0001144204-14-009471.txt : 20140214
0001144204-14-009471.hdr.sgml : 20140214
20140214141420
ACCESSION NUMBER: 0001144204-14-009471
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140214
EFFECTIVENESS DATE: 20140214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Platinum Management (NY) LLC
CENTRAL INDEX KEY: 0001368616
IRS NUMBER: 743027870
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12968
FILM NUMBER: 14614600
BUSINESS ADDRESS:
STREET 1: 152 WEST 57TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-581-2401
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001368616
XXXXXXXX
12-31-2013
12-31-2013
false
Platinum Management (NY) LLC
152 West 57th Street
New York
NY
10019
13F HOLDINGS REPORT
028-12968
N
Oliver Jimenez
Chief Compliance Officer
212-582-2222
/s/ Oliver Jimenez
New York
NY
02-14-2014
0
84
68577
INFORMATION TABLE
2
infotable.xml
Advaxis Inc.
*W EXP 7/15/201
00738A106
0
6666668
SH
SOLE
6666668
0
0
Advaxis Inc.
*W EXP 7/15/201
00738A106
0
2352940
SH
SOLE
2352940
0
0
Advaxis Inc.
*W EXP 7/15/201
00738A106
0
1500000
SH
SOLE
1500000
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
1367
5200
SH
SOLE
5200
0
0
AMDOCS LTD
ORD
010510864
1335
32360
SH
SOLE
32360
0
0
AMERICAN EXPRESS CO
COM
025816109
653
7200
SH
SOLE
7200
0
0
AUTODESK INC
COM
052769106
376
7480
SH
SOLE
7480
0
0
BAIDU.COM
SPONS ADR
056752108
462
2600
SH
SOLE
2600
0
0
BROADSOFT INC
COM
11133B409
357
13078
SH
SOLE
13078
0
0
COMPUWARE CORP
COM
205638109
2018
180000
SH
SOLE
180000
0
0
CONCUR TECHNOLOGIES INC
COM
206708109
351
3400
SH
SOLE
3400
0
0
CYTEC INDUSTRIES INC
COM
232820100
358
3840
SH
SOLE
3840
0
0
EBAY INC
COM
278642103
2743
50000
SH
SOLE
50000
0
0
ECHO THERAPEUTICS INC
COM
27875T101
5041
1605424
SH
SOLE
1605424
0
0
BROADSOFT INC
CALL
11133B909
7
74
SH
Call
SOLE
74
0
0
BROADSOFT INC
CALL
11133B909
2
74
SH
Call
SOLE
74
0
0
Compuware Corporation
CALL
205638109
3
225
SH
Call
SOLE
225
0
0
Cintas Corporation
CALL
172908905
4
120
SH
Call
SOLE
120
0
0
iShares
PUT
464287955
390
2000
SH
Put
SOLE
2000
0
0
NeuStar, Inc.
PUT
64126X951
38
600
SH
Put
SOLE
600
0
0
SPDR S&P 500
PUT
78462F953
154
900
SH
Put
SOLE
900
0
0
Select Sector SPDR TR
PUT
81369Y100
43
800
SH
Put
SOLE
800
0
0
Energy Select Sector SPD TR
PUT
81369Y956
42
400
SH
Put
SOLE
400
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
215
4000
SH
SOLE
4000
0
0
FISERV INC
COM
337738108
1228
20800
SH
SOLE
20800
0
0
FREESCALE SEMICONDUCTOR HLDGS
SHS
G3727Q101
1669
104000
SH
SOLE
104000
0
0
GOOGLE INC
CL A
38259P508
717
640
SH
SOLE
640
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
343
12000
SH
SOLE
12000
0
0
IXIA
COM
45071R109
133
10000
SH
SOLE
10000
0
0
ARM Holdings plc
CALL
042068906
14
108
SH
Call
SOLE
108
0
0
ARM Holdings plc
CALL
042068906
2
108
SH
Call
SOLE
108
0
0
Avago Technologies Limited
CALL
Y0486S904
13
76
SH
Call
SOLE
76
0
0
Baidu, Inc.
CALL
056752908
124
120
SH
Call
SOLE
120
0
0
Salesforce.com, Inc
CALL
79466L902
13
252
SH
Call
SOLE
252
0
0
Ctrip.com International Ltd
CALL
22943F900
13
140
SH
Call
SOLE
140
0
0
Ctrip.com International Ltd
CALL
22943F900
6
140
SH
Call
SOLE
140
0
0
Cablevision Systems Corporation
CALL
12686C909
3
660
SH
Call
SOLE
660
0
0
eBay Inc.
CALL
278642903
4
113
SH
Call
SOLE
113
0
0
Garmin Ltd.
CALL
H2906T909
9
278
SH
Call
SOLE
278
0
0
Juniper Networks, Inc.
CALL
48203R904
20
400
SH
Call
SOLE
400
0
0
Linear Technology Corporation
CALL
535678906
7
350
SH
Call
SOLE
350
0
0
Mercadolibre, Inc.
CALL
58733R902
5
78
SH
Call
SOLE
78
0
0
The Madison Square Garden Company
CALL
55826P900
3
80
SH
Call
SOLE
80
0
0
ServiceNow, Inc.
CALL
81762P902
3
100
SH
Call
SOLE
100
0
0
Qlik Technologies, Inc.
CALL
74733T905
3
174
SH
Call
SOLE
174
0
0
SAP AG
CALL
803054904
2
40
SH
Call
SOLE
40
0
0
VMware, Inc.
CALL
928563902
11
116
SH
Call
SOLE
116
0
0
Workday, Inc.
CALL
98138H901
1
120
SH
Call
SOLE
120
0
0
Check Point Software Technologies Ltd.
PUT
M22465954
9
160
SH
Put
SOLE
160
0
0
EMC Corporation
PUT
268648952
3
255
SH
Put
SOLE
255
0
0
Informatica Corporation
PUT
45666Q952
9
160
SH
Put
SOLE
160
0
0
iShares
PUT
464287955
31
560
SH
Put
SOLE
560
0
0
Qlik Technologies, Inc.
PUT
74733T955
12
200
SH
Put
SOLE
200
0
0
SPDR S&P 500 ETF TR
PUT
78462F953
46
1200
SH
Put
SOLE
1200
0
0
SPDR S&P 500 ETF TR
PUT
78462F953
45
800
SH
Put
SOLE
800
0
0
JDS UNIPHASE CORP
COM
46612J507
509
39200
SH
SOLE
39200
0
0
LAM RESEARCH CORP
COM
512807108
719
13200
SH
SOLE
13200
0
0
LEVEL 3 COMMUNICATIONS INC
COM
52729N100
2083
62800
SH
SOLE
62800
0
0
LIBERTY GLOBAL
SHS CL A
530555101
1343
15088
SH
SOLE
15088
0
0
LOOKSMART LTD
COM
543442503
1181
576000
SH
SOLE
576000
0
0
MADISON SQUARE GARDEN CO
CL A
55826P100
783
13600
SH
SOLE
13600
0
0
Opko Health, Inc.
CALL
68375N903
2
160
SH
Call
SOLE
160
0
0
MASTERCARD INC
CL A
57636Q104
334
400
SH
SOLE
400
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
1343
30000
SH
SOLE
30000
0
0
MICRON TECHNOLOGY INC
COM
595112103
368
16920
SH
SOLE
16920
0
0
Navidea Biopharmaceuticals Inc
COM
63937X103
13549
10375329
SH
SOLE
10375329
0
0
NCR CORPORATION
COM
62886E108
995
29200
SH
SOLE
29200
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
3564
77600
SH
SOLE
77600
0
0
ORACLE INC.
COM
68389X105
537
14040
SH
SOLE
14040
0
0
QUALCOMM INC
COM
747525103
1344
18105
SH
SOLE
18105
0
0
SENSATA TECHNOLOGIES HLDG BV A
SHS
N7902X106
1512
39000
SH
SOLE
39000
0
0
SINA CORP
ORD
G81477104
327
3880
SH
SOLE
3880
0
0
SYNOPSYS INC
COM
871607107
2847
70184
SH
SOLE
70184
0
0
TE Connectivity LTD
COM
G9144P105
2778
50400
SH
SOLE
50400
0
0
TIME WARNER CABLE, INC.
COM
88732J207
678
5000
SH
SOLE
5000
0
0
TIME WARNER INC
COM
887317303
837
12000
SH
SOLE
12000
0
0
TOTAL SYSTEM SERVICES INC
COM
891906109
2130
64000
SH
SOLE
64000
0
0
TWENTY FIRST CENTURY FOX
CL A
90130A101
774
22000
SH
SOLE
22000
0
0
VANTIV INC
CL A
92210H105
652
20000
SH
SOLE
20000
0
0
VERINT SYS INC
COM
92343X100
3379
78680
SH
SOLE
78680
0
0
VISA INC
COM CL A
92826C839
356
1600
SH
SOLE
1600
0
0
YAHOO! INC
COM
984332106
1132
28000
SH
SOLE
28000
0
0
YELP INC
COM
985817105
1710
24800
SH
SOLE
24800
0
0
YOU ON DEMAND HOLDINGS INC
COM
98741R207
351
155458
SH
SOLE
155458
0
0