0001140361-19-012002.txt : 20190628 0001140361-19-012002.hdr.sgml : 20190628 20190628175439 ACCESSION NUMBER: 0001140361-19-012002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190628 FILED AS OF DATE: 20190628 DATE AS OF CHANGE: 20190628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VECTOR CAPITAL, L.L.C. CENTRAL INDEX KEY: 0001659054 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38952 FILM NUMBER: 19930686 BUSINESS ADDRESS: STREET 1: C/O VECTOR CAPITAL MANAGEMENT, L.P., STREET 2: ONE MARKET STREET, STEUART TOWER, 23RD F CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 293-5000 MAIL ADDRESS: STREET 1: C/O VECTOR CAPITAL MANAGEMENT, L.P., STREET 2: ONE MARKET STREET, STEUART TOWER, 23RD F CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vector Cambium Holdings (Cayman), L.P. CENTRAL INDEX KEY: 0001780681 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38952 FILM NUMBER: 19930687 BUSINESS ADDRESS: STREET 1: C/O VECTOR CAPITAL MANAGEMENT, L.P. STREET 2: ONE MARKET STREET STEUART TOWER, 23RD FL CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-293-5000 MAIL ADDRESS: STREET 1: C/O VECTOR CAPITAL MANAGEMENT, L.P. STREET 2: ONE MARKET STREET STEUART TOWER, 23RD FL CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VECTOR CAPITAL PARTNERS IV, L.P. CENTRAL INDEX KEY: 0001659052 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38952 FILM NUMBER: 19930688 BUSINESS ADDRESS: STREET 1: C/O VECTOR CAPITAL MANAGEMENT, L.P., STREET 2: ONE MARKET STREET, STEUART TOWER, 23RD F CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 293-5000 MAIL ADDRESS: STREET 1: C/O VECTOR CAPITAL MANAGEMENT, L.P., STREET 2: ONE MARKET STREET, STEUART TOWER, 23RD F CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vector Capital, Ltd. CENTRAL INDEX KEY: 0001780631 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38952 FILM NUMBER: 19930689 BUSINESS ADDRESS: STREET 1: C/O VECTOR CAPITAL MANAGEMENT, L.P. STREET 2: ONE MARKET ST. STEUART TOWER, 23RD FL CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-102-0511 MAIL ADDRESS: STREET 1: C/O VECTOR CAPITAL MANAGEMENT, L.P. STREET 2: ONE MARKET ST. STEUART TOWER, 23RD FL CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VECTOR CAPITAL PARTNERS III, L.P. CENTRAL INDEX KEY: 0001659053 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38952 FILM NUMBER: 19930690 BUSINESS ADDRESS: STREET 1: C/O VECTOR CAPITAL MANAGEMENT, L.P., STREET 2: ONE MARKET STREET, STEUART TOWER, 23RD F CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 293-5000 MAIL ADDRESS: STREET 1: C/O VECTOR CAPITAL MANAGEMENT, L.P., STREET 2: ONE MARKET STREET, STEUART TOWER, 23RD F CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VECTOR ENTREPRENEUR FUND III L P CENTRAL INDEX KEY: 0001369704 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38952 FILM NUMBER: 19930691 BUSINESS ADDRESS: STREET 1: 456 MONTGOMERY ST 19TH FL CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-293-5100 MAIL ADDRESS: STREET 1: 456 MONTGOMERY ST 19TH FL CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vector Capital IV, L.P. CENTRAL INDEX KEY: 0001403846 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38952 FILM NUMBER: 19930692 BUSINESS ADDRESS: STREET 1: C/O VECTOR CAPITAL CORPORATION STREET 2: ONE MARKET ST., STEUART TOWER, 23RD FL CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-293-5000 MAIL ADDRESS: STREET 1: C/O VECTOR CAPITAL CORPORATION STREET 2: ONE MARKET ST., STEUART TOWER, 23RD FL CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER NAME: FORMER CONFORMED NAME: VECTOR CAPITAL IV LP DATE OF NAME CHANGE: 20070620 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cambium Networks Corp CENTRAL INDEX KEY: 0001738177 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 000000000 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 190 ELGIN AVENUE STREET 2: GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9005 BUSINESS PHONE: 3459433100 MAIL ADDRESS: STREET 1: 190 ELGIN AVENUE STREET 2: GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9005 4 1 form4.xml FORM 4 X0306 4 2019-06-28 0001738177 Cambium Networks Corp CMBM 0001659054 VECTOR CAPITAL, L.L.C. C/O VECTOR CAPITAL MANAGEMENT, L.P. ONE MARKET ST, STEUART TOWER, 23RD FLOOR SAN FRANCISCO CA 94105 true true 0001780681 Vector Cambium Holdings (Cayman), L.P. C/O VECTOR CAPITAL MANAGEMENT, L.P. ONE MARKET ST, STEUART TOWER, 23RD FLOOR SAN FRANCISCO CA 94105 true true 0001659052 VECTOR CAPITAL PARTNERS IV, L.P. C/O VECTOR CAPITAL MANAGEMENT, L.P. ONE MARKET ST, STEUART TOWER, 23RD FLOOR SAN FRANCISCO CA 94105 true true 0001780631 Vector Capital, Ltd. C/O VECTOR CAPITAL MANAGEMENT, L.P. ONE MARKET ST, STEUART TOWER, 23RD FLOOR SAN FRANCISCO CA 94105 true true 0001659053 VECTOR CAPITAL PARTNERS III, L.P. C/O VECTOR CAPITAL MANAGEMENT, L.P. ONE MARKET ST, STEUART TOWER, 23RD FLOOR SAN FRANCISCO CA 94105 true true 0001369704 VECTOR ENTREPRENEUR FUND III L P C/O VECTOR CAPITAL MANAGEMENT, L.P. ONE MARKET ST, STEUART TOWER, 23RD FLOOR SAN FRANCISCO CA 94105 true true 0001403846 Vector Capital IV, L.P. C/O VECTOR CAPITAL MANAGEMENT, L.P. ONE MARKET ST, STEUART TOWER, 23RD FLOOR SAN FRANCISCO CA 94105 true true Ordinary Shares 2019-06-28 4 A 0 17627575 A 17704754 I See footnotes Ordinary Shares 2019-06-28 4 P 0 1482000 12 A 1482000 I See footnotes Ordinary Shares 2019-06-28 4 P 0 18000 12 A 18000 I See footnotes In connection with the issuer's Recapitalization (as described in the issuer's prospectus dated June 25, 2019) and upon consummation of the issuer's initial public offering, Vector Cambium Holdings (Cayman), L.P. ("VCH") received these Ordinary Shares representing the amount of unreturned capital and accumulated yield payable to holders of Class A Units of VCH, plus the residual share of the issuer's value attributable to VCH's ownership after such return, based on the initial public offering price of $12. These shares are directly owned by Vector Capital IV, L.P. ("VC IV"). These shares are directly owned by Vector Entrepreneur Fund III, LP ("VEF III"). Vector Capital Partners IV, L.P. ("VCP IV") is the general partner of VCH and VC IV. Vector Capital Partners III, L.P. ("VCP III") is the general partner of VEF III. Vector Capital, Ltd. and Vector Capital, L.L.C. are the general partners of each of VCP IV and VCP III. The board of directors of Vector Capital, Ltd. has the exclusive power and authority to vote, or to direct to vote, and to dispose, or to direct the disposition of, the shares held by each of VCH, VC IV and VEF III and therefore holds indirect voting and dispositive power over the shares held by each of VCH, VC IV and VEF III and may be deemed to be the beneficial owner of such shares. Each of Alexander R. Slusky, the Chief Investment Officer of Vector Capital Management, L.P., and Robert Amen, a Managing Director of Vector Capital Management, L.P., serves on the Issuer's board of directors ("Board") as a representative of Vector Capital. By virtue of their representation on the Board, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the Reporting Persons are deemed to be directors of the Issuer by deputization. /s/ Vector Cambium Holdings (Cayman), by Vector Capital Partners IV, L.P., by Vector Capital, Ltd., by David Baylor, Director 2019-06-28 /s/ Vector Capital IV, L.P., by Vector Capital Partners IV, L.P., by Vector Capital, Ltd., by David Baylor, Director 2019-06-28 /s/ Vector Entrepreneur Fund III, LP, by Vector Capital Partners III, L.P., by Vector Capital, Ltd., by David Baylor, Director 2019-06-28 /s/ Vector Capital Partners IV, L.P., by Vector Capital, Ltd., by David Baylor, Director 2019-06-28 /s/ Vector Capital Partners III, L.P., by Vector Capital, Ltd., by David Baylor, Director 2019-06-28 /s/ Vector Capital, Ltd., by David Baylor, Director 2019-06-28 /s/ Vector Capital, L.L.C., by David Baylor, Chief Operating Officer 2019-06-28