N-PX 1 mscasfi-html3909_npx.htm MS CHINA A SHARE FUND, INC._N-PX
 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number   811-21926

Morgan Stanley China A Share Fund, Inc.

(Exact name of registrant as specified in charter)

 

522 Fifth Avenue,  New York, New York 10036
(Address of principal executive offices) (Zip code)

 

Mary E. Mullin, Esq.

Managing Director

Morgan Stanley Investment Management Inc.

522 Fifth Avenue

New York, New York 10036

(Name and address of agent for service)

 

Registrant's telephone number, including area code:   800-231-2608

 

Date of fiscal year end:   12/31

 

Date of reporting period:   7/1/20 – 6/30/21

 
 
 

*******************************FORM N - Px REPORT*******************************

ICA File Number: 811-21926
Reporting Period: 07/01/2020 - 06/30/2021
Morgan Stanley China A Share Fund, Inc.





==================== Morgan Stanley China A Share Fund, Inc. ===================


BANK OF COMMUNICATIONS CO., LTD.

Ticker:        3328                           Security ID:  Y06988110
Meeting Date:  MAR 24, 2021                   Meeting Type: Special
Record Date:   FEB 19, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Capital Management Plan (2021 - For       For          Management
      2025)
2     Approve Issuance of Qualified           For       For          Management
      Write-down Tier 2 Capital Bonds and
      Related Transactions


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BANK OF COMMUNICATIONS CO., LTD.

Ticker:        3328                           Security ID:  Y06988110
Meeting Date:  NOV 18, 2020                   Meeting Type: Special
Record Date:   SEP 29, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Elect Wang Linping as Director          For       For          Management
2     Elect Chang Baosheng as Director        For       For          Management
3     Approve Donation of Materials in        For       For          Management
      Fighting the COVID-19 Pandemic in 2020
4     Approve Remuneration Plan of the        For       For          Shareholder
      Directors
5     Approve Remuneration Plan of the        For       For          Shareholder
      Supervisors
6     Elect Cai Yunge as Supervisor           For       For          Shareholder


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BANK OF COMMUNICATIONS CO., LTD.

Ticker:        3328                           Security ID:  Y06988110
Meeting Date:  JUN 29, 2021                   Meeting Type: Annual
Record Date:   MAY 28, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Financial Report                For       For          Management
4     Approve Profit Distribution Plan        For       For          Management
5     Approve Fixed Assets Investment Plan    For       For          Management
6     Approve PricewaterhouseCoopers as       For       For          Management
      International Auditor and
      PricewaterhouseCoopers Zhong Tian LLP
      as Domestic Auditor and Authorize Board
      to Determine and Enter Into Respective
      Engagement with Them


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BEIJING NEW BUILDING MATERIALS PUBLIC LTD. CO.

Ticker:        000786                         Security ID:  Y07708103
Meeting Date:  SEP 07, 2020                   Meeting Type: Special
Record Date:   AUG 31, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Amend Articles of Association           For       Abstain      Management
2     Amend Rules and Procedures Regarding    For       For          Management
      General Meetings of Shareholders
3     Amend Rules and Procedures Regarding    For       Abstain      Management
      Meetings of Board of Directors
4     Approve Provision of Guarantee          For       For          Management
5     Amend Rules and Procedures Regarding    For       For          Management
      Meetings of Board of Supervisors
6     Elect Fu Jinguang as Supervisor         For       For          Shareholder


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BEIJING THUNISOFT CORP. LTD.

Ticker:        300271                         Security ID:  Y0R73R114
Meeting Date:  FEB 26, 2021                   Meeting Type: Special
Record Date:   FEB 22, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Draft and Summary of            For       For          Management
      Performance Shares Incentive Plan
2     Approve Methods to Assess the           For       For          Management
      Performance of Plan Participants
3     Approve Authorization of the Board to   For       For          Management
      Handle All Related Matters


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BEIJING THUNISOFT CORP. LTD.

Ticker:        300271                         Security ID:  Y0R73R114
Meeting Date:  AUG 17, 2020                   Meeting Type: Special
Record Date:   AUG 10, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Guarantee Provision for         For       For          Management
      Wholly-Owned Subsidiary
2     Approve Related Party Transaction in    For       For          Management
      Connection to Guarantee Provision by
      Company and the Company's Ultimate
      Controller for the Comprehensive Credit
      Line Application of Wholly-Owned
      Subsidiary
3     Approve Related Party Transaction in    For       For          Management
      Connection to Supplemental Confirmation
      on Guarantee Provision by the Company's
      Senior Management and Its Related
      Parties for the Comprehensive Credit
      Line Application of Wholly-Owned
      Subsidiary
4     Approve Related Party Transaction in    For       For          Management
      Connection to Guarantee Provision by
      the Company's Senior Management and Its
      Related Parties for the Comprehensive
      Credit Line Application of Wholly-Owned
      Subsidiary


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BEIJING THUNISOFT CORP. LTD.

Ticker:        300271                         Security ID:  Y0R73R114
Meeting Date:  DEC 14, 2020                   Meeting Type: Special
Record Date:   DEC 07, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Repurchase and Cancellation of  For       For          Management
      Performance Shares


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BEIJING THUNISOFT CORP. LTD.

Ticker:        300271                         Security ID:  Y0R73R114
Meeting Date:  MAY 11, 2021                   Meeting Type: Annual
Record Date:   MAY 06, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Financial Statements            For       For          Management
4     Approve Annual Report and Summary       For       For          Management
5     Approve Profit Distribution             For       For          Management
6.1   Approve Remuneration of Non-Independent For       For          Management
      Directors
6.2   Approve Remuneration of Independent     For       For          Management
      Directors
7.1   Approve Remuneration of Fan Jiaojiao    For       For          Management
7.2   Approve Remuneration of Wang Zhen       For       For          Management
7.3   Approve Remuneration of Gong Wei        For       For          Management
8     Approve Appointment of Auditor          For       For          Management
9     Amend Articles of Association           For       For          Management


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BEIJING THUNISOFT CORP. LTD.

Ticker:        300271                         Security ID:  Y0R73R114
Meeting Date:  FEB 04, 2021                   Meeting Type: Special
Record Date:   JAN 28, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Yang Lin as Non-Independent       For       For          Management
      Director
1.2   Elect Ren Gang as Non-Independent       For       For          Management
      Director
2     Approve Amendments to Articles of       For       For          Management
      Association
3     Amend Rules and Procedures Regarding    For       For          Management
      Meetings of Board of Directors


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BEIJING THUNISOFT CORP. LTD.

Ticker:        300271                         Security ID:  Y0R73R114
Meeting Date:  SEP 30, 2020                   Meeting Type: Special
Record Date:   SEP 22, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Amendments to Articles of       For       For          Management
      Association
2     Amend Rules and Procedures Regarding    For       For          Management
      Meetings of Board of Directors
3     Amend Rules and Procedures Regarding    For       For          Management
      General Meetings of Shareholders
4     Amend Related-Party Transaction         For       For          Management
      Management System


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CHACHA FOOD CO., LTD.

Ticker:        002557                         Security ID:  Y2000X106
Meeting Date:  JAN 26, 2021                   Meeting Type: Special
Record Date:   JAN 21, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Draft and Summary of Employee   For       For          Management
      Share Purchase Plan
2     Approve Authorization of the Board to   For       For          Management
      Handle All Matters
3     Approve Methods to Assess the           For       For          Management
      Performance of Plan Participants


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CHACHA FOOD CO., LTD.

Ticker:        002557                         Security ID:  Y2000X106
Meeting Date:  MAY 18, 2021                   Meeting Type: Annual
Record Date:   MAY 12, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Annual Report and Summary       For       For          Management
2     Approve Report of the Board of          For       For          Management
      Directors
3     Approve Report of the Board of          For       For          Management
      Supervisors
4     Approve Financial Statements            For       For          Management
5     Approve Profit Distribution             For       For          Management
6     Approve Special Report on the Deposit   For       For          Management
      and Usage of Raised Funds
7     Approve Completion of Raised Funds      For       For          Management
      Project and Transfer of Remaining
      Raised Funds to Raised Funds Account
8     Approve Daily Related-Party Transaction For       For          Management
9     Approve Appointment of Auditor          For       For          Management
10    Approve Use of Raised Funds to Purchase For       For          Management
      Financial Products
11    Approve Comprehensive Credit Line Bank  For       For          Management
      Application
12    Approve Use of Own Funds to Invest in   For       For          Management
      Financial Products
13    Approve Provision of Guarantee          For       For          Management
14    Amend Articles of Association           For       For          Shareholder


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CHINA MERCHANTS PROPERTY OPERATION & SERVICE CO., LTD.

Ticker:        001914                         Security ID:  Y8345C103
Meeting Date:  DEC 15, 2020                   Meeting Type: Special
Record Date:   DEC 08, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Amendments to Articles of       For       For          Management
      Association
2     Amend Rules and Procedures Regarding    For       For          Management
      General Meetings of Shareholders
3     Amend Rules and Procedures Regarding    For       For          Management
      Meetings of Board of Directors


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CHINA MERCHANTS PROPERTY OPERATION & SERVICE CO., LTD.

Ticker:        001914                         Security ID:  Y8345C103
Meeting Date:  APR 23, 2021                   Meeting Type: Annual
Record Date:   APR 16, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Financial Statements            For       For          Management
4     Approve Annual Report and Summary       For       For          Management
5     Approve Profit Distribution             For       For          Management
6     Approve Deposit and Loan Business       For       For          Management
7     Approve Provision of Guarantees         For       For          Management
8     Approve Financial Auditor and Internal  For       For          Management
      Control Auditor
9     Approve Daily Related Party             For       For          Management
      Transactions
10    Approve Shareholder Return Plan         For       For          Management
11    Approve Purchase of Liability Insurance For       For          Management
      for Directors, Supervisors and Senior
      Management Members
12.1  Elect Yuan Jiahua as Director           For       For          Management
12.2  Elect Xie Shuiqing as Director          For       For          Management
12.3  Elect Wang Suwang as Director           For       For          Management
13.1  Elect Li Shifang as Supervisor          For       For          Management
13.2  Elect Zeng Ding as Supervisor           For       For          Management
13.3  Elect Tang Jian as Supervisor           For       For          Management


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CHINA MERCHANTS PROPERTY OPERATION & SERVICE CO., LTD.

Ticker:        001914                         Security ID:  Y8345C103
Meeting Date:  FEB 04, 2021                   Meeting Type: Special
Record Date:   JAN 28, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Loan                            For       For          Management
2     Elect Chen Haizhao as Non-Independent   For       For          Shareholder
      Director


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CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD.

Ticker:        001979                         Security ID:  Y14907102
Meeting Date:  MAR 25, 2021                   Meeting Type: Special
Record Date:   MAR 18, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Sale and Leaseback Financial    For       For          Management
      Leasing Business Constitute as Related
      Transaction and Provision of Its
      Guarantee


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CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD.

Ticker:        001979                         Security ID:  Y14907102
Meeting Date:  JUN 25, 2021                   Meeting Type: Annual
Record Date:   JUN 18, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Financial Report                For       For          Management
4     Approve Profit Distribution             For       For          Management
5     Approve Annual Report and Summary       For       For          Management
6     Approve Appointment of Auditor          For       For          Management
7     Approve Daily Related Party             For       For          Management
      Transactions
8     Approve General Authorization to Issue  For       For          Management
      Bond Products
9     Approve Deposit and Loan Transactions   For       For          Management
10    Approve Provision of Guarantees for     For       Against      Management
      Controlled Subsidiaries
11    Approve Provision of Guarantees for     For       For          Management
      Joint Ventures Company
12    Approve Financial Assistance Provision  For       For          Management
13    Approve Purchase of Liability Insurance For       For          Management
      for Directors, Supervisors and Senior
      Management Members
14    Approve Financial Services Agreement    For       Against      Management
15    Approve Charitable Donations            For       For          Management
16    Amend Articles of Association           For       For          Management


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CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD.

Ticker:        001979                         Security ID:  Y14907102
Meeting Date:  JUL 28, 2020                   Meeting Type: Special
Record Date:   JUL 21, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Compliance with Relevant Laws   For       For          Management
      and Regulations of Issuance of Shares,
      Convertible Bonds and Cash Payment to
      Purchase Assets and Raise Supporting
      Funds
2.1   Approve Transaction Parties             For       For          Management
2.2   Approve Underlying Asset                For       For          Management
2.3   Approve Transaction Price               For       For          Management
2.4   Approve Payment Method                  For       For          Management
2.5   Approve Issue Type and Par Value        For       For          Management
2.6   Approve Pricing Reference Date and      For       For          Management
      Issue Price
2.7   Approve Issue Scale                     For       For          Management
2.8   Approve Lock-up Period                  For       For          Management
2.9   Approve Listing Arrangement             For       For          Management
2.10  Approve Distribution Arrangement of     For       For          Management
      Cumulative Earnings
2.11  Approve Interim Profit and Loss         For       For          Management
      Arrangement
2.12  Approve Asset Delivery                  For       For          Management
2.13  Approve Issue Type and Par Value of     For       For          Management
      Convertible Bonds
2.14  Approve Issue Manner and Target Parties For       For          Management
      of Convertible Bonds
2.15  Approve Issue Scale of Convertible      For       For          Management
      Bonds
2.16  Approve Determination and Adjustment of For       For          Management
      Conversion Price of Convertible Bonds
2.17  Approve Bond Duration and Conversion    For       For          Management
      Period of Convertible Bonds
2.18  Approve Lock-up Period of Convertible   For       For          Management
      Bonds
2.19  Approve Mandatory Conversion Clause of  For       For          Management
      Convertible Bonds
2.20  Approve Method on Handling Fractional   For       For          Management
      Shares Upon Conversion of Convertible
      Bonds
2.21  Approve Interest Rate of Convertible    For       For          Management
      Bonds
2.22  Approve Source of Shares of Convertible For       For          Management
      Bonds
2.23  Approve Other Matters of Convertible    For       For          Management
      Bonds
2.24  Approve Issue Type and Par Value of     For       For          Management
      Raising Supporting Funds
2.25  Approve Issue Manner and Period of      For       For          Management
      Raising Supporting Funds
2.26  Approve Target Parties and Subscription For       For          Management
      Manner of Raising Supporting Funds
2.27  Approve Issue Scale and Amount of       For       For          Management
      Raised Funds of Raising Supporting
      Funds
2.28  Approve Pricing Reference Date, Issue   For       For          Management
      Price and Pricing Basis of Raising
      Supporting Funds
2.29  Approve Lock-up Arrangement of Raising  For       For          Management
      Supporting Funds
2.30  Approve Usage of Raised Funds of        For       For          Management
      Raising Supporting Funds
2.31  Approve Distribution Arrangement of     For       For          Management
      Cumulative Earnings of Raising
      Supporting Funds
2.32  Approve Listing Location of Raising     For       For          Management
      Supporting Funds
2.33  Approve Resolution Validity Period of   For       For          Management
      Raising Supporting Funds
3     Approve Draft and Summary of Issuance   For       For          Management
      of Shares, Convertible Bonds and Cash
      Payment and Raising Supporting Funds
4     Approve Transaction Does Not Constitute For       For          Management
      as Related Party Transactions
5     Approve Transaction Does Not Constitute For       For          Management
      as Major Asset Restructure
6     Approve Transaction Does Not Constitute For       For          Management
      as Restructure and Listing
7     Approve Transaction Complies with       For       For          Management
      Article IV of Provisions on Issues
      Concerning Regulating the Material
      Asset Reorganizations of Listed
      Companies
8     Approve Transaction Complies with       For       For          Management
      Article 11 of the Administrative
      Measures for the Material Asset
      Reorganizations of Listed Companies
9     Approve Transaction Complies with       For       For          Management
      Article 43 of the Administrative
      Measures for the Material Asset
      Reorganizations of Listed Companies
10    Approve Completeness and Compliance of  For       For          Management
      Implementation of Legal Proceedings of
      the Transactions and Validity of the
      Submitted Legal Documents Regarding
      this Transaction
11    Approve Audit Report, Profit Forecast   For       For          Management
      Report and Appraisal Report of the
      Transaction
12    Approve Independence of Appraiser, the  For       For          Management
      Validity of Hypothesis, the Relevance
      of Valuation Purpose and Approach as
      Well as the Fairness of Pricing
13    Approve Impact of Dilution of Current   For       For          Management
      Returns on Major Financial Indicators
      and the Relevant Measures to be Taken
14    Approve Fluctuation of Company's Stock  For       For          Management
      Price Does Not Meet the Relevant
      Standards of Article 5 of Notice on
      Regulating the Information Disclosure
      of Listed Companies and the Behavior of
      Related Parties
15    Approve Signing of Conditional          For       For          Management
      Agreement Regarding Issuance of Shares,
      Convertible Bonds and Cash Payment to
      Purchase Assets
16    Approve Signing of Supplemental         For       For          Management
      Conditional Agreement Regarding
      Issuance of Shares, Convertible Bonds
      and Cash Payment to Purchase Assets
17    Approve Introduction of Strategic       For       For          Management
      Investor and Signing of Strategic
      Cooperation Agreement
18    Approve Signing of Supplemental         For       For          Management
      Agreement on Issuance of Shares
      Subscription Agreement
19    Approve Self-inspection Report on       For       For          Management
      Company's Real Estate Business and
      Related Commitments of the Transaction
20    Approve Letter of Commitment            For       For          Management
21    Approve Authorization of the Board to   For       For          Management
      Handle All Related Matters


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CHINA NATIONAL ACCORD MEDICINES CORP. LTD.

Ticker:        200028                         Security ID:  Y77422114
Meeting Date:  NOV 13, 2020                   Meeting Type: Special
Record Date:   NOV 09, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Adjustment to Bank Credit Line  For       For          Management
      and Guarantee Provision Arrangment
2.1   Elect Wu Yijian as Non-independent      For       For          Shareholder
      Director
2.2   Elect Lin Min as Non-independent        For       For          Shareholder
      Director


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CHINA PACIFIC INSURANCE (GROUP) CO. LTD.

Ticker:        2601                           Security ID:  Y1505Z103
Meeting Date:  MAY 28, 2021                   Meeting Type: Annual
Record Date:   MAY 24, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2020 Report of the Board of     For       For          Management
      Directors
2     Approve 2020 Report of the Board of     For       For          Management
      Supervisors
3     Approve 2020 Annual Reports             For       For          Management
4     Approve 2020 Financial Statements and   For       For          Management
      Report
5     Approve 2020 Profit Distribution Plan   For       For          Management
6     Approve PricewaterhouseCoopers Zhong    For       For          Management
      Tian LLP as PRC Auditor and Internal
      Control Auditor and to
      PricewaterhouseCoopers as Hong Kong
      Auditor
7     Approve 2020 Due Diligence Report       For       For          Management
8     Approve 2020 Report on Performance of   For       For          Management
      Independent Directors
9     Approve 2021 Donations                  For       For          Management
10    Approve Change of Registered Capital    For       For          Management
11    Approve Amendments to Articles of       For       For          Management
      Association and Authorization of the
      Chairman to Make Such Revisions to the
      Proposed Amendments
12    Amend Rules and Procedures Regarding    For       For          Management
      General Meetings of Shareholders
13    Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights


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CHINA PACIFIC INSURANCE (GROUP) CO. LTD.

Ticker:        2601                           Security ID:  Y1505Z111
Meeting Date:  MAY 28, 2021                   Meeting Type: Annual
Record Date:   MAY 19, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2020 Report of the Board of     For       For          Management
      Directors
2     Approve 2020 Report of the Board of     For       For          Management
      Supervisors
3     Approve 2020 Annual Reports             For       For          Management
4     Approve 2020 Financial Statements and   For       For          Management
      Report
5     Approve 2020 Profit Distribution Plan   For       For          Management
6     Approve PricewaterhouseCoopers Zhong    For       For          Management
      Tian LLP as PRC Auditor and Internal
      Control Auditor and to
      PricewaterhouseCoopers as Hong Kong
      Auditor
7     Approve 2020 Due Diligence Report       For       For          Management
8     Approve 2020 Report on Performance of   For       For          Management
      Independent Directors
9     Approve Issuance of Equity or           For       Against      Management
      Equity-Linked Securities without
      Preemptive Rights
10    Approve Change of Registered Capital    For       For          Management
11    Approve Amendments to Articles of       For       For          Management
      Association and Authorization of the
      Chairman to Make Such Revisions to the
      Proposed Amendments
12    Amend Rules and Procedures Regarding    For       For          Management
      General Meetings of Shareholders
13    Approve 2021 Donations                  For       For          Management


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CHINA PACIFIC INSURANCE (GROUP) CO., LTD.

Ticker:        2601                           Security ID:  Y1505Z103
Meeting Date:  AUG 21, 2020                   Meeting Type: Special
Record Date:   AUG 17, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Amend Articles of Association           For       For          Management
2     Approve Establishment of CPIC Fintech   For       For          Management
      Co., Ltd.
3.1   Elect Chen Ran as Director              For       For          Management
3.2   Elect John Robert Dacey as Director     For       For          Management
3.3   Elect Liang Hong as Director            For       For          Management


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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.

Ticker:        000999                         Security ID:  Y7503B105
Meeting Date:  NOV 27, 2020                   Meeting Type: Special
Record Date:   NOV 20, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve to Appoint Auditor              For       For          Management
2     Approve Purchase of Bank Financial      For       For          Management
      Products


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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.

Ticker:        000999                         Security ID:  Y7503B105
Meeting Date:  MAR 08, 2021                   Meeting Type: Special
Record Date:   MAR 01, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Daily Related Party Transaction For       For          Management


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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.

Ticker:        000999                         Security ID:  Y7503B105
Meeting Date:  MAY 17, 2021                   Meeting Type: Annual
Record Date:   MAY 10, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Financial Report                For       For          Management
2     Approve Profit Distribution             For       For          Management
3     Approve Report of the Board of          For       For          Management
      Directors
4     Approve Report of the Board of          For       For          Management
      Supervisors
5     Approve Annual Report and Summary       For       For          Management
6     Approve Allowance of Independent        For       For          Management
      Directors
7.1   Elect Wang Chuncheng as Director        For       For          Shareholder
7.2   Elect Han Yuewei as Director            For       For          Shareholder
7.3   Elect Wei Xing as Director              For       For          Shareholder
7.4   Elect Guo Wei as Director               For       For          Shareholder
7.5   Elect Deng Ronghui as Director          For       For          Shareholder
7.6   Elect Qiu Huawei as Director            For       For          Management
7.7   Elect Zhou Hui as Director              For       For          Management
8.1   Elect Yao Xingtian as Director          For       For          Management
8.2   Elect Tu Pengfei as Director            For       For          Management
8.3   Elect Xu Fang as Director               For       For          Management
8.4   Elect Liu Junyong as Director           For       For          Management
9.1   Elect Tao Ran as Supervisor             For       For          Shareholder
9.2   Elect Weng Jingwen as Supervisor        For       For          Shareholder
9.3   Elect Tang Na as Supervisor             For       For          Shareholder


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CHINA VANKE CO., LTD.

Ticker:        2202                           Security ID:  Y77421132
Meeting Date:  JUN 30, 2021                   Meeting Type: Annual
Record Date:   JUN 23, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Supervisory       For       For          Management
      Committee
3     Approve Annual Report                   For       For          Management
4     Approve KPMG Huazhen LLP and KPMG as    For       For          Management
      Auditors and Authorize Board to Fix
      Their Remuneration
5     Approve Authorization of the Company    For       For          Management
      and Its Majority-Owned Subsidiaries to
      Provide Financial Assistance to Third
      Parties
6     Approve Authorization of Guarantee by   For       Against      Management
      the Company to Its Majority-Owned
      Subsidiaries
7     Approve Purchase of Liability Insurance For       For          Management
      for Directors, Supervisors and Senior
      Management
8     Elect Huang Liping as Director          For       For          Management
9     Approve Dividend Distribution Plan      For       For          Management
10    Approve Scrip Dividend Scheme for H     For       For          Management
      Shares
11    Approve Issuance of Equity or           For       For          Management
      Equity-Linked Securities without
      Preemptive Rights for H Shares
12    Authorize Repurchase of Issued Share    For       For          Management
      Capital
13    Amend Articles of Association           For       For          Management
14    Amend Rules and Procedures Regarding    For       For          Management
      General Meetings of Shareholders
15    Amend Rules and Procedures Regarding    For       For          Management
      Meetings of Board of Directors
16    Approve Iterative Non-Property          For       For          Shareholder
      Development Business Co-Investment
      Mechanism


--------------------------------------------------------------------------------

CHINA VANKE CO., LTD.

Ticker:        2202                           Security ID:  Y77421132
Meeting Date:  JUN 30, 2021                   Meeting Type: Special
Record Date:   JUN 23, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Scrip Dividend Scheme for H     For       For          Management
      Shares
2     Authorize Repurchase of Issued Share    For       For          Management
      Capital


--------------------------------------------------------------------------------

CHINA VANKE CO., LTD.

Ticker:        2202                           Security ID:  Y77421116
Meeting Date:  JUN 30, 2021                   Meeting Type: Annual
Record Date:   JUN 23, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Supervisory       For       For          Management
      Committee
3     Approve Annual Report                   For       For          Management
4     Approve KPMG Huazhen LLP and KPMG as    For       For          Management
      Auditors and Authorize Board to Fix
      Their Remuneration
5     Approve Authorization of the Company    For       For          Management
      and Its Majority-Owned Subsidiaries to
      Provide Financial Assistance to Third
      Parties
6     Approve Authorization of Guarantee by   For       Against      Management
      the Company to Its Majority-Owned
      Subsidiaries
7     Approve Purchase of Liability Insurance For       For          Management
      for Directors, Supervisors and Senior
      Management
8     Elect Huang Liping as Director          For       For          Management
9     Approve Dividend Distribution Plan      For       For          Management
10    Approve Scrip Dividend Scheme for H     For       For          Management
      Shares
11    Approve Issuance of Equity or           For       For          Management
      Equity-Linked Securities without
      Preemptive Rights for H Shares
12    Authorize Repurchase of Issued Share    For       For          Management
      Capital
13    Amend Articles of Association           For       For          Management
14    Amend Rules and Procedures Regarding    For       For          Management
      General Meetings of Shareholders
15    Amend Rules and Procedures Regarding    For       For          Management
      Meetings of Board of Directors
16    Approve Iterative Non-Property          For       For          Shareholder
      Development Business Co-Investment
      Mechanism


--------------------------------------------------------------------------------

CHINA VANKE CO., LTD.

Ticker:        2202                           Security ID:  Y77421116
Meeting Date:  JUN 30, 2021                   Meeting Type: Special
Record Date:   JUN 23, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Scrip Dividend Scheme for H     For       For          Management
      Shares
2     Authorize Repurchase of Issued Share    For       For          Management
      Capital


--------------------------------------------------------------------------------

CHINA YANGTZE POWER CO., LTD.

Ticker:        600900                         Security ID:  Y1516Q142
Meeting Date:  MAY 31, 2021                   Meeting Type: Annual
Record Date:   MAY 18, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Financial Statements            For       For          Management
4     Approve Profit Distribution             For       For          Management
5     Approve Appointment of Financial        For       For          Management
      Auditor
6     Approve Appointment of Internal Control For       For          Management
      Auditor
7     Approve Short-term Fixed Income         For       Against      Management
      Investment
8     Approve Signing of Financial Service    For       For          Management
      Framework Agreement
9     Approve Changes in Registered Capital   For       For          Management
      and Amend Articles of Association
10.1  Elect Wang Shiping as Director          For       For          Shareholder
10.2  Elect Su Jingsong as Director           For       For          Shareholder
11.1  Elect Zeng Yi as Supervisor             For       For          Shareholder


--------------------------------------------------------------------------------

CHINA YANGTZE POWER CO., LTD.

Ticker:        600900                         Security ID:  Y1516Q142
Meeting Date:  SEP 16, 2020                   Meeting Type: Special
Record Date:   SEP 07, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Introduction of Co-Investors    For       For          Management
      for Power Distribution Project


--------------------------------------------------------------------------------

CHINA YANGTZE POWER CO., LTD.

Ticker:        600900                         Security ID:  Y1516Q142
Meeting Date:  NOV 25, 2020                   Meeting Type: Special
Record Date:   NOV 16, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Zhang Xingliao as Non-independent For       For          Shareholder
      Director


--------------------------------------------------------------------------------

FOCUSED PHOTONICS (HANGZHOU), INC.

Ticker:        300203                         Security ID:  Y2574T101
Meeting Date:  NOV 19, 2020                   Meeting Type: Special
Record Date:   NOV 13, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Equity Disposal                 For       For          Management
2     Approve Signing of Shareholder          For       For          Management
      Agreement


--------------------------------------------------------------------------------

FOCUSED PHOTONICS (HANGZHOU), INC.

Ticker:        300203                         Security ID:  Y2574T101
Meeting Date:  JUL 10, 2020                   Meeting Type: Special
Record Date:   JUL 06, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Guarantee Provision Plan        For       For          Management


--------------------------------------------------------------------------------

FOXCONN INDUSTRIAL INTERNET CO., LTD.

Ticker:        601138                         Security ID:  Y2620V100
Meeting Date:  JUL 10, 2020                   Meeting Type: Special
Record Date:   JUL 03, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Li Junqi as Non-independent       For       For          Management
      Director
1.2   Elect Zheng Hongmeng as Non-independent For       For          Management
      Director
1.3   Elect Zhou Taiyu as Non-independent     For       For          Management
      Director
1.4   Elect Wang Jianmin as Non-independent   For       For          Management
      Director
2.1   Elect Xue Jian as Independent Director  For       For          Management
2.2   Elect Sun Zhongliang as Independent     For       For          Management
      Director
3.1   Elect Hu Guohui as Supervisor           For       For          Management
3.2   Elect Li Yingxin as Supervisor          For       For          Management
4     Approve Issuance of Super Short-term    For       For          Management
      Commercial Papers
5     Approve Company's Eligibility for       For       For          Management
      Corporate Bond Issuance
6.1   Approve Issue Size                      For       For          Management
6.2   Approve Par Value and Issue Price       For       For          Management
6.3   Approve Bond Type and Maturity          For       For          Management
6.4   Approve Bond Interest Rate,             For       For          Management
      Determination Method and Repayment of
      Capital and Interest
6.5   Approve Issue Manner                    For       For          Management
6.6   Approve Target Subscribers and Placing  For       For          Management
      Arrangement for Shareholders
6.7   Approve Use of Proceeds                 For       For          Management
6.8   Approve Terms of Sell-Back or Terms of  For       For          Management
      Redemption
6.9   Approve Company Credit Status and       For       For          Management
      Safeguard Measures of Debts Repayment
6.10  Approve Underwriting Manner and Listing For       For          Management
      of the Bonds
6.11  Approve Resolution Validity Period      For       For          Management
7     Approve Authorization of Board to       For       For          Management
      Handle All Related Matters
8     Approve Provision of Guarantee          For       For          Management
9     Amend Financial Aid Management System   For       For          Management
10    Amend Director Remuneration System      For       Abstain      Management


--------------------------------------------------------------------------------

FOXCONN INDUSTRIAL INTERNET CO., LTD.

Ticker:        601138                         Security ID:  Y2620V100
Meeting Date:  JUN 08, 2021                   Meeting Type: Annual
Record Date:   JUN 01, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Annual Report and Summary       For       For          Management
4     Approve Financial Statements            For       For          Management
5     Approve Profit Distribution             For       For          Management
6     Approve Related Party Transaction       For       For          Management
7     Approve Adjustment, Modification and    For       For          Management
      Extension of Raised Funds Investment
      Project
8     Approve Appointment of Auditor          For       For          Shareholder
9     Approve Provision of Guarantee          For       For          Shareholder
10.1  Approve Issuer, Issue Size and Issue    For       For          Shareholder
      Manner
10.2  Approve Issue Type                      For       For          Shareholder
10.3  Approve Period                          For       For          Shareholder
10.4  Approve Issuance Interest Rate          For       For          Shareholder
10.5  Approve Guarantee and Other             For       For          Shareholder
      Arrangements
10.6  Approve Use of Proceeds                 For       For          Shareholder
10.7  Approve Issue Price                     For       For          Shareholder
10.8  Approve Target Subscribers              For       For          Shareholder
10.9  Approve Listing Exchange                For       For          Shareholder
10.10 Approve Resolution Validity Period      For       For          Shareholder
10.11 Approve Authorization of Board to       For       For          Shareholder
      Handle All Related Matters
11    Approve Purchase of Liability Insurance For       For          Shareholder
      for Directors, Supervisors and Senior
      Management Members
12.1  Elect Yang Feifei as Supervisor         For       For          Management


--------------------------------------------------------------------------------

GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI

Ticker:        000651                         Security ID:  Y2882R102
Meeting Date:  JUN 30, 2021                   Meeting Type: Annual
Record Date:   JUN 24, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Financial Report                For       For          Management
4     Approve Annual Report and Summary       For       For          Management
5     Approve Profit Distribution             For       For          Management
6     Approve Appointment of Auditor          For       For          Management
7     Approve Foreign Exchange Derivatives    For       For          Management
      Trading Business
8     Approve Use of Own Idle Funds for       For       Against      Management
      Investment in Financial Products
9     Approve Daily Related Party             For       For          Management
      Transactions
10    Approve Amendments to Articles of       For       Abstain      Management
      Association, Rules and Procedures
      Regarding General Meetings of
      Shareholders and Rules and Procedures
      Regarding Meetings of Board of
      Directors
11    Amend Rules and Procedures Regarding    For       Abstain      Management
      Meetings of Board of Supervisors
12    Approve Employee Share Purchase Plan    For       For          Shareholder
      (Draft) and Summary
13    Approve Authorization of Board to       For       For          Shareholder
      Handle All Related Matters


--------------------------------------------------------------------------------

GUANGDONG SOUTH NEW MEDIA CO., LTD.

Ticker:        300770                         Security ID:  Y2936Y103
Meeting Date:  MAY 20, 2021                   Meeting Type: Annual
Record Date:   MAY 14, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Financial Statements            For       For          Management
4     Approve Financial Budget Report         For       For          Management
5     Approve Equity Distribution Plan        For       For          Management
6     Approve Annual Report and Summary       For       For          Management
7     Approve Related Party Transaction       For       For          Management
8     Approve Use of Idle Raised and Own      For       For          Management
      Funds to Conduct Cash Management
9     Approve Optimization of Disposal of     For       For          Management
      Retirement Compensation Plan
10    Approve Optimization of Long-term       For       For          Management
      Incentive plan
11    Approve Adjustment to Allowance of      For       For          Management
      Independent Directors
12    Approve Purchase of Liability Insurance For       For          Management
      for Directors, Supervisors and Senior
      Management Members


--------------------------------------------------------------------------------

GUANGDONG SOUTH NEW MEDIA CO., LTD.

Ticker:        300770                         Security ID:  Y2936Y103
Meeting Date:  FEB 25, 2021                   Meeting Type: Special
Record Date:   FEB 19, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Share Repurchase                For       For          Management


--------------------------------------------------------------------------------

GUANGDONG SOUTH NEW MEDIA CO., LTD.

Ticker:        300770                         Security ID:  Y2936Y103
Meeting Date:  JAN 18, 2021                   Meeting Type: Special
Record Date:   JAN 12, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Adjustment of Raised Funds      For       For          Management
      Project Investment Plan


--------------------------------------------------------------------------------

GUANGXI GUIGUAN ELECTRIC POWER CO., LTD.

Ticker:        600236                         Security ID:  Y2931R103
Meeting Date:  SEP 17, 2020                   Meeting Type: Special
Record Date:   SEP 10, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Additional Daily Related Party  For       For          Management
      Transaction
2     Approve Signing of Financial Services   For       Against      Management
      Agreement
3     Approve Appointment of Financial        For       For          Management
      Auditor and Internal Control Auditor


--------------------------------------------------------------------------------

GUANGXI GUIGUAN ELECTRIC POWER CO., LTD.

Ticker:        600236                         Security ID:  Y2931R103
Meeting Date:  FEB 05, 2021                   Meeting Type: Special
Record Date:   JAN 29, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect He Zibo as Non-independent        For       For          Shareholder
      Director
1.2   Elect Sun Yanwen as Non-independent     For       For          Shareholder
      Director
2.1   Elect Pan Bin as Independent Director   For       For          Shareholder


--------------------------------------------------------------------------------

GUANGZHOU HAIGE COMMUNICATIONS GROUP INC. CO.

Ticker:        002465                         Security ID:  Y29328104
Meeting Date:  NOV 17, 2020                   Meeting Type: Special
Record Date:   NOV 10, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Bai Ziwu as Supervisor            For       For          Shareholder
1.2   Elect Chen Wei as Supervisor            For       For          Shareholder


--------------------------------------------------------------------------------

GUANGZHOU HAIGE COMMUNICATIONS GROUP INC. CO.

Ticker:        002465                         Security ID:  Y29328104
Meeting Date:  APR 27, 2021                   Meeting Type: Annual
Record Date:   APR 20, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Financial Statements            For       For          Management
4     Approve Annual Report and Summary       For       For          Management
5     Approve Profit Distribution             For       For          Management
6     Approve to Appoint Auditor              For       For          Management
7     Approve Use of Idle Own Funds for       For       For          Management
      Low-risk Short-term Financial Product
      Investment
8     Approve Credit Line Application         For       For          Management
9     Approve Daily Related Party Transaction For       For          Management
10    Approve Formulation of Shareholder      For       For          Management
      Return Plan


--------------------------------------------------------------------------------

GUANGZHOU RESTAURANT GROUP CO., LTD.

Ticker:        603043                         Security ID:  Y2936P102
Meeting Date:  SEP 15, 2020                   Meeting Type: Special
Record Date:   SEP 08, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Appointment of Financial        For       For          Management
      Auditor and Internal Control Auditor


--------------------------------------------------------------------------------

GUANGZHOU RESTAURANT GROUP CO., LTD.

Ticker:        603043                         Security ID:  Y2936P102
Meeting Date:  MAY 13, 2021                   Meeting Type: Annual
Record Date:   MAY 06, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Annual Report and Summary       For       For          Management
2     Approve Report of the Board of          For       For          Management
      Directors
3     Approve Report of the Board of          For       For          Management
      Supervisors
4     Approve Financial Statements            For       For          Management
5     Approve Profit Distribution and         For       For          Management
      Capitalization of Capital Reserves
6     Approve Report on the Deposit and Usage For       For          Management
      of Raised Funds
7     Approve Appointment of Financial        For       For          Management
      Auditor and Internal Control Auditor


--------------------------------------------------------------------------------

HAIER SMART HOME CO., LTD.

Ticker:        600690                         Security ID:  Y7166P102
Meeting Date:  SEP 01, 2020                   Meeting Type: Special
Record Date:   AUG 24, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Major Asset Restructure         For       For          Management
      Complies with Relevant Laws and
      Regulations
2.1   Approve Transaction Overview            For       For          Management
2.2   Approve Regulatory Approval             For       For          Management
2.3   Approve Transaction Parties             For       For          Management
2.4   Approve Target Assets                   For       For          Management
2.5   Approve Underlying Asset Valuation and  For       For          Management
      Transaction Price
2.6   Approve Issue Type and Par Value        For       For          Management
2.7   Approve Listing Location                For       For          Management
2.8   Approve Issue Period                    For       For          Management
2.9   Approve Target Parties                  For       For          Management
2.10  Approve Pricing Reference Date, Issue   For       For          Management
      Price and Pricing Manner of H Shares
2.11  Approve Issue Scale of H Shares         For       For          Management
2.12  Approve Conversion Ratio                For       For          Management
2.13  Approve Cash Payment Consideration      For       For          Management
2.14  Approve Fragment Stock Processing       For       For          Management
      Method
2.15  Approve Distribution Arrangement of     For       For          Management
      Undistributed Earnings
2.16  Approve Lock-up Period Arrangement      For       For          Management
2.17  Approve Resolution Validity Period      For       For          Management
3     Approve Transaction Constitutes as      For       For          Management
      Related Party Transactions
4     Approve Transaction Constitutes as      For       For          Management
      Major Asset Restructure
5     Approve Transaction Does Not            For       For          Management
      Constitutes as Reorganization and
      Listing
6     Approve Draft and Summary Major Asset   For       For          Management
      Acquisition and Related Party
      Transaction
7     Approve Transaction Complies with       For       For          Management
      Article 11 of the Administrative
      Measures for the Material Asset
      Reorganizations of Listed Companies and
      Article IV of Provisions on Issues
      Concerning Regulating the Material
      Asset Reorganizations of Listed
      Companies
8     Approve Relevant Audit Report, Review   For       For          Management
      Report of the Transaction
9     Approve Relevant Audit Report of        For       For          Management
      Underlying Assets of Transaction and
      Review Report
10    Approve Valuation Reports Related to    For       For          Management
      Underlying Assets of Transaction
11    Approve Independence of Appraiser, the  For       For          Management
      Validity of Hypothesis, the Relevance
      of Valuation Purpose and Approach as
      Well as the Fairness of Pricing
12    Approve Completeness and Compliance of  For       For          Management
      Implementation of Legal Proceedings of
      the Transactions and Validity of the
      Submitted Legal Documents Regarding
      this Transaction
13    Approve Impact of Dilution of Current   For       For          Management
      Returns on Major Financial Indicators
      and the Relevant Measures to be Taken
14    Approve Report on the Deposit and Usage For       For          Management
      of Raised Funds
15    Approve Shareholder Return Plan         For       For          Management
16    Approve Amendments to Articles of       For       For          Management
      Association of H Shares
17    Amend Rules and Procedures Regarding    For       For          Management
      General Meetings of Shareholders of H
      Shares
18    Amend Rules and Procedures Regarding    For       For          Management
      Meetings of Board of Directors of H
      Shares
19    Amend Rules and Procedures Regarding    For       For          Management
      Meetings of Board of Supervisors of H
      Shares
20    Amend Management System of Raised Funds For       For          Management
      of H Shares
21    Amend Related Party Transaction Fair    For       For          Management
      Decision Making System of H Shares
22    Amend Working System for Independent    For       For          Management
      Directors of H Shares
23    Amend Investment Management System of H For       For          Management
      Shares
24    Amend External Guarantee Management     For       For          Management
      System of H Shares
25    Amend Confidentiality and File          For       For          Management
      Management System Related to Overseas
      Securities Issuance and Listing of H
      Shares
26    Approve Authorization on Daily Related  For       For          Management
      Party Transaction
27    Approve Authorization of the Board to   For       For          Management
      Handle All Related Matters
28    Approve Adjustment Plan on Exchangeable For       For          Management
      Bonds Issued by Company Through its
      Overseas Wholly-owned Subsidiaries
29    Approve Transfer of Equity              For       For          Management


--------------------------------------------------------------------------------

HAIER SMART HOME CO., LTD.

Ticker:        600690                         Security ID:  Y7166P102
Meeting Date:  SEP 01, 2020                   Meeting Type: Special
Record Date:   AUG 24, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Approve Transaction Overview            For       For          Management
1.2   Approve Regulatory Approval             For       For          Management
1.3   Approve Transaction Parties             For       For          Management
1.4   Approve Target Assets                   For       For          Management
1.5   Approve Underlying Asset Valuation and  For       For          Management
      Transaction Price
1.6   Approve Issue Type and Par Value        For       For          Management
1.7   Approve Listing Location                For       For          Management
1.8   Approve Issue Period                    For       For          Management
1.9   Approve Target Parties                  For       For          Management
1.10  Approve Pricing Reference Date, Issue   For       For          Management
      Price and Pricing Manner of H Shares
1.11  Approve Issue Scale of H Shares         For       For          Management
1.12  Approve Conversion Ratio                For       For          Management
1.13  Approve Cash Payment Consideration      For       For          Management
1.14  Approve Fragment Stock Processing       For       For          Management
      Method
1.15  Approve Distribution Arrangement of     For       For          Management
      Undistributed Earnings
1.16  Approve Lock-up Period Arrangement      For       For          Management
1.17  Approve Resolution Validity Period      For       For          Management
2     Approve Adjustment Plan on Exchangeable For       For          Management
      Bonds Issued by Company Through its
      Overseas Wholly-owned Subsidiaries


--------------------------------------------------------------------------------

HAIER SMART HOME CO., LTD.

Ticker:        6690                           Security ID:  Y716ED100
Meeting Date:  MAR 05, 2021                   Meeting Type: Special
Record Date:   FEB 24, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Amend Articles of Association           For       For          Management
2     Approve Appointment of International    For       For          Management
      Accounting Standards Auditor for 2020
3     Approve General Mandate for the         For       For          Management
      Repurchase of H Shares
4.1   Elect Xie Ju Zhi as Director            For       For          Management
4.2   Elect Yu Hon To, David as Director      For       Against      Management
4.3   Elect Eva Li Kam Fun as Director        For       For          Management
5.1   Elect Li Shipeng as Director            For       For          Management


--------------------------------------------------------------------------------

HAIER SMART HOME CO., LTD.

Ticker:        6690                           Security ID:  Y716ED100
Meeting Date:  MAR 05, 2021                   Meeting Type: Special
Record Date:   FEB 24, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve General Mandate for the         For       For          Management
      Repurchase of H Shares


--------------------------------------------------------------------------------

HEFEI MEYER OPTOELECTRONIC TECHNOLOGY INC.

Ticker:        002690                         Security ID:  Y3123L102
Meeting Date:  MAY 07, 2021                   Meeting Type: Annual
Record Date:   APR 28, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Annual Report and Summary       For       For          Management
4     Approve Financial Statements            For       For          Management
5     Approve Financial Budget Report         For       For          Management
6     Approve Profit Distribution             For       For          Management
7     Approve Remuneration of Directors,      For       For          Management
      Supervisors and Senior Management
      Members
8     Approve Special Report on the Deposit   For       For          Management
      and Usage of Raised Funds
9     Approve Use of Idle Excess Raised Funds For       Against      Management
      and Own Funds for Cash Management
10    Approve Appointment of Auditor          For       For          Management
11    Approve Application of Bank Credit      For       For          Management
      Lines


--------------------------------------------------------------------------------

HUAFA INDUSTRIAL CO., LTD. ZHUHAI

Ticker:        600325                         Security ID:  Y3739J103
Meeting Date:  JUL 29, 2020                   Meeting Type: Special
Record Date:   JUL 22, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Related Party Transaction in    For       For          Management
      Connection to Asset-backed Plan
2     Approve Related Party Transaction in    For       For          Management
      Connection to Guarantee Provision Plan
3     Approve Related Party Transaction in    For       For          Management
      Connection to Entrusted Management of
      Real Estate Projects


--------------------------------------------------------------------------------

HUANENG LANCANG RIVER HYDROPOWER INC.

Ticker:        600025                         Security ID:  Y3R3DJ106
Meeting Date:  DEC 08, 2020                   Meeting Type: Special
Record Date:   DEC 01, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Extension of Horizontal         For       For          Management
      Competition Preventive Agreement


--------------------------------------------------------------------------------

HUANENG LANCANG RIVER HYDROPOWER INC.

Ticker:        600025                         Security ID:  Y3R3DJ106
Meeting Date:  FEB 01, 2021                   Meeting Type: Special
Record Date:   JAN 27, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Remuneration of Independent     For       For          Management
      Directors
2.1   Elect Yuan Xianghua as Non-Independent  For       For          Management
      Director
2.2   Elect Yang Wanhua as Non-Independent    For       For          Management
      Director
2.3   Elect Li Shuangyou as Non-Independent   For       For          Management
      Director
2.4   Elect Sun Wei as Non-Independent        For       For          Management
      Director
2.5   Elect Xu Ping as Non-Independent        For       For          Management
      Director
2.6   Elect Li Xide as Non-Independent        For       For          Management
      Director
2.7   Elect Liu Yujie as Non-Independent      For       For          Management
      Director
2.8   Elect Zhou Manfu as Non-Independent     For       For          Management
      Director
2.9   Elect Li Qinghua as Non-Independent     For       For          Management
      Director
3.1   Elect Zhang Qizhi as Independent        For       For          Management
      Director
3.2   Elect Liu Huijiang as Independent       For       For          Management
      Director
3.3   Elect Yang Xianming as Independent      For       For          Management
      Director
3.4   Elect Chen Tieshui as Independent       For       For          Management
      Director
3.5   Elect Yin Xiaobing as Independent       For       For          Management
      Director
4.1   Elect Xia Aidong as Supervisor          For       For          Management
4.2   Elect Hu Chunjin as Supervisor          For       For          Management
4.3   Elect Wang Bin as Supervisor            For       For          Management


--------------------------------------------------------------------------------

HUATAI SECURITIES CO., LTD.

Ticker:        6886                           Security ID:  Y37426106
Meeting Date:  JUN 22, 2021                   Meeting Type: Annual
Record Date:   JUN 10, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Work Report of the Board of     For       For          Management
      Directors
2     Approve Work Report of the Supervisory  For       For          Management
      Committee
3     Approve Final Financial Report          For       For          Management
4     Approve Annual Report                   For       For          Management
5     Approve Profit Distribution Plan        For       For          Management
6.1   Approve Ordinary Related-Party          For       For          Management
      Transactions with Jiangsu Guoxin
      Investment Group Limited and Its
      Related Companies
6.2   Approve Ordinary Related-Party          For       For          Management
      Transactions with Jiangsu
      Communications Holding Co., Ltd. and
      Its Related Companies
6.3   Approve Ordinary Related-Party          For       For          Management
      Transactions with Govtor Capital Group
      Co., Ltd. and Its Related Companies
6.4   Approve Ordinary Related-Party          For       For          Management
      Transactions with Other Related Parties
7     Approve Estimated Investment Amount for For       For          Management
      Proprietary Business
8     Approve KPMG Huazhen LLP as Auditor for For       For          Management
      Annual Accounting Statements and as
      Internal Control Auditor and Fix Their
      Remuneration
9     Elect Au King-chi as Director           For       For          Management


--------------------------------------------------------------------------------

HUATAI SECURITIES CO., LTD.

Ticker:        6886                           Security ID:  Y37426106
Meeting Date:  FEB 08, 2021                   Meeting Type: Special
Record Date:   JAN 29, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Elect Ke Xiang as Director              For       For          Shareholder
2     Approve General Mandate for the         For       For          Management
      Domestic and Foreign Debt Financing
      Instruments
3     Amend Rules and Procedures Regarding    For       Against      Management
      General Meetings of Shareholders
4     Approve Restricted Share Incentive      For       Against      Management
      Scheme of A Shares (Draft) and Its
      Summary
5     Approve Administrative Measures for the For       Against      Management
      Restricted Share Incentive Scheme of A
      Shares
6     Approve Administrative Measures for the For       Against      Management
      Implementation and Appraisal of the
      Restricted Share Incentive Scheme of A
      Shares
7     Authorize Board to Handle All Matters   For       Against      Management
      in Relation to the Restricted Share
      Incentive Scheme of A Shares


--------------------------------------------------------------------------------

INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED

Ticker:        1398                           Security ID:  Y3990B104
Meeting Date:  NOV 26, 2020                   Meeting Type: Special
Record Date:   OCT 23, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2021-2023 Capital Planning of   For       For          Management
      ICBC
2     Approve Issuance of Undated Additional  For       For          Management
      Tier 1 Capital Bonds
3     Approve Payment Plan of Remuneration to For       For          Management
      Directors for 2019
4     Approve Payment Plan of Remuneration to For       For          Management
      Supervisors for 2019


--------------------------------------------------------------------------------

INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED

Ticker:        1398                           Security ID:  Y3990B104
Meeting Date:  JUN 21, 2021                   Meeting Type: Annual
Record Date:   MAY 21, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Work Report of the Board of     For       For          Management
      Directors
2     Approve Work Report of the Board of     For       For          Management
      Supervisors
3     Approve Audited Accounts                For       For          Management
4     Approve Profit Distribution Plan        For       For          Management
5     Approve Fixed Asset Investment Budget   For       For          Management
6     Approve Deloitte Touche Tohmatsu        For       For          Management
      Certified Public Accountants LLP as
      Domestic External Auditor and Deloitte
      Touche Tohmatsu as International
      External Auditor
7     Approve Application for Authorization   For       For          Management
      Limit for Special Donations for Poverty
      Alleviation
8     Elect Chen Yifang as Director           For       For          Management
9     Approve Issuance of Eligible Tier 2     For       For          Management
      Capital Instruments
10    Approve Extension of Validity Period of For       Against      Management
      Undated Capital Bonds
11    Approve Donation of Materials for       For       For          Management
      Epidemic Prevention and Control in 2020


--------------------------------------------------------------------------------

INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.

Ticker:        600887                         Security ID:  Y408DG116
Meeting Date:  MAY 20, 2021                   Meeting Type: Annual
Record Date:   MAY 12, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Annual Report and Summary       For       For          Management
2     Approve Report of the Board of          For       For          Management
      Directors
3     Approve Report of the Board of          For       For          Management
      Supervisors
4     Approve Operation Strategy and          For       For          Management
      Investment Plan
5     Approve Financial Statements and        For       For          Management
      Financial Budget Report
6     Approve Profit Distribution             For       For          Management
7     Approve Report of the Independent       For       For          Management
      Directors
8     Approve Provision of Guarantees to      For       For          Management
      Upstream and Downstream Partners of the
      Industry Chain
9     Approve Issuance of Super Short-term    For       For          Management
      Commercial Papers
10    Approve Provision of Guarantees to      For       For          Management
      Wholly-owned Subsidiaries
11    Approve Provision of Guarantees to      For       Against      Management
      Hohhot Yixing Dairy Investment
      Management Co., Ltd.
12    Approve Repurchase and Cancellation of  For       For          Management
      Performance Shares
13    Approve Amendments to Articles of       For       For          Management
      Association
14    Amend Working System for Independent    For       Against      Management
      Directors
15    Amend Related-party Transaction         For       Against      Management
      Management System
16    Approve Appointment of Auditor          For       For          Management


--------------------------------------------------------------------------------

INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.

Ticker:        600887                         Security ID:  Y408DG116
Meeting Date:  JUN 28, 2021                   Meeting Type: Special
Record Date:   JUN 18, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Company's Eligibility for       For       For          Management
      Private Placement of Shares
2.1   Approve Share Type and Par Value        For       For          Management
2.2   Approve Issue Manner and Issue Time     For       For          Management
2.3   Approve Pricing Reference Date, Issue   For       For          Management
      Price and Pricing Principle
2.4   Approve Issue Size                      For       For          Management
2.5   Approve Target Subscribers and          For       For          Management
      Subscription Method
2.6   Approve Amount and Use of Proceeds      For       For          Management
2.7   Approve Lock-up Period Arrangement      For       For          Management
2.8   Approve Listing Exchange                For       For          Management
2.9   Approve Distribution Arrangement of     For       For          Management
      Cumulative Earnings
2.10  Approve Resolution Validity Period      For       For          Management
3     Approve Plan on Private Placement of    For       For          Management
      Shares
4     Approve Feasibility Analysis Report on  For       For          Management
      the Use of Proceeds
5     Approve No Need to Produce a Report on  For       For          Management
      the Usage of Previously Raised Funds
6     Approve Impact of Dilution of Current   For       For          Management
      Returns on Major Financial Indicators
      and the Relevant Measures to be Taken
7     Approve Shareholder Return Plan         For       For          Management
8     Approve Authorization of Board to       For       For          Management
      Handle All Related Matters
9     Approve Amendments to Articles of       For       For          Management
      Association


--------------------------------------------------------------------------------

INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.

Ticker:        600887                         Security ID:  Y408DG116
Meeting Date:  SEP 25, 2020                   Meeting Type: Special
Record Date:   SEP 16, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Draft and Summary on Long-term  For       Abstain      Management
      Service Plan
2     Approve Long-term Service Plan          For       Abstain      Management
      Management Rules (Draft)
3     Approve Repurchase and Cancellation of  For       For          Management
      Performance Shares
4     Approve Amendments to Articles of       For       For          Management
      Association


--------------------------------------------------------------------------------

JIANGSU EXPRESSWAY COMPANY LIMITED

Ticker:        177                            Security ID:  Y4443L111
Meeting Date:  JUN 17, 2021                   Meeting Type: Annual
Record Date:   MAY 17, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Work Report of the Board of     For       For          Management
      Directors
2     Approve Work Report of the Supervisory  For       For          Management
      Committee
3     Approve Financial Statements and Audit  For       For          Management
      Report
4     Approve Final Accounting Report         For       For          Management
5     Approve Financial Budget Report         For       Against      Management
6     Approve Final Profit Distribution Plan  For       For          Management
      and Final Dividend
7     Approve KPMG Huazhen LLP as Auditors    For       For          Management
      and Internal Control and Authorize
      Board to Fix Their Remuneration
8     Approve Registration and Issuance of    For       For          Management
      Ultra-Short-Term Notes and Related
      Transactions
9     Approve Registration and Issuance of    For       For          Management
      Medium-Term Notes and Related
      Transactions
10    Approve Use of Proceeds Raised from     For       Against      Management
      Direct Financing to Provide Loans to
      Jiangsu Wufengshan Toll Bridge Company
      Limited and Related Transactions
11    Approve Use of Proceeds Raised from     For       For          Management
      Direct Financing to Provide Loans to
      Jiangsu Guangjing Xicheng Expressway
      Limited and Related Transactions
12    Approve Renewal of Annual Liability     For       For          Management
      Insurance for Directors, Supervisors
      and Senior Management and Authorize Yao
      Yongjia to Handle the Follow-up Related
      Matters
13.1  Elect Sun Xibin as Director and Approve For       For          Management
      the Signing of a Service Contract with
      Him
13.2  Elect Cheng Xiaoguang as Director and   For       For          Management
      Approve the Signing of a Service
      Contract with Him
13.3  Elect Yao Yongjia as Director and       For       For          Management
      Approve the Signing of a Service
      Contract with Him
13.4  Elect Chen Yanli as Director and        For       For          Management
      Approve the Signing of an Appointment
      Letter with Him
13.5  Elect Wang Yingjian as Director and     For       For          Management
      Approve the Signing of an Appointment
      Letter with Him
13.6  Elect Wu Xinhua as Director and Approve For       For          Management
      the Signing of an Appointment Letter
      with Him
13.7  Elect Ma Chung Lai, Lawrence as         For       Against      Management
      Director and Approve the Signing of an
      Appointment Letter with Him
13.8  Elect Li Xiaoyan as Director and        For       For          Management
      Approve the Signing of an Appointment
      Letter with Her
14.1  Elect Lin Hui as Director and Approve   For       For          Management
      the Signing of a Service Contract with
      Him
14.2  Elect Zhou Shudong as Director and      For       For          Management
      Approve the Signing of a Service
      Contract with Him
14.3  Elect Liu Xiaoxing as Director and      For       For          Management
      Approve the Signing of a Service
      Contract with Him
14.4  Elect Xu Guanghua as Director and       For       For          Management
      Approve the Signing of a Service
      Contract with Him
14.5  Elect Yu Mingyuan as Director and       For       For          Management
      Approve the Signing of a Service
      Contract with Him
15.1  Elect Yang Shiwei as Supervisor and     For       For          Management
      Approve the Signing of Appointment
      Letter with Him
15.2  Elect Ding Guozhen as Supervisor and    For       For          Management
      Approve the Signing of Appointment
      Letter with Him
15.3  Elect Pan Ye as Supervisor and Approve  For       For          Management
      the Signing of Appointment Letter with
      Him


--------------------------------------------------------------------------------

JIANGSU HENGLI HYDRAULIC CO., LTD.

Ticker:        601100                         Security ID:  Y443AC115
Meeting Date:  MAY 18, 2021                   Meeting Type: Annual
Record Date:   MAY 11, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Annual Report and Summary       For       For          Management
4     Approve Financial Statements            For       For          Management
5     Approve Profit Distribution             For       For          Management
6     Approve Report of the Independent       For       For          Management
      Directors
7     Approve Remuneration of Directors,      For       For          Management
      Supervisors and Senior Management
      Members
8     Approve Appointment of Auditor          For       For          Management
9     Approve Amendments to Articles of       For       For          Management
      Association
10    Approve to Formulate Shareholder Return For       For          Management
      Plan
11    Elect Fang Youtong as Independent       For       For          Management
      Director


--------------------------------------------------------------------------------

JIANGSU HENGRUI MEDICINE CO., LTD.

Ticker:        600276                         Security ID:  Y4446S105
Meeting Date:  MAY 11, 2021                   Meeting Type: Annual
Record Date:   APR 29, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Annual Report and Summary       For       For          Management
3     Approve Report of the Board of          For       For          Management
      Supervisors
4     Approve Financial Statements            For       For          Management
5     Approve Profit Distribution             For       For          Management
6     Approve Financial Auditor and Internal  For       For          Management
      Control Auditor as well as Payment of
      Remuneration
7     Approve Amendments to Articles of       For       For          Management
      Association
8     Approve Repurchase and Cancellation of  For       For          Management
      Equity Incentive Stocks
9     Elect Dong Jiahong as Independent       For       For          Management
      Director


--------------------------------------------------------------------------------

JIANGSU NHWA PHARMACEUTICAL CO., LTD.

Ticker:        002262                         Security ID:  Y4449J102
Meeting Date:  APR 02, 2021                   Meeting Type: Annual
Record Date:   MAR 29, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Annual Report and Summary       For       For          Management
4     Approve Financial Statements            For       For          Management
5     Approve Financial Budget Report         For       For          Management
6     Approve Repurchase and Cancellation of  For       For          Management
      Performance Shares
7     Approve Change of Registered Address    For       For          Management
8     Approve Amendments to Articles of       For       For          Management
      Association
9     Approve Profit Distribution             For       For          Management
10    Approve Provision of Guarantee          For       Against      Management
11    Approve Special Report on the Deposit   For       For          Management
      and Usage of Raised Funds
12    Approve Use of Funds for Cash           For       For          Management
      Management
13    Approve Shareholder Return Plan         For       For          Management


--------------------------------------------------------------------------------

JIANGSU NHWA PHARMACEUTICAL CO., LTD.

Ticker:        002262                         Security ID:  Y4449J102
Meeting Date:  NOV 16, 2020                   Meeting Type: Special
Record Date:   NOV 10, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Share Repurchase Plan           For       For          Management
1.1   Approve Purpose and Usage of Share      For       For          Management
      Repurchase
1.2   Approve Share Repurchase Plan in        For       For          Management
      Compliance with Relevant Conditions
1.3   Approve Method and Price Range of the   For       For          Management
      Share Repurchase
1.4   Approve Type, Amount and Proportion to  For       For          Management
      the Company's Total Share Capital
1.5   Approve Total Funds Used for Repurchase For       For          Management
      and Source of Funds
1.6   Approve Implementation Period of the    For       For          Management
      Share Repurchase
1.7   Approve Resolution Validity Period      For       For          Management
2     Approve Authorization of the Board to   For       For          Management
      Handle All Related Matters


--------------------------------------------------------------------------------

JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD.

Ticker:        600380                         Security ID:  Y7742H103
Meeting Date:  FEB 25, 2021                   Meeting Type: Special
Record Date:   FEB 19, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Approve Purpose of Share Repurchase     For       For          Management
1.2   Approve Types of Share Repurchase       For       For          Management
1.3   Approve Manner of Share Repurchase      For       For          Management
1.4   Approve Period of Share Repurchase      For       For          Management
1.5   Approve Purpose, Quantity, Proportion   For       For          Management
      of the Company's Total Share Capital
      and Total Funds of the Share Repurchase
1.6   Approve Price Range and Pricing         For       For          Management
      Principle of Share Repurchase
1.7   Approve Source of Funds Used for        For       For          Management
      Repurchase
2     Approve Authorization of the Board to   For       For          Management
      Handle All Related Matters


--------------------------------------------------------------------------------

JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD.

Ticker:        600380                         Security ID:  Y7742H103
Meeting Date:  JUL 29, 2020                   Meeting Type: Special
Record Date:   JUL 22, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Company's Eligibility for       For       Against      Management
      Private Placement of Shares
2.1   Approve Issue Type and Par Value        For       Against      Management
2.2   Approve Issue Manner and Period         For       Against      Management
2.3   Approve Target Parties and Subscription For       Against      Management
      Manner
2.4   Approve Issue Price and Pricing Basis   For       Against      Management
2.5   Approve Issue Scale                     For       Against      Management
2.6   Approve Amount and Usage of Raised      For       Against      Management
      Funds
2.7   Approve Restriction Period Arrangement  For       Against      Management
2.8   Approve Listing Location                For       Against      Management
2.9   Approve Distribution Arrangement of     For       Against      Management
      Undistributed Earnings
2.10  Approve Resolution Validity Period      For       Against      Management
3     Approve Plan on Private Placement of    For       Against      Management
      Shares
4     Approve Feasibility Analysis Report on  For       Against      Management
      the Use of Proceeds
5     Approve Introduction of Strategic       For       Against      Management
      Investor
6     Approve Signing of Conditional          For       Against      Management
      Subscription Agreement and Strategic
      Cooperation Agreement
7     Approve Related Party Transactions in   For       Against      Management
      Connection to Private Placement
8     Approve Report on the Usage of          For       Against      Management
      Previously Raised Funds
9     Approve Impact of Dilution of Current   For       Against      Management
      Returns on Major Financial Indicators
      and the Relevant Measures to be Taken
10    Approve Shareholder Return Plan         For       Against      Management
11    Approve Authorization of Board to       For       Against      Management
      Handle All Related Matters
12    Approve Set-up of Social Responsibility For       For          Management
      Committee Under the Board


--------------------------------------------------------------------------------

JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD.

Ticker:        600380                         Security ID:  Y7742H103
Meeting Date:  MAY 21, 2021                   Meeting Type: Annual
Record Date:   MAY 17, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Supervisors
2     Approve Report of the Board of          For       For          Management
      Directors
3     Approve Financial Statements            For       For          Management
4     Approve Profit Distribution             For       For          Management
5     Approve Annual Report and Summary       For       For          Management
6     Approve Internal Control Audit Report   For       For          Management
7     Approve Special Audit Report on the     For       For          Management
      Summary Table of Non-operating Capital
      Occupation and Other Related Capital
      Transactions
8     Approve Provision of Guarantee          For       For          Management
9     Approve Appointment of Auditor          For       For          Management
10    Approve Postponement of Raised Funds    For       For          Management
      Investment Project
11    Approve Change in Registered Capital    For       For          Management
12    Approve Amendments to Articles of       For       For          Management
      Association
13    Approve Purchase of Liability Insurance For       For          Management
      for Directors, Supervisors and Senior
      Management Members


--------------------------------------------------------------------------------

JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD.

Ticker:        600380                         Security ID:  Y7742H103
Meeting Date:  DEC 02, 2020                   Meeting Type: Special
Record Date:   NOV 26, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Increase in Registered Capital  For       For          Management
2     Amend Articles of Association           For       For          Management
3     Amend Medium and Long-term Business     For       Against      Management
      Partner Shareholding Plan (Draft) and
      its Abstract
4     Approve Authorization of the Board to   For       Against      Management
      Handle All Related Matters
5     Approve Provision of Guarantee and      For       For          Management
      Counter Guarantee


--------------------------------------------------------------------------------

JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD.

Ticker:        600380                         Security ID:  Y7742H103
Meeting Date:  DEC 21, 2020                   Meeting Type: Special
Record Date:   DEC 15, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Equity Restructuring            For       For          Management


--------------------------------------------------------------------------------

KWEICHOW MOUTAI CO., LTD.

Ticker:        600519                         Security ID:  Y5070V116
Meeting Date:  JUN 09, 2021                   Meeting Type: Annual
Record Date:   MAY 31, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Annual Report and Summary       For       For          Management
4     Approve Financial Statements            For       For          Management
5     Approve Financial Budget Report         For       For          Management
6     Approve Profit Distribution             For       For          Management
7     Approve Report of the Independent       For       For          Management
      Directors
8     Approve to Appoint Financial Auditor    For       For          Management
      and Internal Control Auditor


--------------------------------------------------------------------------------

MAYINGLONG PHARMACEUTICAL GROUP CO., LTD.

Ticker:        600993                         Security ID:  Y97116100
Meeting Date:  MAY 19, 2021                   Meeting Type: Annual
Record Date:   MAY 11, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Report of the Independent       For       For          Management
      Directors
4     Approve Financial Statements            For       For          Management
5     Approve Annual Report and Summary       For       For          Management
6     Approve Profit Distribution             For       For          Management
7     Approve to Appoint Auditors and to Fix  For       For          Management
      Their Remuneration
8     Approve Use of Own Funds for Entrusted  For       Against      Management
      Asset Management
9.1   Elect Ye Qi as Supervisor               For       For          Management


--------------------------------------------------------------------------------

MIDEA GROUP CO. LTD.

Ticker:        000333                         Security ID:  Y6S40V103
Meeting Date:  JAN 25, 2021                   Meeting Type: Special
Record Date:   JAN 18, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Repurchase and Cancellation of  For       For          Management
      Performance Shares in 2017
2     Approve Repurchase and Cancellation of  For       For          Management
      Performance Shares in 2018
3     Approve Repurchase and Cancellation of  For       For          Management
      Performance Shares in 2019
4     Approve Repurchase and Cancellation of  For       For          Management
      Performance Shares in 2020


--------------------------------------------------------------------------------

MIDEA GROUP CO. LTD.

Ticker:        000333                         Security ID:  Y6S40V103
Meeting Date:  OCT 16, 2020                   Meeting Type: Special
Record Date:   OCT 09, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Spin-off of Subsidiary on       For       For          Management
      ChiNext in Accordance with Relevant
      Laws and Regulations
2     Approve Spin-off of Subsidiary on       For       For          Management
      ChiNext
3     Approve Plan on Spin-off of Subsidiary  For       For          Management
      on ChiNext
4     Approve Transaction Complies with       For       For          Management
      Several Provisions on the Pilot Program
      of Listed Companies' Spin-off of
      Subsidiaries for Domestic Listing
5     Approve Transaction is Conducive to     For       For          Management
      Safeguarding the Legal Rights and
      Interests of Shareholders and Creditors
6     Approve Proposal on the Company's       For       For          Management
      Independence and Sustainability
7     Approve Subsidiary's Corresponding      For       For          Management
      Standard Operational Ability
8     Approve Explanation of the              For       For          Management
      Completeness, Compliance and Validity
      of Legal Documents Submitted in the
      Spin-off
9     Approve Purpose, Commercial             For       For          Management
      Rationality, Necessity and Feasibility
      Analysis of Spin-off
10    Approve Participation of Directors and  For       For          Management
      Senior Executives in the Employee Share
      Purchase Plan in Connection to the
      Spin-off
11    Approve Authorization of Board to       For       For          Management
      Handle All Related Matters
12    Elect Dong Wentao as Supervisor         For       For          Management


--------------------------------------------------------------------------------

MIDEA GROUP CO. LTD.

Ticker:        000333                         Security ID:  Y6S40V103
Meeting Date:  MAY 21, 2021                   Meeting Type: Annual
Record Date:   MAY 14, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Financial Statements            For       For          Management
4     Approve Annual Report and Summary       For       For          Management
5     Approve Profit Distribution             For       For          Management
6     Approve Draft and Summary on Stock      For       For          Management
      Option Incentive Plan
7     Approve Methods to Assess the           For       For          Management
      Performance of Stock Option Incentive
      Plan Participants
8     Approve Authorization of the Board to   For       For          Management
      Handle All Related Matters to Stock
      Option Incentive Plan
9     Approve Draft and Summary on            For       For          Management
      Performance Share Incentive Plan
10    Approve Methods to Assess the           For       For          Management
      Performance of Performance Share
      Incentive Plan Participants
11    Approve Authorization of the Board to   For       For          Management
      Handle All Related Matters to
      Performance Share Incentive Plan
12    Approve Share Purchase Plan (Draft) and For       For          Management
      Summary Phase VII
13    Approve Methods to Assess the           For       For          Management
      Performance of Share Purchase Plan
      Phase VII Participants
14    Approve Authorization of the Board to   For       For          Management
      Handle All Related Matters to Share
      Purchase Plan Phase VII
15    Approve Draft and Summary on Share      For       For          Management
      Purchase Plan Phase IV
16    Approve Methods to Assess the           For       For          Management
      Performance of Share Purchase Plan
      Phase IV Participants
17    Approve Authorization of the Board to   For       For          Management
      Handle All Related Matters to Share
      Purchase Plan Phase IV
18    Approve Provision of Guarantee          For       For          Management
19    Approve Special Report on Foreign       For       For          Management
      Exchange Fund Derivatives Business
      Investment
20    Approve Related Party Transaction       For       Against      Management
21    Approve to Appoint Auditor              For       For          Management
22    Approve Amendments to Articles of       For       For          Management
      Association
23    Approve Repurchase of the Company's     For       For          Shareholder
      Shares


--------------------------------------------------------------------------------

MIDEA GROUP CO. LTD.

Ticker:        000333                         Security ID:  Y6S40V103
Meeting Date:  JUN 25, 2021                   Meeting Type: Special
Record Date:   JUN 18, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2018 Repurchase and             For       For          Management
      Cancellation of Performance Shares
2     Approve 2019 Repurchase and             For       For          Management
      Cancellation of Performance Shares
3     Approve 2020 Repurchase and             For       For          Management
      Cancellation of Performance Shares


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PETPAL PET NUTRITION TECHNOLOGY CO., LTD.

Ticker:        300673                         Security ID:  Y1372E100
Meeting Date:  JUN 11, 2021                   Meeting Type: Special
Record Date:   JUN 04, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Company's Eligibility for       For       For          Management
      Issuance of Convertible Bonds
2.1   Approve Issue Type                      For       For          Management
2.2   Approve Issue Size                      For       For          Management
2.3   Approve Par Value and Issue Price       For       For          Management
2.4   Approve Bond Maturity                   For       For          Management
2.5   Approve Bond Interest Rate              For       For          Management
2.6   Approve Period and Manner of Repayment  For       For          Management
      of Interest
2.7   Approve Conversion Period               For       For          Management
2.8   Approve Determination and Adjustment of For       For          Management
      Conversion Price
2.9   Approve Terms for Downward Adjustment   For       For          Management
      of Conversion Price
2.10  Approve Method on Handling Fractional   For       For          Management
      Shares Upon Conversion
2.11  Approve Terms of Redemption             For       For          Management
2.12  Approve Terms of Sell-Back              For       For          Management
2.13  Approve Dividend Distribution Post      For       For          Management
      Conversion
2.14  Approve Issue Manner and Target         For       For          Management
      Subscribers
2.15  Approve Placing Arrangement for         For       For          Management
      Shareholders
2.16  Approve Matters Relating to Meetings of For       For          Management
      Bondholders
2.17  Approve Use of Proceeds                 For       For          Management
2.18  Approve Raised Funds Management and     For       For          Management
      Deposit Account
2.19  Approve Guarantee Matters               For       For          Management
2.20  Approve Validity Period                 For       For          Management
3     Approve Plan on Convertible Bond        For       For          Management
      Issuance
4     Approve Demonstration Analysis Report   For       For          Management
      in Connection to Issuance of
      Convertible Bonds
5     Approve Feasibility Analysis Report on  For       For          Management
      the Use of Proceeds
6     Approve Report on the Usage of          For       For          Management
      Previously Raised Funds
7     Approve Impact of Dilution of Current   For       For          Management
      Returns on Major Financial Indicators,
      the Relevant Measures to be Taken and
      Commitment from Relevant Parties
8     Approve Formulation of Rules and        For       For          Management
      Procedures Regarding General Meetings
      of Convertible Bondholders
9     Approve Authorization of Board to       For       For          Management
      Handle All Related Matters
10    Approve Shareholder Return Plan         For       For          Management


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PETPAL PET NUTRITION TECHNOLOGY CO., LTD.

Ticker:        300673                         Security ID:  Y1372E100
Meeting Date:  JAN 19, 2021                   Meeting Type: Special
Record Date:   JAN 12, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Chen Zhenbiao as Non-Independent  For       For          Management
      Director
1.2   Elect Chen Zhenlu as Non-Independent    For       For          Management
      Director
1.3   Elect Zheng Xianglan as Non-Independent For       For          Management
      Director
1.4   Elect Tang Zhaobo as Non-Independent    For       For          Management
      Director
2.1   Elect Tong Aiqin as Independent         For       For          Management
      Director
2.2   Elect Xie Zhilei as Independent         For       For          Management
      Director
2.3   Elect Liu Lijun as Independent Director For       For          Management
3.1   Elect Deng Zhaochun as Supervisor       For       For          Management
3.2   Elect Lin De as Supervisor              For       For          Management


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PETPAL PET NUTRITION TECHNOLOGY CO., LTD.

Ticker:        300673                         Security ID:  Y1372E100
Meeting Date:  MAY 18, 2021                   Meeting Type: Annual
Record Date:   MAY 11, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Annual Report and Summary       For       For          Management
4     Approve Financial Statements            For       For          Management
5     Approve Internal Control                For       For          Management
      Self-Evaluation Report
6     Approve Special Report on the Deposit   For       For          Management
      and Usage of Raised Funds
7     Approve Profit Distribution             For       For          Management
8     Approve Remuneration of Directors,      For       For          Management
      Supervisors and Senior Management
9     Approve Daily Related Party             For       For          Management
      Transactions
10    Approve Appointment of Auditor          For       For          Management
11    Approve Application of Credit Lines     For       For          Management
12    Approve Provision of Guarantees         For       For          Management
13    Approve Foreign Exchange Hedging        For       For          Management
      Business
14    Approve Use of Idle Funds for Cash      For       Against      Management
      Management
15    Approve Repurchase and Cancellation of  For       For          Management
      Performance Shares
16    Approve Decrease in Registered Capital  For       For          Management
17    Amend Articles of Association           For       For          Management
18    Approve Change in Use of Raised Funds   For       For          Management


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SHANDONG PUBLISHING & MEDIA CO., LTD.

Ticker:        601019                         Security ID:  ADPV41225
Meeting Date:  MAY 25, 2021                   Meeting Type: Annual
Record Date:   MAY 19, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Report of the Independent       For       For          Management
      Directors
4     Approve Annual Report and Summary       For       For          Management
5     Approve Financial Statements            For       For          Management
6     Approve Profit Distribution             For       For          Management
7     Approve Use of Funds to Invest in       For       For          Management
      Financial Products
8     Approve Use of Raised Funds to Invest   For       For          Management
      in Financial Products
9     Approve Daily Related-party             For       For          Management
      Transactions
10    Approve Provision of Guarantee          For       For          Management
11    Approve Appointment of Financial        For       For          Management
      Auditor and Internal Control Auditor
12    Approve Allowance of Independent        For       For          Management
      Directors


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SHANDONG PUBLISHING & MEDIA CO., LTD.

Ticker:        601019                         Security ID:  ADPV41225
Meeting Date:  OCT 28, 2020                   Meeting Type: Special
Record Date:   OCT 21, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve to Appoint Financial and        For       For          Management
      Internal Control Auditor


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SHANGHAI MILKGROUND FOOD TECH CO., LTD.

Ticker:        600882                         Security ID:  Y7678G103
Meeting Date:  DEC 29, 2020                   Meeting Type: Special
Record Date:   DEC 22, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Strategic Cooperation Agreement For       For          Management
      with Target Subscribers
2     Approve Investment Agreement with       For       For          Management
      Target Subscribers
3     Approve Private Placement of Shares     For       For          Management
      Complies with Relevant Laws and
      Regulations
4.1   Approve Share Type and Par Value        For       For          Management
4.2   Approve Issue Manner and Issue Time     For       For          Management
4.3   Approve Target Subscribers and          For       For          Management
      Subscription Method
4.4   Approve Issue Price and Pricing Basis   For       For          Management
4.5   Approve Issue Size and Raised Funds     For       For          Management
      Amount
4.6   Approve Lock-up Period                  For       For          Management
4.7   Approve Distribution Arrangement of     For       For          Management
      Undistributed Earnings
4.8   Approve Listing Exchange                For       For          Management
4.9   Approve Raised Funds Amount and         For       For          Management
      Investment Project
4.10  Approve Resolution Validity Period      For       For          Management
5     Approve Plan on Private Placement of    For       For          Management
      Shares
6     Approve Feasibility Analysis Report on  For       For          Management
      the Use of Proceeds
7     Approve Private Placement of Shares     For       For          Management
      Constitutes as Related Party
      Transaction
8     Approve Conditional Shares Subscription For       For          Management
      Agreement
9     Approve Counter-dilution Measures in    For       For          Management
      Connection to the Private Placement
10    Approve No Need for Report on the Usage For       For          Management
      of Previously Raised Funds
11    Approve Authorization of Board to       For       For          Management
      Handle All Related Matters


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SHANGHAI MILKGROUND FOOD TECH CO., LTD.

Ticker:        600882                         Security ID:  Y7678G103
Meeting Date:  FEB 22, 2021                   Meeting Type: Special
Record Date:   FEB 10, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Signing of Partnership          For       For          Management
      Agreement


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SHANGHAI MILKGROUND FOOD TECH CO., LTD.

Ticker:        600882                         Security ID:  Y7678G103
Meeting Date:  FEB 05, 2021                   Meeting Type: Special
Record Date:   JAN 29, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Draft and Summary of Stock      For       For          Management
      Option and Performance Share Incentive
      Plan
2     Approve Daily Related Party Transaction For       For          Management


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SHENZHEN AIRPORT CO., LTD.

Ticker:        000089                         Security ID:  Y7741V103
Meeting Date:  JUN 17, 2021                   Meeting Type: Annual
Record Date:   JUN 10, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Financial Statements            For       For          Management
4     Approve Profit Distribution             For       For          Management
5     Approve Annual Report and Summary       For       For          Management
6     Approve Daily Related Party             For       For          Management
      Transactions
7     Approve Appointment of Financial        For       For          Management
      Auditor and Internal Control Auditor
8     Approve Renewal of Apron Lease          For       For          Management
      Agreement with Shenzhen Airport (Group)
      Co., Ltd. and Related Party Transaction
9     Approve Signing of Lease Agreement for  For       For          Management
      No. 2 International Cargo Terminal with
      Shenzhen Airport International Cargo
      Terminal Co., Ltd. and Related Party
      Transaction
10    Approve Provision of Financial          For       For          Management
      Assistance by Controlling Shareholder


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SHENZHEN AIRPORT CO., LTD.

Ticker:        000089                         Security ID:  Y7741V103
Meeting Date:  NOV 16, 2020                   Meeting Type: Special
Record Date:   NOV 09, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Amendments to Articles of       For       For          Management
      Association
2     Amend Related Party Transaction         For       For          Management
      Decision-making System
3     Amend External Guarantee                For       For          Management
      Decision-making System
4     Amend Management System of Raised Funds For       For          Management
5     Amend Working System for Independent    For       For          Management
      Directors
6     Approve Use of Own Funds to Purchase    For       For          Management
      Guaranteed Financial Products


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SHENZHEN GAS CORP. LTD.

Ticker:        601139                         Security ID:  Y7T44L108
Meeting Date:  FEB 05, 2021                   Meeting Type: Special
Record Date:   JAN 28, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Elect Zhou Yunfu as Non-Independent     For       For          Shareholder
      Director


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SHENZHEN GAS CORP. LTD.

Ticker:        601139                         Security ID:  Y7T44L108
Meeting Date:  JUL 30, 2020                   Meeting Type: Special
Record Date:   JUL 23, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Settlement of Convertible Bond  For       For          Management
      Fundraising Projects and Use of Excess
      Raised Funds to Replenish Working
      Capital
2     Approve Capital Increase in             For       For          Management
      Wholly-owned Subsidiary


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SHENZHEN GAS CORP. LTD.

Ticker:        601139                         Security ID:  Y7T44L108
Meeting Date:  NOV 16, 2020                   Meeting Type: Special
Record Date:   NOV 09, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Elect Yu Yan as Non-independent         For       For          Management
      Director


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TOLY BREAD CO. LTD.

Ticker:        603866                         Security ID:  Y774AK107
Meeting Date:  MAY 27, 2021                   Meeting Type: Special
Record Date:   MAY 20, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Adjustment in the Investment    For       For          Management
      Amount and Implementation Progress of
      Raised Funds Investment Project


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UNISPLENDOUR CO., LTD.

Ticker:        000938                         Security ID:  Y8997B106
Meeting Date:  MAY 17, 2021                   Meeting Type: Annual
Record Date:   MAY 11, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Financial Statements            For       For          Management
4     Approve Annual Report and Summary       For       For          Management
5     Approve Profit Distribution             For       For          Management
6     Approve Appointment of Financial Report For       For          Management
      and Internal Control Auditor as well as
      Payment of Remuneration
7     Approve Guarantee Provision for the     For       For          Management
      Comprehensive Credit Lines Applied by
      Subsidiary
8     Approve Provision of Guarantee to       For       For          Management
      Supplier
9     Approve Signing of Financial Services   For       Against      Management
      Agreement and Provision of Guarantee
10.1  Elect Yu Yingtao as Director            For       Against      Management
10.2  Elect Wang Hongtao as Director          For       Against      Management
10.3  Elect Wang Huixuan as Director          For       Against      Management
10.4  Elect Li Tianchi as Director            For       Against      Management
11.1  Elect Wang Xinxin as Director           For       For          Management
11.2  Elect Xu Jingchang as Director          For       For          Management
11.3  Elect Zhao Shaopeng as Director         For       For          Management
12.1  Elect Guo Jingrong as Supervisor        For       For          Management
12.2  Elect Zhu Wuxiang as Supervisor         For       For          Management


--------------------------------------------------------------------------------

UNISPLENDOUR CO., LTD.

Ticker:        000938                         Security ID:  Y8997B106
Meeting Date:  DEC 28, 2020                   Meeting Type: Special
Record Date:   DEC 22, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Equity Acquisition              For       For          Management
2     Approve Provision of Guarantee          For       For          Management
3     Approve Provision of Guarantee for      For       For          Management
      Comprehensive Credit Line Bank
      Application


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UNISPLENDOUR CO., LTD.

Ticker:        000938                         Security ID:  Y8997B106
Meeting Date:  APR 06, 2021                   Meeting Type: Special
Record Date:   MAR 30, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Daily Related Party Transaction For       For          Management


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UNISPLENDOUR CO., LTD.

Ticker:        000938                         Security ID:  Y8997B106
Meeting Date:  AUG 10, 2020                   Meeting Type: Special
Record Date:   AUG 04, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Elect Guo Jingrong as Supervisor        For       For          Management


--------------------------------------------------------------------------------

UNISPLENDOUR CO., LTD.

Ticker:        000938                         Security ID:  Y8997B106
Meeting Date:  NOV 16, 2020                   Meeting Type: Special
Record Date:   NOV 10, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Provision of Guarantee for      For       For          Management
      Credit Line Bank Application
2     Approve Provision of Guarantee for      For       For          Management
      Credit Line Manufacturer Application
3     Amend Articles of Association           For       Against      Management
4     Amend Rules and Procedures Regarding    For       For          Management
      General Meetings of Shareholders
5     Amend Rules and Procedures Regarding    For       For          Management
      Meetings of Board of Directors
6     Amend Rules and Procedures Regarding    For       For          Management
      Meetings of Board of Supervisors


--------------------------------------------------------------------------------

UNIVERSAL SCIENTIFIC INDUSTRIAL (SHANGHAI) CO., LTD.

Ticker:        601231                         Security ID:  Y92776106
Meeting Date:  APR 23, 2021                   Meeting Type: Annual
Record Date:   APR 15, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Financial Statements            For       For          Management
4     Approve Annual Report and Summary       For       For          Management
5     Approve Profit Distribution             For       For          Management
6     Approve 2020 Related Party Transaction  For       For          Management
7     Approve 2021 Related Party Transaction  For       For          Management
8     Approve Use of Idle Own Funds to Invest For       For          Management
      in Financial Products
9     Approve Application of Bank Credit      For       Abstain      Management
      Lines
10    Approve Financial Derivatives           For       For          Management
      Transactions
11    Approve to Appoint Financial Auditor    For       For          Management
12    Approve to Appoint Internal Control     For       For          Management
      Auditor
13    Approve Amendments to Articles of       For       For          Management
      Association
14    Approve Mutual Guarantees               For       For          Management
15    Amend External Guarantee Management     For       Against      Management
      System
16.1  Elect Gilles Baruk Benhamou as Director For       For          Management


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WEICHAI POWER CO., LTD.

Ticker:        2338                           Security ID:  Y9531A117
Meeting Date:  JAN 29, 2021                   Meeting Type: Special
Record Date:   JAN 22, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Grant of the General Mandate to For       Against      Management
      Issue Shares to the Board
2     Approve Compliance with the Conditions  For       For          Management
      of Non-Public Issuance of A Shares
3.1   Approve Class and Par Value of Shares   For       For          Management
      to be Issued
3.2   Approve Method and Time of Issuance     For       For          Management
3.3   Approve Target Subscribers and          For       For          Management
      Subscription Method
3.4   Approve Pricing Benchmark Date, Issue   For       For          Management
      Price and Pricing
3.5   Approve Number of Shares to be Issued   For       For          Management
3.6   Approve Lock-Up Period Arrangement      For       For          Management
3.7   Approve Place of Listing of the New A   For       For          Management
      Shares to be Issued
3.8   Approve Arrangement of Accumulated      For       For          Management
      Undistributed Profits
3.9   Approve Validity of the Resolutions in  For       For          Management
      Respect of the Non-Public Issuance of A
      Shares
3.10  Approve Use of Proceeds                 For       For          Management
4     Approve Plan for the Non-Public         For       For          Management
      Issuance of A Shares
5     Approve Feasibility Analysis Report on  For       For          Management
      the Use of Proceeds from the Non-Public
      Issuance of A Shares
6     Approve Absence of Need to Prepare a    For       For          Management
      Report on the Use of Previously Raised
      Proceeds
7     Approve Remedial Measures for the       For       For          Management
      Dilution of Immediate Returns Upon the
      Non-Public Issuance of A Shares and
      Undertakings by the Relevant Persons
8     Approve Plan on Shareholders' Return    For       For          Management
      for the Upcoming Three Years
      (2021-2023)
9     Authorize Board and Its Authorized      For       For          Management
      Persons Board to Deal with All Matters
      in Relation to the Non-Public Issuance
      of A Shares
10    Approve Proposed Amendments to the      For       For          Management
      Management Measures on the Use of
      Raised Proceeds


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WEICHAI POWER CO., LTD.

Ticker:        2338                           Security ID:  Y9531A117
Meeting Date:  NOV 13, 2020                   Meeting Type: Special
Record Date:   NOV 09, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Supplemental Agreement to the   For       For          Management
      Weichai Sale and Processing Services
      Agreement and Relevant New Caps
2     Approve Supplemental Agreement to the   For       For          Management
      Weichai Holdings Utilities Services
      Agreement and Chongqing Weichai
      Utilities Services and Relevant New
      Caps
3     Approve Supplemental Agreement to the   For       For          Management
      Weichai Heavy Machinery Purchase and
      Processing Services Agreement and
      Relevant New Caps
4     Approve Supplemental Agreement to the   For       For          Management
      Weichai Power Diesel Engines Supply
      Framework Agreement and the Weichai
      Yangzhou Diesel Engines Supply
      FrameworkAgreement and Relevant New
      Caps
5     Approve Supplemental Agreement to the   For       For          Management
      Transmissions Supply Framework
      Agreement and Relevant New Caps
6     Approve Supplemental Agreement to the   For       For          Management
      Axles Supply Framework Agreement and
      Relevant New Caps
7     Approve Supplemental Agreement to the   For       For          Management
      Weichai Westport Supply Agreement and
      Relevant New Caps
8     Approve Supplemental Agreement to the   For       For          Management
      Weichai Westport Purchase Agreement and
      Relevant New Caps
9     Approve Supplemental Agreement to the   For       For          Management
      Weichai Westport Logistics Agreement
      and Relevant New Caps
10    Approve Supplemental Agreement to the   For       For          Management
      Weichai Westport Leasing Agreement and
      Relevant New Caps
11    Approve Grant of the Guarantee(s) by    For       For          Management
      the Company for the Benefit of Weichai
      Power Hong Kong International
      Development Co., Limited in Respect of
      Certain Loans
12    Amend Articles of Association           For       For          Management


--------------------------------------------------------------------------------

YANTAI CHINA PET FOODS CO., LTD.

Ticker:        002891                         Security ID:  Y973A9100
Meeting Date:  FEB 10, 2021                   Meeting Type: Special
Record Date:   FEB 05, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Change in Implementing Manner   For       For          Management
      and Location of Raised Funds
2     Approve Daily Related Party             For       For          Shareholder
      Transactions


--------------------------------------------------------------------------------

YANTAI CHINA PET FOODS CO., LTD.

Ticker:        002891                         Security ID:  Y973A9100
Meeting Date:  APR 20, 2021                   Meeting Type: Annual
Record Date:   APR 15, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Annual Report and Summary       For       For          Management
2     Approve Report of the Board of          For       For          Management
      Directors
3     Approve Report of the Board of          For       For          Management
      Supervisors
4     Approve Financial Statements            For       For          Management
5     Approve Financial Budget Report         For       Abstain      Management
6     Approve Profit Distribution             For       For          Management
7     Approve to Appoint Auditor              For       For          Management
8     Approve Remuneration of Directors,      For       For          Management
      Supervisors and Senior Management
9     Approve Special Report on the Deposit   For       For          Management
      and Usage of Raised Funds
10    Approve Credit Lines Application and    For       Against      Management
      Loan Application and Provision of
      Guarantees
11    Approve Financial Derivatives           For       For          Management
      Transactions


--------------------------------------------------------------------------------

YANTAI CHINA PET FOODS CO., LTD.

Ticker:        002891                         Security ID:  Y973A9100
Meeting Date:  JAN 29, 2021                   Meeting Type: Special
Record Date:   JAN 22, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Related Party Transaction       For       For          Management


--------------------------------------------------------------------------------

YIXINTANG PHARMACEUTICAL GROUP CO., LTD.

Ticker:        002727                         Security ID:  Y98815106
Meeting Date:  APR 13, 2021                   Meeting Type: Special
Record Date:   APR 08, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Repurchase and Cancellation of  For       For          Management
      Performance Shares
2     Amend Articles of Association           For       For          Management
3     Approve Use of Idle Raised Funds to     For       For          Management
      Replenish Working Capital
4     Approve Rent of Property                For       For          Management
5     Approve Related Party Transaction       For       For          Management
6     Approve Guarantee Provision             For       For          Management


--------------------------------------------------------------------------------

YIXINTANG PHARMACEUTICAL GROUP CO., LTD.

Ticker:        002727                         Security ID:  Y98815106
Meeting Date:  APR 09, 2021                   Meeting Type: Annual
Record Date:   APR 06, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Report on the Deposit and Usage For       For          Management
      of Raised Funds
4     Approve Annual Report and Summary       For       For          Management
5     Approve Profit Distribution             For       For          Management
6     Approve Financial Statements            For       For          Management


--------------------------------------------------------------------------------

YIXINTANG PHARMACEUTICAL GROUP CO., LTD.

Ticker:        002727                         Security ID:  Y98815106
Meeting Date:  JUN 08, 2021                   Meeting Type: Special
Record Date:   JUN 02, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Amendments to Articles of       For       For          Management
      Association to Expand Business Scope
2     Approve Purchase of Land Use Rights     For       For          Management
3     Approve Application of Credit Line and  For       For          Management
      Provision of Guarantee


--------------------------------------------------------------------------------

YUNNAN BAIYAO GROUP CO., LTD.

Ticker:        000538                         Security ID:  Y9879F108
Meeting Date:  JUN 29, 2021                   Meeting Type: Special
Record Date:   JUN 22, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Compliance of Major Asset       For       For          Management
      Acquisition and Related Party
      Transactions with Major Asset
      Acquisition Conditions
2     Approve Major Asset Acquisition         For       For          Management
      Constitutes as Related Party
      Transaction
3.1   Approve Overview of this Transaction    For       For          Management
      Plan
3.2   Approve Transaction Parties and Target  For       For          Management
      Assets
3.3   Approve Pricing Basis and Transaction   For       For          Management
      Price
3.4   Approve Payment Method and Payment      For       For          Management
      Period of this Transaction
3.5   Approve Source of Funds                 For       For          Management
4     Approve Draft and Summary Report on     For       For          Management
      Company's Major Asset Acquisition and
      Related Party Transactions
5     Approve Transaction Complies with       For       For          Management
      Article 11 of the Administrative
      Measures on Material Asset
      Restructuring of Listed Companies
6     Approve Transaction Does Not Constitute For       For          Management
      Article 13 of the Administrative
      Measures on Material Asset
      Restructuring of Listed Companies
7     Approve Transaction Complies with       For       For          Management
      Article 4 of the Provisions on Issues
      Concerning Regulating the Material
      Asset Reorganizations of Listed
      Companies
8     Approve Transaction Constitute as Major For       For          Management
      Asset Restructuring
9     Approve the Completeness and Compliance For       For          Management
      of Implementation of Legal Proceedings
      of the Transactions and Validity of the
      Submitted Legal Documents Regarding
      this Transaction
10    Approve The Main Body of This           For       For          Management
      Transaction Does Not Exist
      Strengthening the Supervision over
      Abnormal Stock Trading Related to the
      Material Asset Reorganizations of
      Listed Companies of Article 13
11    Approve Impact of Dilution of Current   For       For          Management
      Returns on Major Financial Indicators
      and the Relevant Measures to be Taken
12    Approve Independence of Appraiser, the  For       For          Management
      Validity of Hypothesis, the Relevance
      of Valuation Purpose and Approach as
      Well as the Fairness of Pricing
13    Approve Relevant Pro Forma Review       For       For          Management
      Report and Valuation Report of Major
      Asset Acquisition
14    Approve Authorization of Board to       For       For          Management
      Handle All Related Matters
15    Approve Shareholder Return Plan         For       For          Management


--------------------------------------------------------------------------------

YUNNAN BAIYAO GROUP CO., LTD.

Ticker:        000538                         Security ID:  Y9879F108
Meeting Date:  MAY 25, 2021                   Meeting Type: Annual
Record Date:   MAY 18, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Financial Statements            For       For          Management
4     Approve Annual Report and Summary       For       For          Management
5     Approve Profit Distribution             For       For          Management
6     Approve Financial Budget                For       For          Management
7     Approve to Appoint Auditor              For       For          Management
8     Approve Employee Share Purchase Plan    For       Against      Management
      (Draft) and Summary
9     Approve Management Method of Employee   For       Against      Management
      Share Purchase Plan
10    Approve Authorization of the Board to   For       Against      Management
      Handle All Matters Related to Employee
      Share Purchase Plan
11    Approve Purchase of Liability Insurance For       For          Management
      for Directors, Supervisors and Senior
      Management Members
12    Elect Liu Guoen as Independent Director For       For          Shareholder


--------------------------------------------------------------------------------

ZHAOJIN MINING INDUSTRY COMPANY LIMITED

Ticker:        1818                           Security ID:  Y988A6104
Meeting Date:  SEP 15, 2020                   Meeting Type: Special
Record Date:   SEP 10, 2020

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Issuance of Corporate Bonds and For       For          Management
      Related Transactions
2     Approve Issuance of Medium-term Notes   For       For          Management
      and Related Transactions
3     Approve Issuance of Perpetual           For       For          Management
      Medium-term Notes and Related
      Transactions
4a    Amend Articles of Association           For       For          Management
4b    Authorize Board to Deal With All        For       For          Management
      Matters in Relation to the Amendment of
      Articles of Association




========== END NPX REPORT
 
 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant)   Morgan Stanley China A Share Fund, Inc.

 

 

By (Signature and Title)* /s/ John H. Gernon  
  John H. Gernon  
  President and Principal Executive Officer  

 

Date   August 27, 2021

 

* Print the name and title of each signing officer under his or her signature.