-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KxTEI3CslyoAs0ICFq3z7eXcmw/bh5hTLrJn79xlG7+evW18n/wUwQTeULoXwRsI uPVqNKsTVf69kexcaCSltQ== 0001144204-09-026472.txt : 20090514 0001144204-09-026472.hdr.sgml : 20090514 20090514145321 ACCESSION NUMBER: 0001144204-09-026472 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090514 DATE AS OF CHANGE: 20090514 EFFECTIVENESS DATE: 20090514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Platinum Management (NY) LLC CENTRAL INDEX KEY: 0001368616 IRS NUMBER: 743027870 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12968 FILM NUMBER: 09826110 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-581-2401 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 v149519_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Platinum Management (NY) LLC Address: 152 West 57th Street, 4th Floor New York, NY 10019 13F File Number: 028-12968 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Oliver Jimenez Title: Chief Compliance Officer Phone: 212-582-2222 Signature, Place, and Date of Signing: /s/ Oliver Jimenez New York, NY May 14, 2009 - ----------------------------------- ------------ ----------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [_] 13F NOTICE. [_] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 85 Form 13F Information Table Value Total: $200,271 (thousands) List of Other Included Managers: NONE
TITLE OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE 2020 CHINACAP ACQUIRCO INC WTS 90212G117 4 142100 SOLE 142100 ADVANCED TECHNOLOGY ACQUISITION WTS 007556111 1 194803 SOLE 194803 ADVANCED TECHNOLOGY ACQUISITION COM 007556103 2,972 384519 SOLE 384519 ALPHA SECURITIES GROUP WTS 02078A118 0 298400 SOLE 298400 ALYST ACQUISITION CORP COM 02263A105 2,124 276534 SOLE 276534 AMARIN CORPORATION PLC SPONS ADR 023111206 275 387851 SOLE 387851 Amphenol Corp COM 032095101 1,994 70000 SOLE 70000 Analog Devices Inc COM 032654105 578 30000 SOLE 30000 APEX Bioventures Acq WTS 03753Q113 0 20700 SOLE 20700 APPLE INC COM 037833100 1,945 18500 SOLE 18500 Asia Special Situation Acq COM G0538M105 2,600 276600 SOLE 276600 BLUE COAT SYSTEMS INC COM 09534T508 961 80000 SOLE 80000 BRIGHTPOINT INC COM 109473405 514 120000 SOLE 120000 CA INC COM 12673P105 1,409 80000 SOLE 80000 CACHE INC COM 127150308 30 10300 SOLE 10300 CAPITOL ACQUISITION CO COM 14055E104 13,240 1396600 SOLE 1396600 CAPITOL ACQUISITION CO WTS 14055E112 50 624227 SOLE 624227 CAVALIER HOMES INC COM 149507105 29 18400 SOLE 18400 CHECK POINT SOFTWARE TECH COM M22465104 2,066 93000 SOLE 93000 China Cablecom Holdings COM G21176105 455 1082945 SOLE 1082945 CIENA CORPORATION COM 171779309 233 30000 SOLE 30000 COLUMBUS ACQUISITION CORP COM 198851107 3,009 380373 SOLE 380373 COMMSCOPE INC COM 203372107 398 35000 SOLE 35000 CONVERGYS CORP COM 212485106 323 40000 SOLE 40000 EMISPHERE TECHNOLOGIES INC COM 291345106 69 101000 SOLE 101000 ENTERPRISE ACQUISITION CORP COM 29365R108 16,867 1764310 SOLE 1764310 ENTERPRISE ACQUISITION CORP WTS 29365R116 48 2377200 SOLE 2377200 GENERAL CABLE CORP COM 369300108 496 25000 SOLE 25000 GHL ACQUISITION CORP COM 36172H108 969 103449 SOLE 103449 GLOBAL BRANDS ACQUISITION COM 378982102 1,634 171600 SOLE 171600 GLOBAL BRANDS ACQUISITION WTS 378982110 22 735600 SOLE 735600 GLOBAL CONSUMER ACQUISITION COM 378983100 9,540 1007400 SOLE 1007400 GOLDEN POND HEALTHCARE INC COM 38116J109 1,276 169200 SOLE 169200 HICKS ACQUISITION CO INC WTS 429086127 1 15750 SOLE 15750 HICKS ACQUISITION CO INC COM 429086309 1,418 150550 SOLE 150550 HLS SYSTEMS INTERNATIONAL LTD COM G4604M106 324 99638 SOLE 99638 IAC INTERACTIVECORP COM 44919P508 762 50000 SOLE 50000 INTERSIL CORP -CL A CL A 46069S109 1,150 100000 SOLE 100000 JABIL CIRCUIT INC COM 466313103 417 75000 SOLE 75000 JOHN B. SANFILIPPO & SON COM 800422107 65 12042 SOLE 12042 KBL HEALTHCARE ACQUISITION COM 48241N107 8,176 1064620 SOLE 1064620 KBL HEALTHCARE ACQUISITION WTS 48241N115 1 12545 SOLE 12545 LIBERTY ACQ HOLD COM 53015Y107 12,965 1101936 SOLE 1101936 MAXIM INTEGRATED PRODUCTS COM 57772K101 1,783 135000 SOLE 135000 MBF HEALTHCARE ACQUISITION COM 552650103 330 40300 SOLE 40300 MCAFEE INC COM 579064106 1,173 35000 SOLE 35000 MICROSEMI CORP COM 595137100 1,160 100000 SOLE 100000 MSCI INC CL A 55354G100 575 34000 SOLE 34000 NICE SYSTEMS LTD SPONS ADR 653656108 497 20000 SOLE 20000 ON SEMICONDUCTOR CORPORATION COM 682189105 722 185000 SOLE 185000 ORACLE INC. COM 68389X105 2,042 113000 SOLE 113000 OVERTURE ACQUISITION CO-CW13 WTS G6830P118 18 253100 SOLE 253100 OVERTURE ACQUISITION CORP COM G6830P100 4,050 429000 SOLE 429000 PMC - SIERRA INC COM 69344F106 255 40000 SOLE 40000 POLYCOM INC COM 73172K104 231 15000 SOLE 15000 PROSHARES ULTRASHORT REAL ES COM 74347R677 317 6000 SOLE 6000 PROSPECT ACQUISITION CORP COM 74347T103 1,681 177657 SOLE 177657 Prospect Acquisition Corp WTS 74347T111 19 387700 SOLE 387700 QUALCOMM INC COM 747525103 1,245 32000 SOLE 32000 QUEST SOFTWARE INC COM 74834T903 2,663 210000 SOLE 210000 RED HAT INC COM 756577AB8 714 40000 SOLE 40000 REPSOL YPF SA SPONS ADR 76026T205 0 14555 SOLE 14555 RESPONSE GENETICS INC COM 76123U105 493 414557 SOLE 414557 RETAIL VENTURES, INC COM 76128Y102 29 18800 SOLE 18800 Sapphire Industrials Corp COM 80306T109 28,189 2957878 SOLE 2957878 SAPPHIRE INDUSTRIALS CORP WTS 80306T117 414 3447100 SOLE 3447100 SEMTECH CORP COM 816850101 935 70000 SOLE 70000 SPORTS PROPERTIES ACQUISITION COM 84920F107 5,639 596700 SOLE 596700 SPORTS PROPERTIES ACQUISITION WTS 84920F115 36 891100 SOLE 891100 SYMANTEC CORP COM 871503108 538 36000 SOLE 36000 SYNVISTA THERAPEUTICS INC CMN COM 87164M100 2 22000 SOLE 22000 TALEO CORP-CLASS A CL A 87424N104 4,193 355000 SOLE 355000 TEL-INSTRUMENT ELECTRONICS COM 879165207 80 19744 SOLE 19744 TM ENTERTAINMENT & MEDIA WTS 87260T116 2 80400 SOLE 80400 TM ENTERTAINMENT & MEDIA WTS 87260T108 2,448 320849 SOLE 320849 Tremisis Energy Acq Corp II COM 89472N101 1,443 189310 SOLE 189310 TRIAN ACQUISITION I CORP COM 89582E108 18 119500 SOLE 119500 TRIAN ACQUISITION I CORP WTS 89582E116 9,817 1054465 SOLE 1054465 Triplecrown Acquisition Corp COM 89677G109 1,010 107756 SOLE 107756 UNITED REFINING ENERGY CORP COM 911360105 26,203 2735150 SOLE 2735150 UNITED REFINING ENERGY CORP WTS 911360113 37 466140 SOLE 466140 VERIFONE HOLDINGS INC COM 92342Y109 476 70000 SOLE 70000 VICTORY ACQUISITION CORP COM 92644D100 5,925 598465 SOLE 598465 WEBSENSE INC COM 947684106 660 55000 SOLE 55000 YAHOO! INC COM 984332106 807 63000 SOLE 63000
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