X0306 4 2014-05-29 0 0001368993 WaferGen Bio-systems, Inc. WGBS 0001435645 Shivji Alnoor C/O WAFERGEN BIO-SYSTEMS, INC. 7400 PASEO PADRE PARKWAY FREMONT CA 94555 1 0 0 0 Common Stock 188645 I By Shivji Family Trust dtd June 12, 2000 Common Stock 487 I By Jameel Shivji irrevocable Trust U/A dtd 12/30/04 Common Stock 487 I By Shivji Children's Trust fbo Zara Shivji U/A dtd 11/30/00 Common Stock 487 I By Shivji Children's Trust fbo Suraya Shivji U/A dtd 11/30/00 Common Stock 2014-05-29 4 A 0 10714 0 A 36417 D Represents grant of restricted stock units. 100% of the restricted stock units vest on December 31, 2014, unless the grantee ceases service as a director before the vesting date, in which event the award shall become vested pro rata (based on the number of days between January 1, 2014, and the date of cessation of services, divided by 365) on the date of cessation of services. /s/ Alnoor Shivji 2014-06-02