4 S 0 236 10.01 D 49439 I By ABS Capital Partners IV Special Offshore, LP Common Stock, par value $.001 13399 D The price of $10.00 per share represents a weighted average of sales prices ranging from $9.95 to $10.07 per share. The reporting persons undertake to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. ABS Capital Partners IV, LLC (the "General Partner") is the general partner of ABS Capital Partners IV, LP, ABS Capital Partners IV-A, LP, ABS Capital Partners IV Offshore, LP, and ABS Capital Partners IV Special Offshore, LP (collectively, the "Funds") and Ashoke Goswami is a managing member of the General Partner ("Manager"). The General Partner and the Manager are reporting the indirect beneficial ownership of the reported securities. The General Partner and the Manager disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein. The General Partner of the Funds has voting and dispositive power over these securities. The price of $10.01 per share represents a weighted average of sales prices ranging from $9.95 to $10.09 per share. The reporting persons undertake to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Shares held directly by Ashoke Goswami. The General Partner is the general partner of ABS Capital Partners IV, LP, ABS Capital Partners IV-A, LP, ABS Capital Partners IV Offshore, LP, and ABS Capital Partners IV Special Offshore, LP, each of which may be deemed a director by deputization as a result of Ashoke Goswami, a manager of the General Partner, serving on the board of directors of Double-Take Software, Inc. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2008 and modified on November 11, 2009. /s/ ABS Capital Partners IV, L.L.C. By Donald B. Hebb, Jr., managing member 2009-12-31 /s/ Ashoke Goswami 2009-12-31 -----END PRIVACY-ENHANCED MESSAGE-----