The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Advaxis Inc. | *W EXP 7/15/201 | 00738A106 | 0 | 6,666,668 | SH | SOLE | 6,666,668 | 0 | 0 | ||
Advaxis Inc. | *W EXP 7/15/201 | 00738A106 | 0 | 2,352,940 | SH | SOLE | 2,352,940 | 0 | 0 | ||
Advaxis Inc. | *W EXP 7/15/201 | 00738A106 | 0 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 1,367 | 5,200 | SH | SOLE | 5,200 | 0 | 0 | ||
AMDOCS LTD | ORD | 010510864 | 1,335 | 32,360 | SH | SOLE | 32,360 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 653 | 7,200 | SH | SOLE | 7,200 | 0 | 0 | ||
AUTODESK INC | COM | 052769106 | 376 | 7,480 | SH | SOLE | 7,480 | 0 | 0 | ||
BAIDU.COM | SPONS ADR | 056752108 | 462 | 2,600 | SH | SOLE | 2,600 | 0 | 0 | ||
BROADSOFT INC | COM | 11133B409 | 357 | 13,078 | SH | SOLE | 13,078 | 0 | 0 | ||
COMPUWARE CORP | COM | 205638109 | 2,018 | 180,000 | SH | SOLE | 180,000 | 0 | 0 | ||
CONCUR TECHNOLOGIES INC | COM | 206708109 | 351 | 3,400 | SH | SOLE | 3,400 | 0 | 0 | ||
CYTEC INDUSTRIES INC | COM | 232820100 | 358 | 3,840 | SH | SOLE | 3,840 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 2,743 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ECHO THERAPEUTICS INC | COM | 27875T101 | 5,041 | 1,605,424 | SH | SOLE | 1,605,424 | 0 | 0 | ||
BROADSOFT INC | CALL | 11133B909 | 7 | 74 | SH | Call | SOLE | 74 | 0 | 0 | |
BROADSOFT INC | CALL | 11133B909 | 2 | 74 | SH | Call | SOLE | 74 | 0 | 0 | |
Compuware Corporation | CALL | 205638109 | 3 | 225 | SH | Call | SOLE | 225 | 0 | 0 | |
Cintas Corporation | CALL | 172908905 | 4 | 120 | SH | Call | SOLE | 120 | 0 | 0 | |
iShares | PUT | 464287955 | 390 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
NeuStar, Inc. | PUT | 64126X951 | 38 | 600 | SH | Put | SOLE | 600 | 0 | 0 | |
SPDR S&P 500 | PUT | 78462F953 | 154 | 900 | SH | Put | SOLE | 900 | 0 | 0 | |
Select Sector SPDR TR | PUT | 81369Y100 | 43 | 800 | SH | Put | SOLE | 800 | 0 | 0 | |
Energy Select Sector SPD TR | PUT | 81369Y956 | 42 | 400 | SH | Put | SOLE | 400 | 0 | 0 | |
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 215 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
FISERV INC | COM | 337738108 | 1,228 | 20,800 | SH | SOLE | 20,800 | 0 | 0 | ||
FREESCALE SEMICONDUCTOR HLDGS | SHS | G3727Q101 | 1,669 | 104,000 | SH | SOLE | 104,000 | 0 | 0 | ||
GOOGLE INC | CL A | 38259P508 | 717 | 640 | SH | SOLE | 640 | 0 | 0 | ||
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 343 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
IXIA | COM | 45071R109 | 133 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ARM Holdings plc | CALL | 042068906 | 14 | 108 | SH | Call | SOLE | 108 | 0 | 0 | |
ARM Holdings plc | CALL | 042068906 | 2 | 108 | SH | Call | SOLE | 108 | 0 | 0 | |
Avago Technologies Limited | CALL | Y0486S904 | 13 | 76 | SH | Call | SOLE | 76 | 0 | 0 | |
Baidu, Inc. | CALL | 056752908 | 124 | 120 | SH | Call | SOLE | 120 | 0 | 0 | |
Salesforce.com, Inc | CALL | 79466L902 | 13 | 252 | SH | Call | SOLE | 252 | 0 | 0 | |
Ctrip.com International Ltd | CALL | 22943F900 | 13 | 140 | SH | Call | SOLE | 140 | 0 | 0 | |
Ctrip.com International Ltd | CALL | 22943F900 | 6 | 140 | SH | Call | SOLE | 140 | 0 | 0 | |
Cablevision Systems Corporation | CALL | 12686C909 | 3 | 660 | SH | Call | SOLE | 660 | 0 | 0 | |
eBay Inc. | CALL | 278642903 | 4 | 113 | SH | Call | SOLE | 113 | 0 | 0 | |
Garmin Ltd. | CALL | H2906T909 | 9 | 278 | SH | Call | SOLE | 278 | 0 | 0 | |
Juniper Networks, Inc. | CALL | 48203R904 | 20 | 400 | SH | Call | SOLE | 400 | 0 | 0 | |
Linear Technology Corporation | CALL | 535678906 | 7 | 350 | SH | Call | SOLE | 350 | 0 | 0 | |
Mercadolibre, Inc. | CALL | 58733R902 | 5 | 78 | SH | Call | SOLE | 78 | 0 | 0 | |
The Madison Square Garden Company | CALL | 55826P900 | 3 | 80 | SH | Call | SOLE | 80 | 0 | 0 | |
ServiceNow, Inc. | CALL | 81762P902 | 3 | 100 | SH | Call | SOLE | 100 | 0 | 0 | |
Qlik Technologies, Inc. | CALL | 74733T905 | 3 | 174 | SH | Call | SOLE | 174 | 0 | 0 | |
SAP AG | CALL | 803054904 | 2 | 40 | SH | Call | SOLE | 40 | 0 | 0 | |
VMware, Inc. | CALL | 928563902 | 11 | 116 | SH | Call | SOLE | 116 | 0 | 0 | |
Workday, Inc. | CALL | 98138H901 | 1 | 120 | SH | Call | SOLE | 120 | 0 | 0 | |
Check Point Software Technologies Ltd. | PUT | M22465954 | 9 | 160 | SH | Put | SOLE | 160 | 0 | 0 | |
EMC Corporation | PUT | 268648952 | 3 | 255 | SH | Put | SOLE | 255 | 0 | 0 | |
Informatica Corporation | PUT | 45666Q952 | 9 | 160 | SH | Put | SOLE | 160 | 0 | 0 | |
iShares | PUT | 464287955 | 31 | 560 | SH | Put | SOLE | 560 | 0 | 0 | |
Qlik Technologies, Inc. | PUT | 74733T955 | 12 | 200 | SH | Put | SOLE | 200 | 0 | 0 | |
SPDR S&P 500 ETF TR | PUT | 78462F953 | 46 | 1,200 | SH | Put | SOLE | 1,200 | 0 | 0 | |
SPDR S&P 500 ETF TR | PUT | 78462F953 | 45 | 800 | SH | Put | SOLE | 800 | 0 | 0 | |
JDS UNIPHASE CORP | COM | 46612J507 | 509 | 39,200 | SH | SOLE | 39,200 | 0 | 0 | ||
LAM RESEARCH CORP | COM | 512807108 | 719 | 13,200 | SH | SOLE | 13,200 | 0 | 0 | ||
LEVEL 3 COMMUNICATIONS INC | COM | 52729N100 | 2,083 | 62,800 | SH | SOLE | 62,800 | 0 | 0 | ||
LIBERTY GLOBAL | SHS CL A | 530555101 | 1,343 | 15,088 | SH | SOLE | 15,088 | 0 | 0 | ||
LOOKSMART LTD | COM | 543442503 | 1,181 | 576,000 | SH | SOLE | 576,000 | 0 | 0 | ||
MADISON SQUARE GARDEN CO | CL A | 55826P100 | 783 | 13,600 | SH | SOLE | 13,600 | 0 | 0 | ||
Opko Health, Inc. | CALL | 68375N903 | 2 | 160 | SH | Call | SOLE | 160 | 0 | 0 | |
MASTERCARD INC | CL A | 57636Q104 | 334 | 400 | SH | SOLE | 400 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 1,343 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 368 | 16,920 | SH | SOLE | 16,920 | 0 | 0 | ||
Navidea Biopharmaceuticals Inc | COM | 63937X103 | 13,549 | 10,375,329 | SH | SOLE | 10,375,329 | 0 | 0 | ||
NCR CORPORATION | COM | 62886E108 | 995 | 29,200 | SH | SOLE | 29,200 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 3,564 | 77,600 | SH | SOLE | 77,600 | 0 | 0 | ||
ORACLE INC. | COM | 68389X105 | 537 | 14,040 | SH | SOLE | 14,040 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 1,344 | 18,105 | SH | SOLE | 18,105 | 0 | 0 | ||
SENSATA TECHNOLOGIES HLDG BV A | SHS | N7902X106 | 1,512 | 39,000 | SH | SOLE | 39,000 | 0 | 0 | ||
SINA CORP | ORD | G81477104 | 327 | 3,880 | SH | SOLE | 3,880 | 0 | 0 | ||
SYNOPSYS INC | COM | 871607107 | 2,847 | 70,184 | SH | SOLE | 70,184 | 0 | 0 | ||
TE Connectivity LTD | COM | G9144P105 | 2,778 | 50,400 | SH | SOLE | 50,400 | 0 | 0 | ||
TIME WARNER CABLE, INC. | COM | 88732J207 | 678 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
TIME WARNER INC | COM | 887317303 | 837 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
TOTAL SYSTEM SERVICES INC | COM | 891906109 | 2,130 | 64,000 | SH | SOLE | 64,000 | 0 | 0 | ||
TWENTY FIRST CENTURY FOX | CL A | 90130A101 | 774 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
VANTIV INC | CL A | 92210H105 | 652 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
VERINT SYS INC | COM | 92343X100 | 3,379 | 78,680 | SH | SOLE | 78,680 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 356 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
YAHOO! INC | COM | 984332106 | 1,132 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
YELP INC | COM | 985817105 | 1,710 | 24,800 | SH | SOLE | 24,800 | 0 | 0 | ||
YOU ON DEMAND HOLDINGS INC | COM | 98741R207 | 351 | 155,458 | SH | SOLE | 155,458 | 0 | 0 |