0001567619-21-013160.txt : 20210708 0001567619-21-013160.hdr.sgml : 20210708 20210708211822 ACCESSION NUMBER: 0001567619-21-013160 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210706 FILED AS OF DATE: 20210708 DATE AS OF CHANGE: 20210708 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Conver Timothy E CENTRAL INDEX KEY: 0001383773 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33261 FILM NUMBER: 211081488 MAIL ADDRESS: STREET 1: 900 INNOVATORS WAY CITY: SIMI VALLEY STATE: CA ZIP: 93065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AeroVironment Inc CENTRAL INDEX KEY: 0001368622 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT [3721] IRS NUMBER: 952705790 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 241 18TH STREET SOUTH, SUITE 415 CITY: ARLINGTON STATE: VA ZIP: 22202 BUSINESS PHONE: 805 520 8350 MAIL ADDRESS: STREET 1: 241 18TH STREET SOUTH, SUITE 415 CITY: ARLINGTON STATE: VA ZIP: 22202 4 1 doc1.xml FORM 4 X0306 4 2021-07-06 0 0001368622 AeroVironment Inc AVAV 0001383773 Conver Timothy E C/O AEROVIRONMENT, INC. 900 INNOVATORS WAY SIMI VALLEY CA 93065 1 0 0 1 Chairman of the Board Common Stock 2021-07-06 4 S 0 100 98.41 D 764521 I See Footnote Common Stock 2021-07-06 4 S 0 600 98.43 D 763921 I See Footnote Common Stock 2021-07-06 4 S 0 4320 96.97 D 759601 I See Footnote Common Stock 2021-07-06 4 S 0 480 97.05 D 759121 I See Footnote Common Stock 2021-07-06 4 S 0 1080 96.97 D 264126 I See Footnote Common Stock 2021-07-06 4 S 0 120 97.05 D 264006 I See Footnote Common Stock 2021-07-07 4 S 0 100 98.18 D 759021 I See Footnote Common Stock 2021-07-07 4 S 0 600 98.21 D 758421 I See Footnote Common Stock 2021-07-07 4 S 0 4240 97.57 D 754181 I See Footnote Common Stock 2021-07-07 4 S 0 480 97.57 D 753701 I See Footnote Common Stock 2021-07-07 4 S 0 100 99.38 D 263906 I See Footnote Common Stock 2021-07-07 4 S 0 1060 97.57 D 262846 I See Footnote Common Stock 2021-07-07 4 S 0 120 97.57 D 262726 I See Footnote Common Stock 46445 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust and as the manager of C5 Holdings LLC, on March 17, 2021. Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest. The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $98.36 - $98.56. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $95.74 - $98.36. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $95.84 - $98.28. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $98.17 - $98.26. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $96.09 - $98.17. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $96.60 - $98.13. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Held by C5 Holdings LLC, a Delaware limited liability company. The reporting person is the manager of C5 Holdings LLC and consequently may be deemed to have sole voting control and investment discretion over securities owned by C5 Holdings LLC. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of his pecuniary interest therein. The foregoing should not be construed in and of itself as an admission by the reporting person as to the beneficial ownership of the securities owned by such LLC. /s/ Kasey Hannah - Attorney - in - Fact 2021-07-08