X0306 4 2015-04-29 0 0001368993 WaferGen Bio-systems, Inc. WGBS 0001617738 Warner Keith C/O WAFERGEN BIO-SYSTEMS, INC. 7400 PASEO PADRE PARKWAY FREMONT CA 94555 0 1 0 0 Chief Operating Officer Common Stock 2015-04-29 4 A 0 40000 0 A 40000 D Represents grant of restricted stock units. 13,333 of the restricted stock units will vest on May 29, 2016, 13,334 of the restricted stock units will vest on May 29, 2017, and 13,333 of the restricted stock units will vest on May 29, 2018. /s/ Keith Warner 2015-05-08