0001193805-20-001135.txt : 20200911 0001193805-20-001135.hdr.sgml : 20200911 20200911080018 ACCESSION NUMBER: 0001193805-20-001135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200910 FILED AS OF DATE: 20200911 DATE AS OF CHANGE: 20200911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grossman Jerrold B CENTRAL INDEX KEY: 0001542519 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36728 FILM NUMBER: 201169965 MAIL ADDRESS: STREET 1: 65 COMMERCE WAY CITY: HACKENSACK STATE: NJ ZIP: 07601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADMA BIOLOGICS, INC. CENTRAL INDEX KEY: 0001368514 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 562590442 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O ADMA BIOLOGICS, INC. STREET 2: 465 STATE ROUTE 17 CITY: RAMSEY STATE: NJ ZIP: 07446 BUSINESS PHONE: (201) 478-5552 MAIL ADDRESS: STREET 1: C/O ADMA BIOLOGICS, INC. STREET 2: 465 STATE ROUTE 17 CITY: RAMSEY STATE: NJ ZIP: 07446 FORMER COMPANY: FORMER CONFORMED NAME: R&R ACQUISITION VI, INC DATE OF NAME CHANGE: 20060707 4 1 e619926_4-jgrossman.xml X0306 4 2020-09-10 0 0001368514 ADMA BIOLOGICS, INC. ADMA 0001542519 Grossman Jerrold B C/O ADMA BIOLOGICS, INC. 465 STATE ROUTE 17 RAMSEY NJ 07446 1 0 0 0 Common Stock 2020-09-10 4 P 0 5000 2.22 A 160864 D Common Stock 22857 I See Footnote Common Stock 31381 I See Footnote Common Stock 38294 I See Footnote Common Stock 175 I See Footnote Includes 3,750 RSUs granted on February 28, 2020 which remain unvested as of the date hereof and will become fully vested on February 28, 2021, subject to the reporting person's continued service as of the applicable vesting date, and will be settled into common stock upon vesting. These shares are owned by Brookwood LLC ("Brookwood"). The reporting person is the managing member of Brookwood. These shares are owned by the Jerrold Grossman 2019 Irrevocable Trust, of which Dr. Grossman serves as investment trustee. These shares are owned by Genesis Foundation Inc. ("Genesis"). The reporting person is the President of Genesis. These shares are owned by the reporting person's wife. /s/ Dr. Jerrold B. Grossman, by Brian Lenz as Attorney-in-fact 2020-09-11