0001161697-14-000518.txt : 20141020 0001161697-14-000518.hdr.sgml : 20141020 20141020163431 ACCESSION NUMBER: 0001161697-14-000518 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141017 FILED AS OF DATE: 20141020 DATE AS OF CHANGE: 20141020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATALYST PHARMACEUTICAL PARTNERS, INC. CENTRAL INDEX KEY: 0001369568 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 355 ALHAMBRA CIRCLE STREET 2: SUITE 1500 CITY: CORAL GABLES STATE: FL ZIP: 33134 BUSINESS PHONE: (305) 529-2522 MAIL ADDRESS: STREET 1: 355 ALHAMBRA CIRCLE STREET 2: SUITE 1500 CITY: CORAL GABLES STATE: FL ZIP: 33134 FORMER COMPANY: FORMER CONFORMED NAME: Catalyst Pharmaceutical Partners, Inc. DATE OF NAME CHANGE: 20060719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Winship M Douglas CENTRAL INDEX KEY: 0001378683 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33057 FILM NUMBER: 141164217 MAIL ADDRESS: STREET 1: 220 MIRACLE MILE STREET 2: SUITE 234 CITY: CORAL GABLES STATE: FL ZIP: 33134 4 1 form4.xml FORM 4 FOR 10-17-2014 X0306 4 2014-10-17 0 0001369568 CATALYST PHARMACEUTICAL PARTNERS, INC. CPRX 0001378683 Winship M Douglas 355 ALHAMBRA CIRCLE, SUITE 1500 CORAL GABLES FL 33134 0 1 0 0 VP, Regulatory Operations Common stock, par value $0.001 per share 2014-10-17 4 M 0 125000 0.90 A 142294 D Common stock, par value $0.001 per share 2014-10-17 4 F 0 45363 D 96931 D Options to purchase common stock 0.90 2014-10-17 4 M 0 125000 0 D 2014-10-20 Common Stock 125000 297500 D Holder exercised 125,000 options at $0.90 per share on a cashless basis and was issued 79,637 shares based on the October 17, 2014 closing price of $2.48 per share. The option was granted on October 20, 2009 and vested in three equal annual installments. /s/ M. Douglas Winship 2014-10-20