-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QW/TyySU63OZFoKOF0z8pplbeVFneSeHSigw1DoMLYxCajhovl9mR1WcH3Hyycwr m7JnMWhZGni5WXHGh75wrA== 0001209191-09-059191.txt : 20091231 0001209191-09-059191.hdr.sgml : 20091231 20091231162606 ACCESSION NUMBER: 0001209191-09-059191 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091229 FILED AS OF DATE: 20091231 DATE AS OF CHANGE: 20091231 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Double-Take Software, Inc. CENTRAL INDEX KEY: 0001370314 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200230046 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 257 TURNPIKE ROAD, SUITE 210 CITY: SOUTHBOROUGH STATE: MA ZIP: 01772 BUSINESS PHONE: 508-229-8810 MAIL ADDRESS: STREET 1: 257 TURNPIKE ROAD, SUITE 210 CITY: SOUTHBOROUGH STATE: MA ZIP: 01772 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABS CAPITAL PARTNERS IV LP CENTRAL INDEX KEY: 0001119967 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33184 FILM NUMBER: 091268773 BUSINESS ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4102465600 MAIL ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABS CAPITAL PARTNERS IV A LP CENTRAL INDEX KEY: 0001126337 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33184 FILM NUMBER: 091268772 BUSINESS ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4102465600 MAIL ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABS CAPITAL PARTNERS IV SPECIAL OFFSHORE LP CENTRAL INDEX KEY: 0001207736 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33184 FILM NUMBER: 091268770 BUSINESS ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4102465600 MAIL ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABS CAPITAL PARTNERS IV OFFSHORE LP CENTRAL INDEX KEY: 0001207737 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33184 FILM NUMBER: 091268771 BUSINESS ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4102465600 MAIL ADDRESS: STREET 1: 400 EAST PRATT STREET STREET 2: SUITE 910 CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-12-29 0 0001370314 Double-Take Software, Inc. DBTK 0001119967 ABS CAPITAL PARTNERS IV LP 400 EAST PRATT STREET SUITE 910 BALTIMORE MD 21202-3116 1 0 0 0 0001126337 ABS CAPITAL PARTNERS IV A LP C/O ABS CAPITAL PARTNERS 400 EAST PRATT STREET, SUITE 910 BALTIMORE MD 21202-3116 1 0 0 0 0001207737 ABS CAPITAL PARTNERS IV OFFSHORE LP C/O ABS CAPITAL PARTNERS 400 EAST PRATT STREET, SUITE 910 BALTIMORE MD 21202-3116 1 0 0 0 0001207736 ABS CAPITAL PARTNERS IV SPECIAL OFFSHORE LP C/O ABS CAPITAL PARTNERS 400 EAST PRATT STREET, SUITE 910 BALTIMORE MD 21202-3116 1 0 0 0 Common Stock, par value $.001 2009-12-29 4 S 0 2788 10.00 D 1277709 D Common Stock, par value $.001 2009-12-29 4 S 0 93 10.00 D 42779 I By ABS Capital Partners IV-A, LP Common Stock, par value $.001 2009-12-29 4 S 0 160 10.00 D 73383 I By ABS Capital Partners IV Offshore, LP Common Stock, par value $.001 2009-12-29 4 S 0 109 10.00 D 49675 I By ABS Capital Partners IV Special Offshore, LP Common Stock, par value $.001 2009-12-30 4 S 0 6017 10.01 D 1271692 D Common Stock, par value $.001 2009-12-30 4 S 0 201 10.01 D 42578 I By ABS Capital Partners IV-A, LP Common Stock, par value $.001 2009-12-30 4 S 0 346 10.01 D 73037 I By ABS Capital Partners IV Offshore, LP Common Stock, par value $.001 2009-12-30 4 S 0 236 10.01 D 49439 I By ABS Capital Partners IV Special Offshore, LP The price of $10.00 per share represents a weighted average of sales prices ranging from $9.95 to $10.07 per share. The reporting persons undertake to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. ABS Capital Partners IV, LLC (the "General Partner") is the general partner of ABS Capital Partners IV, LP, ABS Capital Partners IV-A, LP, ABS Capital Partners IV Offshore, LP, and ABS Capital Partners IV Special Offshore, LP (collectively, the "Funds") and Ashoke Goswami is a managing member of the General Partner ("Manager"). The General Partner and the Manager are reporting the indirect beneficial ownership of the reported securities. The General Partner and the Manager disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein. The General Partner of the Funds has voting and dispositive power over these securities. The price of $10.01 per share represents a weighted average of sales prices ranging from $9.95 to $10.09 per share. The reporting persons undertake to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. The Funds may each be deemed a director by deputization as a result of the Manager serving on the board of directors of Double-Take Software, Inc. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2008 and modified on November 11, 2009. By Donald B. Hebb, Jr., managing member of ABS Partners IV, LLC, the general partner of ABS Capital Partners IV, LP 2009-12-31 By Donald B. Hebb, Jr., managing member of ABS Partners IV, LLC, the general partner of ABS Capital Partners IV-A, LP 2009-12-31 By Donald B. Hebb, Jr., managing member of ABS Partners IV, LLC, the general partner of ABS Capital Partners IV Offshore, LP 2009-12-31 By Donald B. Hebb, Jr., managing member of ABS Partners IV, LLC, the general partner of ABS Capital Partners IV Special Offshore, LP 2009-12-31 -----END PRIVACY-ENHANCED MESSAGE-----