13F-HR 1 v114715_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Platinum Management (NY) LLC Address: 152 West 57th Street, 4th Floor New York, NY 10019 13F File Number: 028-12968 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Oliver Jimenez Title: Chief Compliance Officer Phone: 212-582-2222 Signature, Place, and Date of Signing: /s/ Oliver Jimenez New York, NY May 15, 2008 ----------------------------------- ------------ ------------ Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 207 Form 13F Information Table Value Total: $399,998 List of Other Included Managers: N/A
TITLE OF VALUE SHARES / SH / PUT / INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE 2020 CHINACAP ACQUIRCO INC COM 90212G109 1747 241,600 SH SOLE 241,600 0 0 2020 CHINACAP ACQUIRCO INC WTS 90212G117 109 241,600 SH SOLE 241,600 0 0 ADC TELECOMMUNICATIONS INC COM 000886309 1812 150,000 SH SOLE 150,000 0 0 ADTRAN INC COM 00738A106 6290 340,000 SH SOLE 340,000 0 0 ADVANCED LIFE SCIENCES HOLD COM 00765H107 36 40,116 SH SOLE 40,116 0 0 ADVANCED TECHNOLOGY ACQU UNIT 007556202 1473 194,803 SH SOLE 194,803 0 0 AERCAP HOLDINGS NV COM N00985106 2637 150,000 SH SOLE 150,000 0 0 AFFILIATED COMPUTER SVCS-A COM 008190100 3758 75,000 SH SOLE 75,000 0 0 AIRSPAN NETWORKS INC COM 00950H102 47 50,000 SH SOLE 50,000 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 2376 50,000 SH SOLE 50,000 0 0 ALLIANCE FIBER OPTIC PROD INC COM 018680108 52 40,000 SH SOLE 40,000 0 0 ALON USA ENERGY INC COM 020520102 1056 69,396 SH SOLE 69,396 0 0 ALPHA SEC GRP CORP COM 029108161 2850 300,000 SH SOLE 300,000 0 0 ALPHA SEC GRP CORP WTS 02078A118 75 300,000 SH SOLE 300,000 0 0 ALTERA CORP COM 021441900 251 11,000 SH CALL SOLE 11,000 0 0 AMARIN CORPORATION PLC ADR 023111206 1045 381,451 SH SOLE 381,451 0 0 AMERICAN ELECTRIC POWER COM 025537101 2299 55,219 SH SOLE 55,219 0 0 AMERICAN FINANCIAL REALTY TR COM 02607P305 6749 850,000 SH SOLE 850,000 0 0 AMERIGROUP CORP COM 03073T102 599 21,900 SH SOLE 21,900 0 0 Analog Devices Inc COM 032654105 1919 65,000 SH SOLE 65,000 0 0 ANALYSTS INTERNATIONAL CORP COM 032681108 74 44,400 SH SOLE 44,400 0 0 ANGLOGOLD ASHANTI ADR 035128206 408 12,000 SH SOLE 12,000 0 0 ANNALY CAPITAL MANAGEMENT INC COM 035710409 1565 102,169 SH SOLE 102,169 0 0 APEX BIOVENTURES ACQUISIT UNIT 03753Q204 160 20,700 SH SOLE 20,700 0 0 ARENA PHARMACEUTICALS INC COM 040047102 725 106,000 SH SOLE 106,000 0 0 ASIA SPECIAL SITUATION ACQU UNIT G0538M1103 3094 325,000 SH SOLE 325,000 0 0 ATLAS ACQUISITION UNIT 049162209 3140 330,500 SH SOLE 330,500 0 0 AU OPTRONICS CORP ADR 002255107 430 25,000 SH SOLE 25,000 0 0 AXMIN INC COM 05461V102 293 500,850 SH SOLE 500,850 0 0 BARRICK GOLD CORP COM 067901108 739 17,000 SH SOLE 17,000 0 0 BARRICK GOLD CORP COM 067901958 220 5,000 SH PUT SOLE 5,000 0 0 BELDEN CDT INC COM 077454106 2296 65,000 SH SOLE 65,000 0 0 BIOCRYST PHARMACEUTICALS INC COM 09058V103 46 10,000 SH SOLE 10,000 0 0 BIONOVO INC COM 090643107 234 184,000 SH SOLE 184,000 0 0 BOOKHAM INC COM 09856E105 27 19,400 SH SOLE 19,400 0 0 BPW ACQUISITION CORP COM 055637201 2438 255,000 SH SOLE 255,000 0 0 BRINK'S CO COM 109696104 385 5,736 SH SOLE 5,736 0 0 BRISTOL MYERS SQUIB COM 110122908 2678 92,600 SH CALL SOLE 92,600 0 0 BROCADE COMMUNICATIONS SYS COM 111621306 5482 750,900 SH SOLE 750,900 0 0 CAPITOL ACQUISITION CO COM 14055E104 15097 1,642,800 SH SOLE 1,642,800 0 0 CAPITOL ACQUISITION CO WTS 14055E112 739 1,641,300 SH SOLE 1,641,300 0 0 CARDIAC SCIENCE CORP COM 14141A108 94 11,200 SH SOLE 11,200 0 0 CARDIOME PHARM NEW*- COM 14159U202 420 50,000 SH SOLE 50,000 0 0 CECO ENVIRONMENTAL CORP COM 125141101 85 10,000 SH SOLE 10,000 0 0 CEL-SCI CORP COM 150837409 12 17,640 SH SOLE 17,640 0 0 CENTERPOINT ENERGY INC COM 15189T107 2190 153,468 SH SOLE 153,468 0 0 CENTILLIUM COMMUNICATIONS IN COM 152319109 27 40,500 SH SOLE 40,500 0 0 CHELSEA THERAPEUTICS INTERNA COM 163428105 629 125,750 SH SOLE 125,750 0 0 CHINA TECHFAITH WIRELESS ADR 169424108 92 16,800 SH SOLE 16,800 0 0 CHINDEX INTERNATIONAL INC COM 169467107 1502 39,775 SH SOLE 39,775 0 0 CISCO SYSTEMS INC COM 17275R102 2891 120,000 SH SOLE 120,000 0 0 CLEVELAND BIOLABS INC COM 185860103 203 49,991 SH SOLE 49,991 0 0 COMFORCE CORPORATION COM 20038K109 52 25,100 SH SOLE 25,100 0 0 COMMERCIAL METALS CO COM 201723103 1343 44,800 SH SOLE 44,800 0 0 COMMERCIAL METALS CO COM 201723953 270 9,000 SH PUT SOLE 9,000 0 0 COMMSCOPE INC COM 203372107 13082 375,597 SH SOLE 375,597 0 0 CONSOLIDATED EDISON INC COM 209115104 2160 54,398 SH SOLE 54,398 0 0 CORNING INC COM 219350105 2488 103,489 SH SOLE 103,489 0 0 COVIDIEN LIMITED COM G2552X108 1350 30,500 SH SOLE 30,500 0 0 CPI INTERNATIONAL INC COM 12618M100 99 10,000 SH SOLE 10,000 0 0 CVR ENERGY INC COM 12662P108 1007 43,725 SH SOLE 43,725 0 0 CVS CAREMARK CORP COM 126650100 3261 80,500 SH SOLE 80,500 0 0 CYTORI THERAPEUTICS INC COM 23283K105 110 23,000 SH SOLE 23,000 0 0 DIRECTV GROUP INC/THE COM 25459L106 1240 50,000 SH SOLE 50,000 0 0 DUKE ENERGY CORP COM 26441C105 2134 119,563 SH SOLE 119,563 0 0 Eagle Materials Inc COM 26969P108 1493 42,000 SH SOLE 42,000 0 0 EBAY INC COM 278642103 895 30,000 SH SOLE 30,000 0 0 EDGE PETROLEUM CORP COM 279862106 151 37,500 SH SOLE 37,500 0 0 EMISPHERE TECHNOLOGIES INC COM 291345106 166 99,246 SH SOLE 99,246 0 0 ENERGY INFRASTRUCTURE ACQUI COM 29269P109 3378 339,540 SH SOLE 339,540 0 0 ENTERPRISE ACQUISITION CORP COM 29365R108 22950 2,494,600 SH SOLE 2,494,600 0 0 ENTERPRISE ACQUISITION CORP WTS 29365R116 1238 2,476,200 SH SOLE 2,476,200 0 0 EVANS & SUTHERLAND CMP CORP COM 299096107 38 50,449 SH SOLE 50,449 0 0 FOCUS MEDIA HOLDING ADR 34415V109 703 20,000 SH SOLE 20,000 0 0 FOREST LABORATORIES INC COM 345838106 2401 60,000 SH SOLE 60,000 0 0 FORWARD INDUSTRIES INC COM 349862300 25 10,200 SH SOLE 10,200 0 0 FOUNDRY NETWORKS INC COM 35063R100 984 85,000 SH SOLE 85,000 0 0 FREESEAS INC COM Y26496102 131 22,100 SH SOLE 22,100 0 0 FRONTIER OIL CORP COM 35914P105 3071 112,654 SH SOLE 112,654 0 0 GERON CORP COM 374163103 87 17,900 SH SOLE 17,900 0 0 GLOBAL BPO SERVICES CORP COM 378981203 1640 215,500 SH SOLE 215,500 0 0 GLOBAL BRANDS ACQUISITION COM 378982102 9250 1,000,000 SH SOLE 1,000,000 0 0 GLOBAL BRANDS ACQUISITION WTS 378982110 500 1,000,000 SH SOLE 1,000,000 0 0 GLOBAL CONSUMER ACQUISITION COM 378983100 22719 2,502,100 SH SOLE 2,502,100 0 0 GLOBAL CONSUMER ACQUISITION WTS 378983118 1801 2,501,000 SH SOLE 2,501,000 0 0 GOLDEN ENTERPRISES COM 381010107 48 19,341 SH SOLE 19,341 0 0 GREAT BASIN GOLD LTD COM 390124105 708 195,300 SH SOLE 195,300 0 0 HAWAIIAN HOLDINGS INC COM 419879101 109 18,100 SH SOLE 18,100 0 0 HEWLETT-PACKARD CO COM 428236103 548 12,000 SH SOLE 12,000 0 0 HICKS ACQUISITION CO I, INC. UNIT 429086408 1692 176,850 SH SOLE 176,850 0 0 HIGHLANDS ACQUISITION CORP UNIT 430880203 560 58,900 SH SOLE 58,900 0 0 Himax Technologies Inc ADR 43289P106 364 75,000 SH SOLE 75,000 0 0 HOLLY CORP COM 435758305 1014 23,359 SH SOLE 23,359 0 0 HYDROGENICS CORP COM 448882100 6 11,100 SH SOLE 11,100 0 0 IAMGOLD CORPORATION COM 455871103 230 31,060 SH SOLE 31,060 0 0 ICO INC COM 449293109 69 10,000 SH SOLE 10,000 0 0 IMMUNOMEDICS INC COM 452907108 28 10,000 SH SOLE 10,000 0 0 INCYTE CORP COM 45337C102 105 10,000 SH SOLE 10,000 0 0 INNSUITES HOSPITALITY TRUST COM 457919108 19 16,700 SH SOLE 16,700 0 0 INTUITIVE SURGICAL INC COM 46120E902 8000 25,000 SH CALL SOLE 25,000 0 0 INTUITIVE SURGICAL INC COM 46120E952 8000 25,000 SH PUT SOLE 25,000 0 0 ISOLAGEN INC COM 46488N103 21 40,000 SH SOLE 40,000 0 0 JABIL CIRCUIT INC COM 466313103 710 75,000 SH SOLE 75,000 0 0 KAISER ALUMINUM CORP COM 483007704 1367 19,729 SH SOLE 19,729 0 0 KBL HEALTHCARE ACQUISITION UNIT 48241N206 1059 140,200 SH SOLE 140,200 0 0 KHD HUMBOLDT WEDAG INTL LTD COM 482462108 420 17,230 SH SOLE 17,230 0 0 KINROSS GOLD CORP COM 496902404 223 10,069 SH SOLE 10,069 0 0 KINTERA INC COM 49720P506 10 18,000 SH SOLE 18,000 0 0 LANTRONIX INC COM 516548104 12 13,100 SH SOLE 13,100 0 0 LEAPFROG ENTERPRISES INC COM 52186N106 102 14,400 SH SOLE 14,400 0 0 LIHIR GOLD LTD ADR 532349107 33 10,000 SH SOLE 10,000 0 0 MAGIC SOFTWARE ENTERPRISES COM 559166103 23 13,000 SH SOLE 13,000 0 0 MARATHON OIL CORP COM 565849106 2602 57,068 SH SOLE 57,068 0 0 MARCHEX INC CL B 56624R108 848 85,000 SH SOLE 85,000 0 0 MARINER ENERGY INC COM 56845T305 2931 108,500 SH SOLE 108,500 0 0 Market Vectors Gold Miners ETF 57060U100 2057 43,133 SH SOLE 43,133 0 0 MEADE INSTRUMENTS CORP COM 583062104 27 20,718 SH SOLE 20,718 0 0 MEDICAL STAFFING NETWORK COM 58463F104 89 18,800 SH SOLE 18,800 0 0 MEDIFAST INC COM 58470H101 67 15,900 SH SOLE 15,900 0 0 MERCADOLIBRE INC. COM 58733R102 1074 27,000 SH SOLE 27,000 0 0 MICREL INC COM 594793101 695 75,000 SH SOLE 75,000 0 0 MIDDLEBROOK PHARMACEUTICALS COM 596087106 2029 506,000 SH SOLE 506,000 0 0 MINEFINDERS CORP COM 602900102 2916 237,474 SH SOLE 237,474 0 0 MIRANT CORP COM 60467R900 263 7,500 SH CALL SOLE 7,500 0 0 MOLEX INC COM 608554101 1158 50,000 SH SOLE 50,000 0 0 NABI BIOPHARMACEUTICALS COM 629519109 62 15,500 SH SOLE 15,500 0 0 NAPSTER INC COM 630797108 27 18,400 SH SOLE 18,400 0 0 NETWORK APPLIANCE INC COM 64120L104 1905 95,000 SH SOLE 95,000 0 0 NETWORK ENGINES INC COM 64121A107 54 34,000 SH SOLE 34,000 0 0 NEUROBIOLOGICAL TECHNOLOGIES COM 64124W304 754 290,085 SH SOLE 290,085 0 0 NEWMONT MINING CORP COM 651639106 1028 156,022 SH SOLE 156,022 0 0 NOKIA CORP ADR 654902204 4959 155,800 SH SOLE 155,800 0 0 NOVO-NORDISK A/S ADR 670100205 208 3,000 SH SOLE 3,000 0 0 NSTAR COM 67019E107 2294 75,379 SH SOLE 75,379 0 0 OMRIX BIOPHARMACEUTICALS INC COM 681989109 462 33,000 SH SOLE 33,000 0 0 OPNEXT, INC. CMN COM 68375V105 327 60,000 SH SOLE 60,000 0 0 OPTICAL CABLE CORP COM 683827208 205 40,973 SH SOLE 40,973 0 0 ORACLE INC. COM COM 683827208 3219 164,550 SH SOLE 164,550 0 0 OREZONE RESOURCES INC COM 685921108 458 307,553 SH SOLE 307,553 0 0 OVERTURE ACQUISITION CO WTS G6830P118 112 249,500 SH SOLE 249,500 0 0 OVERTURE ACQUISITION CORP COM G6830P100 4610 500,000 SH SOLE 500,000 0 0 PARAGON TECHNOLOGIES INC COM 69912T108 89 16,500 SH SOLE 16,500 0 0 PC-TEL INC COM 69325Q105 776 114,100 SH SOLE 114,100 0 0 PEERLESS SYSTEMS CORP COM 705536100 22 11,793 SH SOLE 11,793 0 0 PFSWEB INC COM 717098107 11 12,000 SH SOLE 12,000 0 0 PHOENIX FOOTWEAR GROUP INC COM 71903M100 22 12,000 SH SOLE 12,000 0 0 PIER 1 IMPORTS INC COM 720279108 91 14,500 SH SOLE 14,500 0 0 PINNACLE WEST CAPITAL COM 723484101 2203 62,795 SH SOLE 62,795 0 0 POLARIS ACQUISITION CORP. UNIT 73104R201 6795 700,500 SH SOLE 700,500 0 0 POWERWAVE TECHNOLOGIES INC COM 739363109 327 128,074 SH SOLE 128,074 0 0 PRO-DEX INC COM 74265M106 31 20,400 SH SOLE 20,400 0 0 PROGRESS ENERGY INC COM 743263105 2101 50,381 SH SOLE 50,381 0 0 PROSPECT ACQUISITION CORP COM 74347T103 908 100,000 SH SOLE 100,000 0 0 PROSPECT ACQUISITION CORP UNIT 74347T202 3703 387,700 SH SOLE 387,700 0 0 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 511 194,431 SH SOLE 194,431 0 0 QUALCOMM INC COM 747525103 11337 276,500 SH SOLE 276,500 0 0 QUEST SOFTWARE INC COM 74834T103 7515 575,000 SH SOLE 575,000 0 0 REPSOL YPF SA ADR 76026T205 0 14,555 SH SOLE 14,555 0 0 RESPONSE GENETICS INC COM 76123U105 1877 470,380 SH SOLE 470,380 0 0 ROYAL GOLD INC COM 780287108 241 8,000 SH SOLE 8,000 0 0 SANTA MONICA MEDIA CORP COM 802501106 801 105,300 SH SOLE 105,300 0 0 Sapphire Industrials Corp COM 80306T109 36642 4,000,200 SH SOLE 4,000,200 0 0 SAPPHIRE INDUSTRIALS CORP WTS 80306T117 1800 4,000,200 SH SOLE 4,000,200 0 0 SEACHANGE INTERNATIONAL INC COM 811699107 92 13,100 SH SOLE 13,100 0 0 SEANERGY MARITIME CORPORATION UNIT Y73760202 8916 905,200 SH SOLE 905,200 0 0 SIFY LTD ADR 82655M107 89 20,000 SH SOLE 20,000 0 0 SOUTHERN CO COM 842587107 2327 65,337 SH SOLE 65,337 0 0 SPARK NETWORKS INC COM 84651P100 70 16,416 SH SOLE 16,416 0 0 SPDR'S COM 78462F103 7920 60,000 SH PUT SOLE 600 0 0 STANDARD MICROSYSTEMS CORP COM 853626109 2626 90,000 SH SOLE 90,000 0 0 STRYKER CORP COM 863667101 260 4,000 SH SOLE 4,000 0 0 SUNOCO INC COM 86764P109 1004 19,135 SH SOLE 19,135 0 0 SYNIVERSE HOLDINGS INC COM 87163F106 2166 130,000 SH SOLE 130,000 0 0 SYNTA PHARMACEUTICALS CORP COM 87162T206 251 31,000 SH SOLE 31,000 0 0 SYNVISTA THERAPEUTICS INC COM 87164M100 51 22,700 SH SOLE 22,700 0 0 TECH DATA CORP COM 878237106 1312 40,000 SH SOLE 40,000 0 0 TECO ENERGY INC COM 872375100 2405 150,772 SH SOLE 150,772 0 0 TEL-INSTRUMENT ELECTRONICS COM 879165207 43 10,900 SH SOLE 10,900 0 0 TENET HEALTHCARE CORP COM 88033G100 1017 179,700 SH SOLE 179,700 0 0 TESORO CORP COM 881609101 3046 101,522 SH SOLE 101,522 0 0 TESSERA TECHNOLOGIES COM 88164L900 295 98,100 SH CALL SOLE 98,100 0 0 TEXAS INDUSTRIES COM 882491903 1500 25,000 SH CALL SOLE 25,000 0 0 Thermage Inc COM 88343R101 53 16,210 SH SOLE 16,210 0 0 THINK PARTNERSHIP INC COM 88409N101 10 10,600 SH SOLE 10,600 0 0 TII NETWORK TECHNOLOGIES INC COM 872479209 26 14,505 SH SOLE 14,505 0 0 TITAN PHARMA INC DEL COM 888314101 1026 675,000 SH SOLE 675,000 0 0 TREMISIS ENERGY ACQ CORP UNIT 89472N200 1789 236,670 SH SOLE 236,670 0 0 TRIAN ACQUISITION I CORP COM 89582E108 1787 197,500 SH SOLE 197,500 0 0 TRIAN ACQUISITION I CORP WTS 89582E116 84 119,500 SH SOLE 119,500 0 0 TUCOWS INC. COM 898697107 1699 2,831,009 SH SOLE 2,831,009 0 0 TYCO ELECTRONICS LTD COM G9144P105 4290 125,000 SH SOLE 125,000 0 0 UNION STREET ACQUISITION UNIT 908536204 136 17,400 SH SOLE 17,400 0 0 VALERO ENERGY CORP COM 91913Y100 1003 20,429 SH SOLE 20,429 0 0 VALPEY FISHER CORP COM 920344108 96 18,900 SH SOLE 18,900 0 0 VANTAGE ENERGY SERVICES INC COM 92209F102 127 17,000 SH SOLE 17,000 0 0 VARIAN MEDICAL SYSTEMS INC COM 92220P105 703 15,000 SH SOLE 15,000 0 0 VERASUN ENERGY CORP COM 92336G106 1100 149,689 SH SOLE 149,689 0 0 VICAL INC COM 925602104 35 10,000 SH SOLE 10,000 0 0 VIVO PARTICIPACOES SA ADR 92855S101 4768 800,000 SH SOLE 800,000 0 0 WEBSENSE INC COM 947684106 3469 185,000 SH SOLE 185,000 0 0 WESTAR ENERGY INC COM 95709T100 2272 99,796 SH SOLE 99,796 0 0 WIRELESS TELECOM GROUP INC COM 976524108 33 22,233 SH SOLE 22,233 0 0 WISCONSIN ENERGY CORP COM 976657106 2316 52,647 SH SOLE 52,647 0 0 XCEL ENERGY INC COM 98389B100 2270 113,780 SH SOLE 113,780 0 0 XM SATELLITE RADIO COM 983759101 2266 195,000 SH SOLE 195,000 0 0 ZIMMER HOLDINGS INC COM 98956P102 4672 60,000 SH SOLE 60,000 0 0 ZIX CORP COM 98974P100 43 11,000 SH SOLE 11,000 0 0