-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IM890GcNELp9uBplprTMHzavgLGAFTh+WDx0G5/G/q5zLQ73ccEvZZtMGZY1oMAl f91cWOpKhX8JgOKbLxY+XQ== 0001144204-08-032191.txt : 20080527 0001144204-08-032191.hdr.sgml : 20080526 20080527142106 ACCESSION NUMBER: 0001144204-08-032191 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080521 FILED AS OF DATE: 20080527 DATE AS OF CHANGE: 20080527 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WaferGen Bio-systems, Inc. CENTRAL INDEX KEY: 0001368993 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 203699764 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BAYSIDE TECHNOLOGY CENTER STREET 2: 46571 FREMONT BLVD. CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: (510) 651-4450 MAIL ADDRESS: STREET 1: BAYSIDE TECHNOLOGY CENTER STREET 2: 46571 FREMONT BLVD. CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: La Burbuja Cafe, Inc. DATE OF NAME CHANGE: 20060714 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hautamaki R Dean CENTRAL INDEX KEY: 0001435644 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-53252 FILM NUMBER: 08860319 BUSINESS ADDRESS: BUSINESS PHONE: 510-651-4450 MAIL ADDRESS: STREET 1: C/O WAFERGEN BIO-SYSTEMS, INC. STREET 2: 46531 FREMONT BLVD. CITY: FREMONT STATE: CA ZIP: 94538 3/A 1 v115870_ex.xml X0202 3/A 2008-05-21 2008-05-21 0 0001368993 WaferGen Bio-systems, Inc. WGBS.OB 0001435644 Hautamaki R Dean C/O WAFERGEN BIO-SYSTEMS, INC. BAYSIDE TECH. CENTER 46531 FREMONT BLVD. FREMONT CA 94538 1 0 0 0 Common Stock 58333 I By Cojack Investment Opportunities, LLC Stock Option (Right to Buy) 1.50 2017-05-31 Common Stock 150000 D Stock Option (Right to Buy) 2.00 2018-03-10 Common Stock 130000 D Stock Option (Right to Buy) 2.25 2008-01-14 2018-01-14 Common Stock 40000 D Warrants 2.25 2007-05-31 2017-05-31 Common Stock 10000 I By Cojack Investment Opportunities, LLC Warrants 2.25 2007-05-31 2012-05-31 Common Stock 6000 D The option vests with respect to the first 25% of the shares subject to the option on May 31, 2008, and with respect to an additional 1/48th of the shares monthly thereafter. The option vests with respect to the first 25% of the shares subject to the option on March 10, 2009, and with respect to an additional 1/48th of the shares monthly thereafter. /s/ Raymond D. Hautamaki 2008-05-20 -----END PRIVACY-ENHANCED MESSAGE-----