0000899243-18-008954.txt : 20180329
0000899243-18-008954.hdr.sgml : 20180329
20180329213349
ACCESSION NUMBER: 0000899243-18-008954
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180327
FILED AS OF DATE: 20180329
DATE AS OF CHANGE: 20180329
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goldfarb Andrew P
CENTRAL INDEX KEY: 0001404740
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38211
FILM NUMBER: 18724685
MAIL ADDRESS:
STREET 1: C/O GLOBESPAN CAPITAL MANAGEMENT, LLC
STREET 2: ONE BOSTON PLACE, SUITE 2810
CITY: BOSTON
STATE: MA
ZIP: 02108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Globespan Capital Partners V LP
CENTRAL INDEX KEY: 0001368858
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38211
FILM NUMBER: 18724686
BUSINESS ADDRESS:
STREET 1: ONE BOSTON PLACE STE 2810
CITY: BOSTON
STATE: MA
ZIP: 02108
MAIL ADDRESS:
STREET 1: ONE BOSTON PLACE STE 2810
CITY: BOSTON
STATE: MA
ZIP: 02108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROKU, INC
CENTRAL INDEX KEY: 0001428439
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 262087865
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12980 SARATOGA AVE.
STREET 2: SUITE D
CITY: SARATOGA
STATE: CA
ZIP: 95070
BUSINESS PHONE: 408-446-1459
MAIL ADDRESS:
STREET 1: 12980 SARATOGA AVE.
STREET 2: SUITE D
CITY: SARATOGA
STATE: CA
ZIP: 95070
FORMER COMPANY:
FORMER CONFORMED NAME: ROKU INC
DATE OF NAME CHANGE: 20080228
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-27
0
0001428439
ROKU, INC
ROKU
0001368858
Globespan Capital Partners V LP
ONE BOSTON PLACE, SUITE 2810
BOSTON
MA
02108
0
0
1
0
0001404740
Goldfarb Andrew P
ONE BOSTON PLACE, SUITE 2810
BOSTON
MA
02108
0
0
1
0
Class A Common Stock
2018-03-27
4
S
0
1013457
33.39
D
3668070
I
See footnote
Class A Common Stock
2018-03-27
4
S
0
117993
33.39
D
427061
I
See footnote
Class A Common Stock
2018-03-27
4
S
0
13150
34.18
D
3654920
I
See footnote
Class A Common Stock
2018-03-27
4
S
0
1531
34.18
D
425530
I
See footnote
Class A Common Stock
2018-03-28
4
S
0
135901
31.22
D
3519019
I
See footnote
Class A Common Stock
2018-03-28
4
S
0
15815
31.22
D
409715
I
See footnote
Class A Common Stock
2018-03-28
4
S
0
77509
32.40
D
3441510
I
See footnote
Class A Common Stock
2018-03-28
4
S
0
9024
32.40
D
400691
I
See footnote
Class A Common Stock
2018-03-28
4
S
0
28111
33.41
D
3413399
I
See footnote
Class A Common Stock
2018-03-28
4
S
0
3281
33.41
D
397410
I
See footnote
Class A Common Stock
2018-03-28
4
S
0
27193
34.00
D
3386206
I
See footnote
Class A Common Stock
2018-03-28
4
S
0
3166
34.00
D
394244
I
See footnote
Class A Common Stock
2018-03-29
4
S
0
75462
31.09
D
3310744
I
See footnote
Class A Common Stock
2018-03-29
4
S
0
8788
31.09
D
385456
I
See footnote
Class A Common Stock
2018-03-29
4
S
0
58895
32.51
D
3251849
I
See footnote
Class A Common Stock
2018-03-29
4
S
0
6855
32.51
D
378601
I
See footnote
The transaction was executed in multiple trades at prices ranging from $33.00 to $33.995. The prices above in Column 4 reflect weighted average prices. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Held directly by Globespan Capital Partners V, L.P. ("GCP V").
Held directly by another fund affiliated with GCP V.
The transaction was executed in multiple trades at prices ranging from $34.00 - $34.58.
The transaction was executed in multiple trades at prices ranging from $31.00 - $31.93.
The transaction was executed in multiple trades at prices ranging from $32.00 - $32.97.
The transaction was executed in multiple trades at prices ranging from $33.04 - $33.98.
The transaction was executed in multiple trades at prices ranging from $34.00 - $34.04.
The transaction was executed in multiple trades at prices ranging from $31.00 - $31.80.
The transaction was executed in multiple trades at prices ranging from $32.00 - $32.70.
Globespan Capital Partners V, L.P., By: /s/ Andrew P. Goldfarb, Name: Andrew P. Goldfarb, Title: Executive Managing Director of the General Partner of the General Partner
2018-03-29
Andrew P. Goldfarb, /s/ Andrew P. Goldfarb
2018-03-29