UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21926
Morgan Stanley China A Share Fund, Inc.
(Exact name of registrant as specified in charter)
522 Fifth Avenue, New York, New York | 10036 |
(Address of principal executive offices) | (Zip code) |
Mary E. Mullin, Esq.
Managing Director
Morgan Stanley Investment Management Inc.
522 Fifth Avenue
New York, New York 10036
(Name and address of agent for service)
Registrant's telephone number, including area code: 800-231-2608
Date of fiscal year end: 12/31
Date of reporting period: 7/1/20 – 6/30/21
*******************************FORM N - Px REPORT******************************* ICA File Number: 811-21926 Reporting Period: 07/01/2020 - 06/30/2021 Morgan Stanley China A Share Fund, Inc. ==================== Morgan Stanley China A Share Fund, Inc. =================== BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988110 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Management Plan (2021 - For For Management 2025) 2 Approve Issuance of Qualified For For Management Write-down Tier 2 Capital Bonds and Related Transactions -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988110 Meeting Date: NOV 18, 2020 Meeting Type: Special Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Linping as Director For For Management 2 Elect Chang Baosheng as Director For For Management 3 Approve Donation of Materials in For For Management Fighting the COVID-19 Pandemic in 2020 4 Approve Remuneration Plan of the For For Shareholder Directors 5 Approve Remuneration Plan of the For For Shareholder Supervisors 6 Elect Cai Yunge as Supervisor For For Shareholder -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988110 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Fixed Assets Investment Plan For For Management 6 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Determine and Enter Into Respective Engagement with Them -------------------------------------------------------------------------------- BEIJING NEW BUILDING MATERIALS PUBLIC LTD. CO. Ticker: 000786 Security ID: Y07708103 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Abstain Management 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For Abstain Management Meetings of Board of Directors 4 Approve Provision of Guarantee For For Management 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 6 Elect Fu Jinguang as Supervisor For For Shareholder -------------------------------------------------------------------------------- BEIJING THUNISOFT CORP. LTD. Ticker: 300271 Security ID: Y0R73R114 Meeting Date: FEB 26, 2021 Meeting Type: Special Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of For For Management Performance Shares Incentive Plan 2 Approve Methods to Assess the For For Management Performance of Plan Participants 3 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- BEIJING THUNISOFT CORP. LTD. Ticker: 300271 Security ID: Y0R73R114 Meeting Date: AUG 17, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision for For For Management Wholly-Owned Subsidiary 2 Approve Related Party Transaction in For For Management Connection to Guarantee Provision by Company and the Company's Ultimate Controller for the Comprehensive Credit Line Application of Wholly-Owned Subsidiary 3 Approve Related Party Transaction in For For Management Connection to Supplemental Confirmation on Guarantee Provision by the Company's Senior Management and Its Related Parties for the Comprehensive Credit Line Application of Wholly-Owned Subsidiary 4 Approve Related Party Transaction in For For Management Connection to Guarantee Provision by the Company's Senior Management and Its Related Parties for the Comprehensive Credit Line Application of Wholly-Owned Subsidiary -------------------------------------------------------------------------------- BEIJING THUNISOFT CORP. LTD. Ticker: 300271 Security ID: Y0R73R114 Meeting Date: DEC 14, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares -------------------------------------------------------------------------------- BEIJING THUNISOFT CORP. LTD. Ticker: 300271 Security ID: Y0R73R114 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6.1 Approve Remuneration of Non-Independent For For Management Directors 6.2 Approve Remuneration of Independent For For Management Directors 7.1 Approve Remuneration of Fan Jiaojiao For For Management 7.2 Approve Remuneration of Wang Zhen For For Management 7.3 Approve Remuneration of Gong Wei For For Management 8 Approve Appointment of Auditor For For Management 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- BEIJING THUNISOFT CORP. LTD. Ticker: 300271 Security ID: Y0R73R114 Meeting Date: FEB 04, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yang Lin as Non-Independent For For Management Director 1.2 Elect Ren Gang as Non-Independent For For Management Director 2 Approve Amendments to Articles of For For Management Association 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- BEIJING THUNISOFT CORP. LTD. Ticker: 300271 Security ID: Y0R73R114 Meeting Date: SEP 30, 2020 Meeting Type: Special Record Date: SEP 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Related-Party Transaction For For Management Management System -------------------------------------------------------------------------------- CHACHA FOOD CO., LTD. Ticker: 002557 Security ID: Y2000X106 Meeting Date: JAN 26, 2021 Meeting Type: Special Record Date: JAN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Employee For For Management Share Purchase Plan 2 Approve Authorization of the Board to For For Management Handle All Matters 3 Approve Methods to Assess the For For Management Performance of Plan Participants -------------------------------------------------------------------------------- CHACHA FOOD CO., LTD. Ticker: 002557 Security ID: Y2000X106 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Completion of Raised Funds For For Management Project and Transfer of Remaining Raised Funds to Raised Funds Account 8 Approve Daily Related-Party Transaction For For Management 9 Approve Appointment of Auditor For For Management 10 Approve Use of Raised Funds to Purchase For For Management Financial Products 11 Approve Comprehensive Credit Line Bank For For Management Application 12 Approve Use of Own Funds to Invest in For For Management Financial Products 13 Approve Provision of Guarantee For For Management 14 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- CHINA MERCHANTS PROPERTY OPERATION & SERVICE CO., LTD. Ticker: 001914 Security ID: Y8345C103 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 3 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- CHINA MERCHANTS PROPERTY OPERATION & SERVICE CO., LTD. Ticker: 001914 Security ID: Y8345C103 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Deposit and Loan Business For For Management 7 Approve Provision of Guarantees For For Management 8 Approve Financial Auditor and Internal For For Management Control Auditor 9 Approve Daily Related Party For For Management Transactions 10 Approve Shareholder Return Plan For For Management 11 Approve Purchase of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members 12.1 Elect Yuan Jiahua as Director For For Management 12.2 Elect Xie Shuiqing as Director For For Management 12.3 Elect Wang Suwang as Director For For Management 13.1 Elect Li Shifang as Supervisor For For Management 13.2 Elect Zeng Ding as Supervisor For For Management 13.3 Elect Tang Jian as Supervisor For For Management -------------------------------------------------------------------------------- CHINA MERCHANTS PROPERTY OPERATION & SERVICE CO., LTD. Ticker: 001914 Security ID: Y8345C103 Meeting Date: FEB 04, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan For For Management 2 Elect Chen Haizhao as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: MAR 25, 2021 Meeting Type: Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Leaseback Financial For For Management Leasing Business Constitute as Related Transaction and Provision of Its Guarantee -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Daily Related Party For For Management Transactions 8 Approve General Authorization to Issue For For Management Bond Products 9 Approve Deposit and Loan Transactions For For Management 10 Approve Provision of Guarantees for For Against Management Controlled Subsidiaries 11 Approve Provision of Guarantees for For For Management Joint Ventures Company 12 Approve Financial Assistance Provision For For Management 13 Approve Purchase of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members 14 Approve Financial Services Agreement For Against Management 15 Approve Charitable Donations For For Management 16 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. Ticker: 001979 Security ID: Y14907102 Meeting Date: JUL 28, 2020 Meeting Type: Special Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compliance with Relevant Laws For For Management and Regulations of Issuance of Shares, Convertible Bonds and Cash Payment to Purchase Assets and Raise Supporting Funds 2.1 Approve Transaction Parties For For Management 2.2 Approve Underlying Asset For For Management 2.3 Approve Transaction Price For For Management 2.4 Approve Payment Method For For Management 2.5 Approve Issue Type and Par Value For For Management 2.6 Approve Pricing Reference Date and For For Management Issue Price 2.7 Approve Issue Scale For For Management 2.8 Approve Lock-up Period For For Management 2.9 Approve Listing Arrangement For For Management 2.10 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.11 Approve Interim Profit and Loss For For Management Arrangement 2.12 Approve Asset Delivery For For Management 2.13 Approve Issue Type and Par Value of For For Management Convertible Bonds 2.14 Approve Issue Manner and Target Parties For For Management of Convertible Bonds 2.15 Approve Issue Scale of Convertible For For Management Bonds 2.16 Approve Determination and Adjustment of For For Management Conversion Price of Convertible Bonds 2.17 Approve Bond Duration and Conversion For For Management Period of Convertible Bonds 2.18 Approve Lock-up Period of Convertible For For Management Bonds 2.19 Approve Mandatory Conversion Clause of For For Management Convertible Bonds 2.20 Approve Method on Handling Fractional For For Management Shares Upon Conversion of Convertible Bonds 2.21 Approve Interest Rate of Convertible For For Management Bonds 2.22 Approve Source of Shares of Convertible For For Management Bonds 2.23 Approve Other Matters of Convertible For For Management Bonds 2.24 Approve Issue Type and Par Value of For For Management Raising Supporting Funds 2.25 Approve Issue Manner and Period of For For Management Raising Supporting Funds 2.26 Approve Target Parties and Subscription For For Management Manner of Raising Supporting Funds 2.27 Approve Issue Scale and Amount of For For Management Raised Funds of Raising Supporting Funds 2.28 Approve Pricing Reference Date, Issue For For Management Price and Pricing Basis of Raising Supporting Funds 2.29 Approve Lock-up Arrangement of Raising For For Management Supporting Funds 2.30 Approve Usage of Raised Funds of For For Management Raising Supporting Funds 2.31 Approve Distribution Arrangement of For For Management Cumulative Earnings of Raising Supporting Funds 2.32 Approve Listing Location of Raising For For Management Supporting Funds 2.33 Approve Resolution Validity Period of For For Management Raising Supporting Funds 3 Approve Draft and Summary of Issuance For For Management of Shares, Convertible Bonds and Cash Payment and Raising Supporting Funds 4 Approve Transaction Does Not Constitute For For Management as Related Party Transactions 5 Approve Transaction Does Not Constitute For For Management as Major Asset Restructure 6 Approve Transaction Does Not Constitute For For Management as Restructure and Listing 7 Approve Transaction Complies with For For Management Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 8 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 9 Approve Transaction Complies with For For Management Article 43 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies 10 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 11 Approve Audit Report, Profit Forecast For For Management Report and Appraisal Report of the Transaction 12 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Fluctuation of Company's Stock For For Management Price Does Not Meet the Relevant Standards of Article 5 of Notice on Regulating the Information Disclosure of Listed Companies and the Behavior of Related Parties 15 Approve Signing of Conditional For For Management Agreement Regarding Issuance of Shares, Convertible Bonds and Cash Payment to Purchase Assets 16 Approve Signing of Supplemental For For Management Conditional Agreement Regarding Issuance of Shares, Convertible Bonds and Cash Payment to Purchase Assets 17 Approve Introduction of Strategic For For Management Investor and Signing of Strategic Cooperation Agreement 18 Approve Signing of Supplemental For For Management Agreement on Issuance of Shares Subscription Agreement 19 Approve Self-inspection Report on For For Management Company's Real Estate Business and Related Commitments of the Transaction 20 Approve Letter of Commitment For For Management 21 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- CHINA NATIONAL ACCORD MEDICINES CORP. LTD. Ticker: 200028 Security ID: Y77422114 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to Bank Credit Line For For Management and Guarantee Provision Arrangment 2.1 Elect Wu Yijian as Non-independent For For Shareholder Director 2.2 Elect Lin Min as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO. LTD. Ticker: 2601 Security ID: Y1505Z103 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Board of For For Management Supervisors 3 Approve 2020 Annual Reports For For Management 4 Approve 2020 Financial Statements and For For Management Report 5 Approve 2020 Profit Distribution Plan For For Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and Internal Control Auditor and to PricewaterhouseCoopers as Hong Kong Auditor 7 Approve 2020 Due Diligence Report For For Management 8 Approve 2020 Report on Performance of For For Management Independent Directors 9 Approve 2021 Donations For For Management 10 Approve Change of Registered Capital For For Management 11 Approve Amendments to Articles of For For Management Association and Authorization of the Chairman to Make Such Revisions to the Proposed Amendments 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO. LTD. Ticker: 2601 Security ID: Y1505Z111 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Report of the Board of For For Management Directors 2 Approve 2020 Report of the Board of For For Management Supervisors 3 Approve 2020 Annual Reports For For Management 4 Approve 2020 Financial Statements and For For Management Report 5 Approve 2020 Profit Distribution Plan For For Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and Internal Control Auditor and to PricewaterhouseCoopers as Hong Kong Auditor 7 Approve 2020 Due Diligence Report For For Management 8 Approve 2020 Report on Performance of For For Management Independent Directors 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Approve Change of Registered Capital For For Management 11 Approve Amendments to Articles of For For Management Association and Authorization of the Chairman to Make Such Revisions to the Proposed Amendments 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Approve 2021 Donations For For Management -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO., LTD. Ticker: 2601 Security ID: Y1505Z103 Meeting Date: AUG 21, 2020 Meeting Type: Special Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Establishment of CPIC Fintech For For Management Co., Ltd. 3.1 Elect Chen Ran as Director For For Management 3.2 Elect John Robert Dacey as Director For For Management 3.3 Elect Liang Hong as Director For For Management -------------------------------------------------------------------------------- CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD. Ticker: 000999 Security ID: Y7503B105 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: NOV 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Auditor For For Management 2 Approve Purchase of Bank Financial For For Management Products -------------------------------------------------------------------------------- CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD. Ticker: 000999 Security ID: Y7503B105 Meeting Date: MAR 08, 2021 Meeting Type: Special Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD. Ticker: 000999 Security ID: Y7503B105 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Report For For Management 2 Approve Profit Distribution For For Management 3 Approve Report of the Board of For For Management Directors 4 Approve Report of the Board of For For Management Supervisors 5 Approve Annual Report and Summary For For Management 6 Approve Allowance of Independent For For Management Directors 7.1 Elect Wang Chuncheng as Director For For Shareholder 7.2 Elect Han Yuewei as Director For For Shareholder 7.3 Elect Wei Xing as Director For For Shareholder 7.4 Elect Guo Wei as Director For For Shareholder 7.5 Elect Deng Ronghui as Director For For Shareholder 7.6 Elect Qiu Huawei as Director For For Management 7.7 Elect Zhou Hui as Director For For Management 8.1 Elect Yao Xingtian as Director For For Management 8.2 Elect Tu Pengfei as Director For For Management 8.3 Elect Xu Fang as Director For For Management 8.4 Elect Liu Junyong as Director For For Management 9.1 Elect Tao Ran as Supervisor For For Shareholder 9.2 Elect Weng Jingwen as Supervisor For For Shareholder 9.3 Elect Tang Na as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421132 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Annual Report For For Management 4 Approve KPMG Huazhen LLP and KPMG as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Authorization of the Company For For Management and Its Majority-Owned Subsidiaries to Provide Financial Assistance to Third Parties 6 Approve Authorization of Guarantee by For Against Management the Company to Its Majority-Owned Subsidiaries 7 Approve Purchase of Liability Insurance For For Management for Directors, Supervisors and Senior Management 8 Elect Huang Liping as Director For For Management 9 Approve Dividend Distribution Plan For For Management 10 Approve Scrip Dividend Scheme for H For For Management Shares 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 12 Authorize Repurchase of Issued Share For For Management Capital 13 Amend Articles of Association For For Management 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Approve Iterative Non-Property For For Shareholder Development Business Co-Investment Mechanism -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421132 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scrip Dividend Scheme for H For For Management Shares 2 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421116 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Annual Report For For Management 4 Approve KPMG Huazhen LLP and KPMG as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Authorization of the Company For For Management and Its Majority-Owned Subsidiaries to Provide Financial Assistance to Third Parties 6 Approve Authorization of Guarantee by For Against Management the Company to Its Majority-Owned Subsidiaries 7 Approve Purchase of Liability Insurance For For Management for Directors, Supervisors and Senior Management 8 Elect Huang Liping as Director For For Management 9 Approve Dividend Distribution Plan For For Management 10 Approve Scrip Dividend Scheme for H For For Management Shares 11 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights for H Shares 12 Authorize Repurchase of Issued Share For For Management Capital 13 Amend Articles of Association For For Management 14 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 16 Approve Iterative Non-Property For For Shareholder Development Business Co-Investment Mechanism -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421116 Meeting Date: JUN 30, 2021 Meeting Type: Special Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scrip Dividend Scheme for H For For Management Shares 2 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Appointment of Financial For For Management Auditor 6 Approve Appointment of Internal Control For For Management Auditor 7 Approve Short-term Fixed Income For Against Management Investment 8 Approve Signing of Financial Service For For Management Framework Agreement 9 Approve Changes in Registered Capital For For Management and Amend Articles of Association 10.1 Elect Wang Shiping as Director For For Shareholder 10.2 Elect Su Jingsong as Director For For Shareholder 11.1 Elect Zeng Yi as Supervisor For For Shareholder -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: SEP 16, 2020 Meeting Type: Special Record Date: SEP 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Introduction of Co-Investors For For Management for Power Distribution Project -------------------------------------------------------------------------------- CHINA YANGTZE POWER CO., LTD. Ticker: 600900 Security ID: Y1516Q142 Meeting Date: NOV 25, 2020 Meeting Type: Special Record Date: NOV 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zhang Xingliao as Non-independent For For Shareholder Director -------------------------------------------------------------------------------- FOCUSED PHOTONICS (HANGZHOU), INC. Ticker: 300203 Security ID: Y2574T101 Meeting Date: NOV 19, 2020 Meeting Type: Special Record Date: NOV 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Disposal For For Management 2 Approve Signing of Shareholder For For Management Agreement -------------------------------------------------------------------------------- FOCUSED PHOTONICS (HANGZHOU), INC. Ticker: 300203 Security ID: Y2574T101 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUL 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Provision Plan For For Management -------------------------------------------------------------------------------- FOXCONN INDUSTRIAL INTERNET CO., LTD. Ticker: 601138 Security ID: Y2620V100 Meeting Date: JUL 10, 2020 Meeting Type: Special Record Date: JUL 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Junqi as Non-independent For For Management Director 1.2 Elect Zheng Hongmeng as Non-independent For For Management Director 1.3 Elect Zhou Taiyu as Non-independent For For Management Director 1.4 Elect Wang Jianmin as Non-independent For For Management Director 2.1 Elect Xue Jian as Independent Director For For Management 2.2 Elect Sun Zhongliang as Independent For For Management Director 3.1 Elect Hu Guohui as Supervisor For For Management 3.2 Elect Li Yingxin as Supervisor For For Management 4 Approve Issuance of Super Short-term For For Management Commercial Papers 5 Approve Company's Eligibility for For For Management Corporate Bond Issuance 6.1 Approve Issue Size For For Management 6.2 Approve Par Value and Issue Price For For Management 6.3 Approve Bond Type and Maturity For For Management 6.4 Approve Bond Interest Rate, For For Management Determination Method and Repayment of Capital and Interest 6.5 Approve Issue Manner For For Management 6.6 Approve Target Subscribers and Placing For For Management Arrangement for Shareholders 6.7 Approve Use of Proceeds For For Management 6.8 Approve Terms of Sell-Back or Terms of For For Management Redemption 6.9 Approve Company Credit Status and For For Management Safeguard Measures of Debts Repayment 6.10 Approve Underwriting Manner and Listing For For Management of the Bonds 6.11 Approve Resolution Validity Period For For Management 7 Approve Authorization of Board to For For Management Handle All Related Matters 8 Approve Provision of Guarantee For For Management 9 Amend Financial Aid Management System For For Management 10 Amend Director Remuneration System For Abstain Management -------------------------------------------------------------------------------- FOXCONN INDUSTRIAL INTERNET CO., LTD. Ticker: 601138 Security ID: Y2620V100 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Related Party Transaction For For Management 7 Approve Adjustment, Modification and For For Management Extension of Raised Funds Investment Project 8 Approve Appointment of Auditor For For Shareholder 9 Approve Provision of Guarantee For For Shareholder 10.1 Approve Issuer, Issue Size and Issue For For Shareholder Manner 10.2 Approve Issue Type For For Shareholder 10.3 Approve Period For For Shareholder 10.4 Approve Issuance Interest Rate For For Shareholder 10.5 Approve Guarantee and Other For For Shareholder Arrangements 10.6 Approve Use of Proceeds For For Shareholder 10.7 Approve Issue Price For For Shareholder 10.8 Approve Target Subscribers For For Shareholder 10.9 Approve Listing Exchange For For Shareholder 10.10 Approve Resolution Validity Period For For Shareholder 10.11 Approve Authorization of Board to For For Shareholder Handle All Related Matters 11 Approve Purchase of Liability Insurance For For Shareholder for Directors, Supervisors and Senior Management Members 12.1 Elect Yang Feifei as Supervisor For For Management -------------------------------------------------------------------------------- GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI Ticker: 000651 Security ID: Y2882R102 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Foreign Exchange Derivatives For For Management Trading Business 8 Approve Use of Own Idle Funds for For Against Management Investment in Financial Products 9 Approve Daily Related Party For For Management Transactions 10 Approve Amendments to Articles of For Abstain Management Association, Rules and Procedures Regarding General Meetings of Shareholders and Rules and Procedures Regarding Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For Abstain Management Meetings of Board of Supervisors 12 Approve Employee Share Purchase Plan For For Shareholder (Draft) and Summary 13 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- GUANGDONG SOUTH NEW MEDIA CO., LTD. Ticker: 300770 Security ID: Y2936Y103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Financial Budget Report For For Management 5 Approve Equity Distribution Plan For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Related Party Transaction For For Management 8 Approve Use of Idle Raised and Own For For Management Funds to Conduct Cash Management 9 Approve Optimization of Disposal of For For Management Retirement Compensation Plan 10 Approve Optimization of Long-term For For Management Incentive plan 11 Approve Adjustment to Allowance of For For Management Independent Directors 12 Approve Purchase of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- GUANGDONG SOUTH NEW MEDIA CO., LTD. Ticker: 300770 Security ID: Y2936Y103 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Repurchase For For Management -------------------------------------------------------------------------------- GUANGDONG SOUTH NEW MEDIA CO., LTD. Ticker: 300770 Security ID: Y2936Y103 Meeting Date: JAN 18, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment of Raised Funds For For Management Project Investment Plan -------------------------------------------------------------------------------- GUANGXI GUIGUAN ELECTRIC POWER CO., LTD. Ticker: 600236 Security ID: Y2931R103 Meeting Date: SEP 17, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Daily Related Party For For Management Transaction 2 Approve Signing of Financial Services For Against Management Agreement 3 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- GUANGXI GUIGUAN ELECTRIC POWER CO., LTD. Ticker: 600236 Security ID: Y2931R103 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect He Zibo as Non-independent For For Shareholder Director 1.2 Elect Sun Yanwen as Non-independent For For Shareholder Director 2.1 Elect Pan Bin as Independent Director For For Shareholder -------------------------------------------------------------------------------- GUANGZHOU HAIGE COMMUNICATIONS GROUP INC. CO. Ticker: 002465 Security ID: Y29328104 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Bai Ziwu as Supervisor For For Shareholder 1.2 Elect Chen Wei as Supervisor For For Shareholder -------------------------------------------------------------------------------- GUANGZHOU HAIGE COMMUNICATIONS GROUP INC. CO. Ticker: 002465 Security ID: Y29328104 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve to Appoint Auditor For For Management 7 Approve Use of Idle Own Funds for For For Management Low-risk Short-term Financial Product Investment 8 Approve Credit Line Application For For Management 9 Approve Daily Related Party Transaction For For Management 10 Approve Formulation of Shareholder For For Management Return Plan -------------------------------------------------------------------------------- GUANGZHOU RESTAURANT GROUP CO., LTD. Ticker: 603043 Security ID: Y2936P102 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- GUANGZHOU RESTAURANT GROUP CO., LTD. Ticker: 603043 Security ID: Y2936P102 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution and For For Management Capitalization of Capital Reserves 6 Approve Report on the Deposit and Usage For For Management of Raised Funds 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor -------------------------------------------------------------------------------- HAIER SMART HOME CO., LTD. Ticker: 600690 Security ID: Y7166P102 Meeting Date: SEP 01, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Major Asset Restructure For For Management Complies with Relevant Laws and Regulations 2.1 Approve Transaction Overview For For Management 2.2 Approve Regulatory Approval For For Management 2.3 Approve Transaction Parties For For Management 2.4 Approve Target Assets For For Management 2.5 Approve Underlying Asset Valuation and For For Management Transaction Price 2.6 Approve Issue Type and Par Value For For Management 2.7 Approve Listing Location For For Management 2.8 Approve Issue Period For For Management 2.9 Approve Target Parties For For Management 2.10 Approve Pricing Reference Date, Issue For For Management Price and Pricing Manner of H Shares 2.11 Approve Issue Scale of H Shares For For Management 2.12 Approve Conversion Ratio For For Management 2.13 Approve Cash Payment Consideration For For Management 2.14 Approve Fragment Stock Processing For For Management Method 2.15 Approve Distribution Arrangement of For For Management Undistributed Earnings 2.16 Approve Lock-up Period Arrangement For For Management 2.17 Approve Resolution Validity Period For For Management 3 Approve Transaction Constitutes as For For Management Related Party Transactions 4 Approve Transaction Constitutes as For For Management Major Asset Restructure 5 Approve Transaction Does Not For For Management Constitutes as Reorganization and Listing 6 Approve Draft and Summary Major Asset For For Management Acquisition and Related Party Transaction 7 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures for the Material Asset Reorganizations of Listed Companies and Article IV of Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 8 Approve Relevant Audit Report, Review For For Management Report of the Transaction 9 Approve Relevant Audit Report of For For Management Underlying Assets of Transaction and Review Report 10 Approve Valuation Reports Related to For For Management Underlying Assets of Transaction 11 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 12 Approve Completeness and Compliance of For For Management Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 13 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 14 Approve Report on the Deposit and Usage For For Management of Raised Funds 15 Approve Shareholder Return Plan For For Management 16 Approve Amendments to Articles of For For Management Association of H Shares 17 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders of H Shares 18 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors of H Shares 19 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors of H Shares 20 Amend Management System of Raised Funds For For Management of H Shares 21 Amend Related Party Transaction Fair For For Management Decision Making System of H Shares 22 Amend Working System for Independent For For Management Directors of H Shares 23 Amend Investment Management System of H For For Management Shares 24 Amend External Guarantee Management For For Management System of H Shares 25 Amend Confidentiality and File For For Management Management System Related to Overseas Securities Issuance and Listing of H Shares 26 Approve Authorization on Daily Related For For Management Party Transaction 27 Approve Authorization of the Board to For For Management Handle All Related Matters 28 Approve Adjustment Plan on Exchangeable For For Management Bonds Issued by Company Through its Overseas Wholly-owned Subsidiaries 29 Approve Transfer of Equity For For Management -------------------------------------------------------------------------------- HAIER SMART HOME CO., LTD. Ticker: 600690 Security ID: Y7166P102 Meeting Date: SEP 01, 2020 Meeting Type: Special Record Date: AUG 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Transaction Overview For For Management 1.2 Approve Regulatory Approval For For Management 1.3 Approve Transaction Parties For For Management 1.4 Approve Target Assets For For Management 1.5 Approve Underlying Asset Valuation and For For Management Transaction Price 1.6 Approve Issue Type and Par Value For For Management 1.7 Approve Listing Location For For Management 1.8 Approve Issue Period For For Management 1.9 Approve Target Parties For For Management 1.10 Approve Pricing Reference Date, Issue For For Management Price and Pricing Manner of H Shares 1.11 Approve Issue Scale of H Shares For For Management 1.12 Approve Conversion Ratio For For Management 1.13 Approve Cash Payment Consideration For For Management 1.14 Approve Fragment Stock Processing For For Management Method 1.15 Approve Distribution Arrangement of For For Management Undistributed Earnings 1.16 Approve Lock-up Period Arrangement For For Management 1.17 Approve Resolution Validity Period For For Management 2 Approve Adjustment Plan on Exchangeable For For Management Bonds Issued by Company Through its Overseas Wholly-owned Subsidiaries -------------------------------------------------------------------------------- HAIER SMART HOME CO., LTD. Ticker: 6690 Security ID: Y716ED100 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Appointment of International For For Management Accounting Standards Auditor for 2020 3 Approve General Mandate for the For For Management Repurchase of H Shares 4.1 Elect Xie Ju Zhi as Director For For Management 4.2 Elect Yu Hon To, David as Director For Against Management 4.3 Elect Eva Li Kam Fun as Director For For Management 5.1 Elect Li Shipeng as Director For For Management -------------------------------------------------------------------------------- HAIER SMART HOME CO., LTD. Ticker: 6690 Security ID: Y716ED100 Meeting Date: MAR 05, 2021 Meeting Type: Special Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve General Mandate for the For For Management Repurchase of H Shares -------------------------------------------------------------------------------- HEFEI MEYER OPTOELECTRONIC TECHNOLOGY INC. Ticker: 002690 Security ID: Y3123L102 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 9 Approve Use of Idle Excess Raised Funds For Against Management and Own Funds for Cash Management 10 Approve Appointment of Auditor For For Management 11 Approve Application of Bank Credit For For Management Lines -------------------------------------------------------------------------------- HUAFA INDUSTRIAL CO., LTD. ZHUHAI Ticker: 600325 Security ID: Y3739J103 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction in For For Management Connection to Asset-backed Plan 2 Approve Related Party Transaction in For For Management Connection to Guarantee Provision Plan 3 Approve Related Party Transaction in For For Management Connection to Entrusted Management of Real Estate Projects -------------------------------------------------------------------------------- HUANENG LANCANG RIVER HYDROPOWER INC. Ticker: 600025 Security ID: Y3R3DJ106 Meeting Date: DEC 08, 2020 Meeting Type: Special Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Horizontal For For Management Competition Preventive Agreement -------------------------------------------------------------------------------- HUANENG LANCANG RIVER HYDROPOWER INC. Ticker: 600025 Security ID: Y3R3DJ106 Meeting Date: FEB 01, 2021 Meeting Type: Special Record Date: JAN 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Independent For For Management Directors 2.1 Elect Yuan Xianghua as Non-Independent For For Management Director 2.2 Elect Yang Wanhua as Non-Independent For For Management Director 2.3 Elect Li Shuangyou as Non-Independent For For Management Director 2.4 Elect Sun Wei as Non-Independent For For Management Director 2.5 Elect Xu Ping as Non-Independent For For Management Director 2.6 Elect Li Xide as Non-Independent For For Management Director 2.7 Elect Liu Yujie as Non-Independent For For Management Director 2.8 Elect Zhou Manfu as Non-Independent For For Management Director 2.9 Elect Li Qinghua as Non-Independent For For Management Director 3.1 Elect Zhang Qizhi as Independent For For Management Director 3.2 Elect Liu Huijiang as Independent For For Management Director 3.3 Elect Yang Xianming as Independent For For Management Director 3.4 Elect Chen Tieshui as Independent For For Management Director 3.5 Elect Yin Xiaobing as Independent For For Management Director 4.1 Elect Xia Aidong as Supervisor For For Management 4.2 Elect Hu Chunjin as Supervisor For For Management 4.3 Elect Wang Bin as Supervisor For For Management -------------------------------------------------------------------------------- HUATAI SECURITIES CO., LTD. Ticker: 6886 Security ID: Y37426106 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Final Financial Report For For Management 4 Approve Annual Report For For Management 5 Approve Profit Distribution Plan For For Management 6.1 Approve Ordinary Related-Party For For Management Transactions with Jiangsu Guoxin Investment Group Limited and Its Related Companies 6.2 Approve Ordinary Related-Party For For Management Transactions with Jiangsu Communications Holding Co., Ltd. and Its Related Companies 6.3 Approve Ordinary Related-Party For For Management Transactions with Govtor Capital Group Co., Ltd. and Its Related Companies 6.4 Approve Ordinary Related-Party For For Management Transactions with Other Related Parties 7 Approve Estimated Investment Amount for For For Management Proprietary Business 8 Approve KPMG Huazhen LLP as Auditor for For For Management Annual Accounting Statements and as Internal Control Auditor and Fix Their Remuneration 9 Elect Au King-chi as Director For For Management -------------------------------------------------------------------------------- HUATAI SECURITIES CO., LTD. Ticker: 6886 Security ID: Y37426106 Meeting Date: FEB 08, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ke Xiang as Director For For Shareholder 2 Approve General Mandate for the For For Management Domestic and Foreign Debt Financing Instruments 3 Amend Rules and Procedures Regarding For Against Management General Meetings of Shareholders 4 Approve Restricted Share Incentive For Against Management Scheme of A Shares (Draft) and Its Summary 5 Approve Administrative Measures for the For Against Management Restricted Share Incentive Scheme of A Shares 6 Approve Administrative Measures for the For Against Management Implementation and Appraisal of the Restricted Share Incentive Scheme of A Shares 7 Authorize Board to Handle All Matters For Against Management in Relation to the Restricted Share Incentive Scheme of A Shares -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B104 Meeting Date: NOV 26, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2021-2023 Capital Planning of For For Management ICBC 2 Approve Issuance of Undated Additional For For Management Tier 1 Capital Bonds 3 Approve Payment Plan of Remuneration to For For Management Directors for 2019 4 Approve Payment Plan of Remuneration to For For Management Supervisors for 2019 -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B104 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Board of For For Management Supervisors 3 Approve Audited Accounts For For Management 4 Approve Profit Distribution Plan For For Management 5 Approve Fixed Asset Investment Budget For For Management 6 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Domestic External Auditor and Deloitte Touche Tohmatsu as International External Auditor 7 Approve Application for Authorization For For Management Limit for Special Donations for Poverty Alleviation 8 Elect Chen Yifang as Director For For Management 9 Approve Issuance of Eligible Tier 2 For For Management Capital Instruments 10 Approve Extension of Validity Period of For Against Management Undated Capital Bonds 11 Approve Donation of Materials for For For Management Epidemic Prevention and Control in 2020 -------------------------------------------------------------------------------- INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD. Ticker: 600887 Security ID: Y408DG116 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Operation Strategy and For For Management Investment Plan 5 Approve Financial Statements and For For Management Financial Budget Report 6 Approve Profit Distribution For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve Provision of Guarantees to For For Management Upstream and Downstream Partners of the Industry Chain 9 Approve Issuance of Super Short-term For For Management Commercial Papers 10 Approve Provision of Guarantees to For For Management Wholly-owned Subsidiaries 11 Approve Provision of Guarantees to For Against Management Hohhot Yixing Dairy Investment Management Co., Ltd. 12 Approve Repurchase and Cancellation of For For Management Performance Shares 13 Approve Amendments to Articles of For For Management Association 14 Amend Working System for Independent For Against Management Directors 15 Amend Related-party Transaction For Against Management Management System 16 Approve Appointment of Auditor For For Management -------------------------------------------------------------------------------- INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD. Ticker: 600887 Security ID: Y408DG116 Meeting Date: JUN 28, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Private Placement of Shares 2.1 Approve Share Type and Par Value For For Management 2.2 Approve Issue Manner and Issue Time For For Management 2.3 Approve Pricing Reference Date, Issue For For Management Price and Pricing Principle 2.4 Approve Issue Size For For Management 2.5 Approve Target Subscribers and For For Management Subscription Method 2.6 Approve Amount and Use of Proceeds For For Management 2.7 Approve Lock-up Period Arrangement For For Management 2.8 Approve Listing Exchange For For Management 2.9 Approve Distribution Arrangement of For For Management Cumulative Earnings 2.10 Approve Resolution Validity Period For For Management 3 Approve Plan on Private Placement of For For Management Shares 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 5 Approve No Need to Produce a Report on For For Management the Usage of Previously Raised Funds 6 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 7 Approve Shareholder Return Plan For For Management 8 Approve Authorization of Board to For For Management Handle All Related Matters 9 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD. Ticker: 600887 Security ID: Y408DG116 Meeting Date: SEP 25, 2020 Meeting Type: Special Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary on Long-term For Abstain Management Service Plan 2 Approve Long-term Service Plan For Abstain Management Management Rules (Draft) 3 Approve Repurchase and Cancellation of For For Management Performance Shares 4 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY COMPANY LIMITED Ticker: 177 Security ID: Y4443L111 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Work Report of the Board of For For Management Directors 2 Approve Work Report of the Supervisory For For Management Committee 3 Approve Financial Statements and Audit For For Management Report 4 Approve Final Accounting Report For For Management 5 Approve Financial Budget Report For Against Management 6 Approve Final Profit Distribution Plan For For Management and Final Dividend 7 Approve KPMG Huazhen LLP as Auditors For For Management and Internal Control and Authorize Board to Fix Their Remuneration 8 Approve Registration and Issuance of For For Management Ultra-Short-Term Notes and Related Transactions 9 Approve Registration and Issuance of For For Management Medium-Term Notes and Related Transactions 10 Approve Use of Proceeds Raised from For Against Management Direct Financing to Provide Loans to Jiangsu Wufengshan Toll Bridge Company Limited and Related Transactions 11 Approve Use of Proceeds Raised from For For Management Direct Financing to Provide Loans to Jiangsu Guangjing Xicheng Expressway Limited and Related Transactions 12 Approve Renewal of Annual Liability For For Management Insurance for Directors, Supervisors and Senior Management and Authorize Yao Yongjia to Handle the Follow-up Related Matters 13.1 Elect Sun Xibin as Director and Approve For For Management the Signing of a Service Contract with Him 13.2 Elect Cheng Xiaoguang as Director and For For Management Approve the Signing of a Service Contract with Him 13.3 Elect Yao Yongjia as Director and For For Management Approve the Signing of a Service Contract with Him 13.4 Elect Chen Yanli as Director and For For Management Approve the Signing of an Appointment Letter with Him 13.5 Elect Wang Yingjian as Director and For For Management Approve the Signing of an Appointment Letter with Him 13.6 Elect Wu Xinhua as Director and Approve For For Management the Signing of an Appointment Letter with Him 13.7 Elect Ma Chung Lai, Lawrence as For Against Management Director and Approve the Signing of an Appointment Letter with Him 13.8 Elect Li Xiaoyan as Director and For For Management Approve the Signing of an Appointment Letter with Her 14.1 Elect Lin Hui as Director and Approve For For Management the Signing of a Service Contract with Him 14.2 Elect Zhou Shudong as Director and For For Management Approve the Signing of a Service Contract with Him 14.3 Elect Liu Xiaoxing as Director and For For Management Approve the Signing of a Service Contract with Him 14.4 Elect Xu Guanghua as Director and For For Management Approve the Signing of a Service Contract with Him 14.5 Elect Yu Mingyuan as Director and For For Management Approve the Signing of a Service Contract with Him 15.1 Elect Yang Shiwei as Supervisor and For For Management Approve the Signing of Appointment Letter with Him 15.2 Elect Ding Guozhen as Supervisor and For For Management Approve the Signing of Appointment Letter with Him 15.3 Elect Pan Ye as Supervisor and Approve For For Management the Signing of Appointment Letter with Him -------------------------------------------------------------------------------- JIANGSU HENGLI HYDRAULIC CO., LTD. Ticker: 601100 Security ID: Y443AC115 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Report of the Independent For For Management Directors 7 Approve Remuneration of Directors, For For Management Supervisors and Senior Management Members 8 Approve Appointment of Auditor For For Management 9 Approve Amendments to Articles of For For Management Association 10 Approve to Formulate Shareholder Return For For Management Plan 11 Elect Fang Youtong as Independent For For Management Director -------------------------------------------------------------------------------- JIANGSU HENGRUI MEDICINE CO., LTD. Ticker: 600276 Security ID: Y4446S105 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Annual Report and Summary For For Management 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Auditor and Internal For For Management Control Auditor as well as Payment of Remuneration 7 Approve Amendments to Articles of For For Management Association 8 Approve Repurchase and Cancellation of For For Management Equity Incentive Stocks 9 Elect Dong Jiahong as Independent For For Management Director -------------------------------------------------------------------------------- JIANGSU NHWA PHARMACEUTICAL CO., LTD. Ticker: 002262 Security ID: Y4449J102 Meeting Date: APR 02, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Repurchase and Cancellation of For For Management Performance Shares 7 Approve Change of Registered Address For For Management 8 Approve Amendments to Articles of For For Management Association 9 Approve Profit Distribution For For Management 10 Approve Provision of Guarantee For Against Management 11 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 12 Approve Use of Funds for Cash For For Management Management 13 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- JIANGSU NHWA PHARMACEUTICAL CO., LTD. Ticker: 002262 Security ID: Y4449J102 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Repurchase Plan For For Management 1.1 Approve Purpose and Usage of Share For For Management Repurchase 1.2 Approve Share Repurchase Plan in For For Management Compliance with Relevant Conditions 1.3 Approve Method and Price Range of the For For Management Share Repurchase 1.4 Approve Type, Amount and Proportion to For For Management the Company's Total Share Capital 1.5 Approve Total Funds Used for Repurchase For For Management and Source of Funds 1.6 Approve Implementation Period of the For For Management Share Repurchase 1.7 Approve Resolution Validity Period For For Management 2 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD. Ticker: 600380 Security ID: Y7742H103 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Purpose of Share Repurchase For For Management 1.2 Approve Types of Share Repurchase For For Management 1.3 Approve Manner of Share Repurchase For For Management 1.4 Approve Period of Share Repurchase For For Management 1.5 Approve Purpose, Quantity, Proportion For For Management of the Company's Total Share Capital and Total Funds of the Share Repurchase 1.6 Approve Price Range and Pricing For For Management Principle of Share Repurchase 1.7 Approve Source of Funds Used for For For Management Repurchase 2 Approve Authorization of the Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD. Ticker: 600380 Security ID: Y7742H103 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: JUL 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For Against Management Private Placement of Shares 2.1 Approve Issue Type and Par Value For Against Management 2.2 Approve Issue Manner and Period For Against Management 2.3 Approve Target Parties and Subscription For Against Management Manner 2.4 Approve Issue Price and Pricing Basis For Against Management 2.5 Approve Issue Scale For Against Management 2.6 Approve Amount and Usage of Raised For Against Management Funds 2.7 Approve Restriction Period Arrangement For Against Management 2.8 Approve Listing Location For Against Management 2.9 Approve Distribution Arrangement of For Against Management Undistributed Earnings 2.10 Approve Resolution Validity Period For Against Management 3 Approve Plan on Private Placement of For Against Management Shares 4 Approve Feasibility Analysis Report on For Against Management the Use of Proceeds 5 Approve Introduction of Strategic For Against Management Investor 6 Approve Signing of Conditional For Against Management Subscription Agreement and Strategic Cooperation Agreement 7 Approve Related Party Transactions in For Against Management Connection to Private Placement 8 Approve Report on the Usage of For Against Management Previously Raised Funds 9 Approve Impact of Dilution of Current For Against Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 10 Approve Shareholder Return Plan For Against Management 11 Approve Authorization of Board to For Against Management Handle All Related Matters 12 Approve Set-up of Social Responsibility For For Management Committee Under the Board -------------------------------------------------------------------------------- JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD. Ticker: 600380 Security ID: Y7742H103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Supervisors 2 Approve Report of the Board of For For Management Directors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Internal Control Audit Report For For Management 7 Approve Special Audit Report on the For For Management Summary Table of Non-operating Capital Occupation and Other Related Capital Transactions 8 Approve Provision of Guarantee For For Management 9 Approve Appointment of Auditor For For Management 10 Approve Postponement of Raised Funds For For Management Investment Project 11 Approve Change in Registered Capital For For Management 12 Approve Amendments to Articles of For For Management Association 13 Approve Purchase of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD. Ticker: 600380 Security ID: Y7742H103 Meeting Date: DEC 02, 2020 Meeting Type: Special Record Date: NOV 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Registered Capital For For Management 2 Amend Articles of Association For For Management 3 Amend Medium and Long-term Business For Against Management Partner Shareholding Plan (Draft) and its Abstract 4 Approve Authorization of the Board to For Against Management Handle All Related Matters 5 Approve Provision of Guarantee and For For Management Counter Guarantee -------------------------------------------------------------------------------- JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD. Ticker: 600380 Security ID: Y7742H103 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Restructuring For For Management -------------------------------------------------------------------------------- KWEICHOW MOUTAI CO., LTD. Ticker: 600519 Security ID: Y5070V116 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: MAY 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For For Management 6 Approve Profit Distribution For For Management 7 Approve Report of the Independent For For Management Directors 8 Approve to Appoint Financial Auditor For For Management and Internal Control Auditor -------------------------------------------------------------------------------- MAYINGLONG PHARMACEUTICAL GROUP CO., LTD. Ticker: 600993 Security ID: Y97116100 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditors and to Fix For For Management Their Remuneration 8 Approve Use of Own Funds for Entrusted For Against Management Asset Management 9.1 Elect Ye Qi as Supervisor For For Management -------------------------------------------------------------------------------- MIDEA GROUP CO. LTD. Ticker: 000333 Security ID: Y6S40V103 Meeting Date: JAN 25, 2021 Meeting Type: Special Record Date: JAN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares in 2017 2 Approve Repurchase and Cancellation of For For Management Performance Shares in 2018 3 Approve Repurchase and Cancellation of For For Management Performance Shares in 2019 4 Approve Repurchase and Cancellation of For For Management Performance Shares in 2020 -------------------------------------------------------------------------------- MIDEA GROUP CO. LTD. Ticker: 000333 Security ID: Y6S40V103 Meeting Date: OCT 16, 2020 Meeting Type: Special Record Date: OCT 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-off of Subsidiary on For For Management ChiNext in Accordance with Relevant Laws and Regulations 2 Approve Spin-off of Subsidiary on For For Management ChiNext 3 Approve Plan on Spin-off of Subsidiary For For Management on ChiNext 4 Approve Transaction Complies with For For Management Several Provisions on the Pilot Program of Listed Companies' Spin-off of Subsidiaries for Domestic Listing 5 Approve Transaction is Conducive to For For Management Safeguarding the Legal Rights and Interests of Shareholders and Creditors 6 Approve Proposal on the Company's For For Management Independence and Sustainability 7 Approve Subsidiary's Corresponding For For Management Standard Operational Ability 8 Approve Explanation of the For For Management Completeness, Compliance and Validity of Legal Documents Submitted in the Spin-off 9 Approve Purpose, Commercial For For Management Rationality, Necessity and Feasibility Analysis of Spin-off 10 Approve Participation of Directors and For For Management Senior Executives in the Employee Share Purchase Plan in Connection to the Spin-off 11 Approve Authorization of Board to For For Management Handle All Related Matters 12 Elect Dong Wentao as Supervisor For For Management -------------------------------------------------------------------------------- MIDEA GROUP CO. LTD. Ticker: 000333 Security ID: Y6S40V103 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Draft and Summary on Stock For For Management Option Incentive Plan 7 Approve Methods to Assess the For For Management Performance of Stock Option Incentive Plan Participants 8 Approve Authorization of the Board to For For Management Handle All Related Matters to Stock Option Incentive Plan 9 Approve Draft and Summary on For For Management Performance Share Incentive Plan 10 Approve Methods to Assess the For For Management Performance of Performance Share Incentive Plan Participants 11 Approve Authorization of the Board to For For Management Handle All Related Matters to Performance Share Incentive Plan 12 Approve Share Purchase Plan (Draft) and For For Management Summary Phase VII 13 Approve Methods to Assess the For For Management Performance of Share Purchase Plan Phase VII Participants 14 Approve Authorization of the Board to For For Management Handle All Related Matters to Share Purchase Plan Phase VII 15 Approve Draft and Summary on Share For For Management Purchase Plan Phase IV 16 Approve Methods to Assess the For For Management Performance of Share Purchase Plan Phase IV Participants 17 Approve Authorization of the Board to For For Management Handle All Related Matters to Share Purchase Plan Phase IV 18 Approve Provision of Guarantee For For Management 19 Approve Special Report on Foreign For For Management Exchange Fund Derivatives Business Investment 20 Approve Related Party Transaction For Against Management 21 Approve to Appoint Auditor For For Management 22 Approve Amendments to Articles of For For Management Association 23 Approve Repurchase of the Company's For For Shareholder Shares -------------------------------------------------------------------------------- MIDEA GROUP CO. LTD. Ticker: 000333 Security ID: Y6S40V103 Meeting Date: JUN 25, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Repurchase and For For Management Cancellation of Performance Shares 2 Approve 2019 Repurchase and For For Management Cancellation of Performance Shares 3 Approve 2020 Repurchase and For For Management Cancellation of Performance Shares -------------------------------------------------------------------------------- PETPAL PET NUTRITION TECHNOLOGY CO., LTD. Ticker: 300673 Security ID: Y1372E100 Meeting Date: JUN 11, 2021 Meeting Type: Special Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Convertible Bonds 2.1 Approve Issue Type For For Management 2.2 Approve Issue Size For For Management 2.3 Approve Par Value and Issue Price For For Management 2.4 Approve Bond Maturity For For Management 2.5 Approve Bond Interest Rate For For Management 2.6 Approve Period and Manner of Repayment For For Management of Interest 2.7 Approve Conversion Period For For Management 2.8 Approve Determination and Adjustment of For For Management Conversion Price 2.9 Approve Terms for Downward Adjustment For For Management of Conversion Price 2.10 Approve Method on Handling Fractional For For Management Shares Upon Conversion 2.11 Approve Terms of Redemption For For Management 2.12 Approve Terms of Sell-Back For For Management 2.13 Approve Dividend Distribution Post For For Management Conversion 2.14 Approve Issue Manner and Target For For Management Subscribers 2.15 Approve Placing Arrangement for For For Management Shareholders 2.16 Approve Matters Relating to Meetings of For For Management Bondholders 2.17 Approve Use of Proceeds For For Management 2.18 Approve Raised Funds Management and For For Management Deposit Account 2.19 Approve Guarantee Matters For For Management 2.20 Approve Validity Period For For Management 3 Approve Plan on Convertible Bond For For Management Issuance 4 Approve Demonstration Analysis Report For For Management in Connection to Issuance of Convertible Bonds 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties 8 Approve Formulation of Rules and For For Management Procedures Regarding General Meetings of Convertible Bondholders 9 Approve Authorization of Board to For For Management Handle All Related Matters 10 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- PETPAL PET NUTRITION TECHNOLOGY CO., LTD. Ticker: 300673 Security ID: Y1372E100 Meeting Date: JAN 19, 2021 Meeting Type: Special Record Date: JAN 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Chen Zhenbiao as Non-Independent For For Management Director 1.2 Elect Chen Zhenlu as Non-Independent For For Management Director 1.3 Elect Zheng Xianglan as Non-Independent For For Management Director 1.4 Elect Tang Zhaobo as Non-Independent For For Management Director 2.1 Elect Tong Aiqin as Independent For For Management Director 2.2 Elect Xie Zhilei as Independent For For Management Director 2.3 Elect Liu Lijun as Independent Director For For Management 3.1 Elect Deng Zhaochun as Supervisor For For Management 3.2 Elect Lin De as Supervisor For For Management -------------------------------------------------------------------------------- PETPAL PET NUTRITION TECHNOLOGY CO., LTD. Ticker: 300673 Security ID: Y1372E100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Annual Report and Summary For For Management 4 Approve Financial Statements For For Management 5 Approve Internal Control For For Management Self-Evaluation Report 6 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 7 Approve Profit Distribution For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 9 Approve Daily Related Party For For Management Transactions 10 Approve Appointment of Auditor For For Management 11 Approve Application of Credit Lines For For Management 12 Approve Provision of Guarantees For For Management 13 Approve Foreign Exchange Hedging For For Management Business 14 Approve Use of Idle Funds for Cash For Against Management Management 15 Approve Repurchase and Cancellation of For For Management Performance Shares 16 Approve Decrease in Registered Capital For For Management 17 Amend Articles of Association For For Management 18 Approve Change in Use of Raised Funds For For Management -------------------------------------------------------------------------------- SHANDONG PUBLISHING & MEDIA CO., LTD. Ticker: 601019 Security ID: ADPV41225 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Annual Report and Summary For For Management 5 Approve Financial Statements For For Management 6 Approve Profit Distribution For For Management 7 Approve Use of Funds to Invest in For For Management Financial Products 8 Approve Use of Raised Funds to Invest For For Management in Financial Products 9 Approve Daily Related-party For For Management Transactions 10 Approve Provision of Guarantee For For Management 11 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 12 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- SHANDONG PUBLISHING & MEDIA CO., LTD. Ticker: 601019 Security ID: ADPV41225 Meeting Date: OCT 28, 2020 Meeting Type: Special Record Date: OCT 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Financial and For For Management Internal Control Auditor -------------------------------------------------------------------------------- SHANGHAI MILKGROUND FOOD TECH CO., LTD. Ticker: 600882 Security ID: Y7678G103 Meeting Date: DEC 29, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Strategic Cooperation Agreement For For Management with Target Subscribers 2 Approve Investment Agreement with For For Management Target Subscribers 3 Approve Private Placement of Shares For For Management Complies with Relevant Laws and Regulations 4.1 Approve Share Type and Par Value For For Management 4.2 Approve Issue Manner and Issue Time For For Management 4.3 Approve Target Subscribers and For For Management Subscription Method 4.4 Approve Issue Price and Pricing Basis For For Management 4.5 Approve Issue Size and Raised Funds For For Management Amount 4.6 Approve Lock-up Period For For Management 4.7 Approve Distribution Arrangement of For For Management Undistributed Earnings 4.8 Approve Listing Exchange For For Management 4.9 Approve Raised Funds Amount and For For Management Investment Project 4.10 Approve Resolution Validity Period For For Management 5 Approve Plan on Private Placement of For For Management Shares 6 Approve Feasibility Analysis Report on For For Management the Use of Proceeds 7 Approve Private Placement of Shares For For Management Constitutes as Related Party Transaction 8 Approve Conditional Shares Subscription For For Management Agreement 9 Approve Counter-dilution Measures in For For Management Connection to the Private Placement 10 Approve No Need for Report on the Usage For For Management of Previously Raised Funds 11 Approve Authorization of Board to For For Management Handle All Related Matters -------------------------------------------------------------------------------- SHANGHAI MILKGROUND FOOD TECH CO., LTD. Ticker: 600882 Security ID: Y7678G103 Meeting Date: FEB 22, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Partnership For For Management Agreement -------------------------------------------------------------------------------- SHANGHAI MILKGROUND FOOD TECH CO., LTD. Ticker: 600882 Security ID: Y7678G103 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Draft and Summary of Stock For For Management Option and Performance Share Incentive Plan 2 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- SHENZHEN AIRPORT CO., LTD. Ticker: 000089 Security ID: Y7741V103 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Profit Distribution For For Management 5 Approve Annual Report and Summary For For Management 6 Approve Daily Related Party For For Management Transactions 7 Approve Appointment of Financial For For Management Auditor and Internal Control Auditor 8 Approve Renewal of Apron Lease For For Management Agreement with Shenzhen Airport (Group) Co., Ltd. and Related Party Transaction 9 Approve Signing of Lease Agreement for For For Management No. 2 International Cargo Terminal with Shenzhen Airport International Cargo Terminal Co., Ltd. and Related Party Transaction 10 Approve Provision of Financial For For Management Assistance by Controlling Shareholder -------------------------------------------------------------------------------- SHENZHEN AIRPORT CO., LTD. Ticker: 000089 Security ID: Y7741V103 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Amend Related Party Transaction For For Management Decision-making System 3 Amend External Guarantee For For Management Decision-making System 4 Amend Management System of Raised Funds For For Management 5 Amend Working System for Independent For For Management Directors 6 Approve Use of Own Funds to Purchase For For Management Guaranteed Financial Products -------------------------------------------------------------------------------- SHENZHEN GAS CORP. LTD. Ticker: 601139 Security ID: Y7T44L108 Meeting Date: FEB 05, 2021 Meeting Type: Special Record Date: JAN 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Yunfu as Non-Independent For For Shareholder Director -------------------------------------------------------------------------------- SHENZHEN GAS CORP. LTD. Ticker: 601139 Security ID: Y7T44L108 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Settlement of Convertible Bond For For Management Fundraising Projects and Use of Excess Raised Funds to Replenish Working Capital 2 Approve Capital Increase in For For Management Wholly-owned Subsidiary -------------------------------------------------------------------------------- SHENZHEN GAS CORP. LTD. Ticker: 601139 Security ID: Y7T44L108 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Yan as Non-independent For For Management Director -------------------------------------------------------------------------------- TOLY BREAD CO. LTD. Ticker: 603866 Security ID: Y774AK107 Meeting Date: MAY 27, 2021 Meeting Type: Special Record Date: MAY 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment in the Investment For For Management Amount and Implementation Progress of Raised Funds Investment Project -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: MAY 17, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Financial Report For For Management and Internal Control Auditor as well as Payment of Remuneration 7 Approve Guarantee Provision for the For For Management Comprehensive Credit Lines Applied by Subsidiary 8 Approve Provision of Guarantee to For For Management Supplier 9 Approve Signing of Financial Services For Against Management Agreement and Provision of Guarantee 10.1 Elect Yu Yingtao as Director For Against Management 10.2 Elect Wang Hongtao as Director For Against Management 10.3 Elect Wang Huixuan as Director For Against Management 10.4 Elect Li Tianchi as Director For Against Management 11.1 Elect Wang Xinxin as Director For For Management 11.2 Elect Xu Jingchang as Director For For Management 11.3 Elect Zhao Shaopeng as Director For For Management 12.1 Elect Guo Jingrong as Supervisor For For Management 12.2 Elect Zhu Wuxiang as Supervisor For For Management -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: DEC 28, 2020 Meeting Type: Special Record Date: DEC 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Equity Acquisition For For Management 2 Approve Provision of Guarantee For For Management 3 Approve Provision of Guarantee for For For Management Comprehensive Credit Line Bank Application -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: APR 06, 2021 Meeting Type: Special Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Daily Related Party Transaction For For Management -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: AUG 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Guo Jingrong as Supervisor For For Management -------------------------------------------------------------------------------- UNISPLENDOUR CO., LTD. Ticker: 000938 Security ID: Y8997B106 Meeting Date: NOV 16, 2020 Meeting Type: Special Record Date: NOV 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for For For Management Credit Line Bank Application 2 Approve Provision of Guarantee for For For Management Credit Line Manufacturer Application 3 Amend Articles of Association For Against Management 4 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 5 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 6 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors -------------------------------------------------------------------------------- UNIVERSAL SCIENTIFIC INDUSTRIAL (SHANGHAI) CO., LTD. Ticker: 601231 Security ID: Y92776106 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve 2020 Related Party Transaction For For Management 7 Approve 2021 Related Party Transaction For For Management 8 Approve Use of Idle Own Funds to Invest For For Management in Financial Products 9 Approve Application of Bank Credit For Abstain Management Lines 10 Approve Financial Derivatives For For Management Transactions 11 Approve to Appoint Financial Auditor For For Management 12 Approve to Appoint Internal Control For For Management Auditor 13 Approve Amendments to Articles of For For Management Association 14 Approve Mutual Guarantees For For Management 15 Amend External Guarantee Management For Against Management System 16.1 Elect Gilles Baruk Benhamou as Director For For Management -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A117 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of the General Mandate to For Against Management Issue Shares to the Board 2 Approve Compliance with the Conditions For For Management of Non-Public Issuance of A Shares 3.1 Approve Class and Par Value of Shares For For Management to be Issued 3.2 Approve Method and Time of Issuance For For Management 3.3 Approve Target Subscribers and For For Management Subscription Method 3.4 Approve Pricing Benchmark Date, Issue For For Management Price and Pricing 3.5 Approve Number of Shares to be Issued For For Management 3.6 Approve Lock-Up Period Arrangement For For Management 3.7 Approve Place of Listing of the New A For For Management Shares to be Issued 3.8 Approve Arrangement of Accumulated For For Management Undistributed Profits 3.9 Approve Validity of the Resolutions in For For Management Respect of the Non-Public Issuance of A Shares 3.10 Approve Use of Proceeds For For Management 4 Approve Plan for the Non-Public For For Management Issuance of A Shares 5 Approve Feasibility Analysis Report on For For Management the Use of Proceeds from the Non-Public Issuance of A Shares 6 Approve Absence of Need to Prepare a For For Management Report on the Use of Previously Raised Proceeds 7 Approve Remedial Measures for the For For Management Dilution of Immediate Returns Upon the Non-Public Issuance of A Shares and Undertakings by the Relevant Persons 8 Approve Plan on Shareholders' Return For For Management for the Upcoming Three Years (2021-2023) 9 Authorize Board and Its Authorized For For Management Persons Board to Deal with All Matters in Relation to the Non-Public Issuance of A Shares 10 Approve Proposed Amendments to the For For Management Management Measures on the Use of Raised Proceeds -------------------------------------------------------------------------------- WEICHAI POWER CO., LTD. Ticker: 2338 Security ID: Y9531A117 Meeting Date: NOV 13, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supplemental Agreement to the For For Management Weichai Sale and Processing Services Agreement and Relevant New Caps 2 Approve Supplemental Agreement to the For For Management Weichai Holdings Utilities Services Agreement and Chongqing Weichai Utilities Services and Relevant New Caps 3 Approve Supplemental Agreement to the For For Management Weichai Heavy Machinery Purchase and Processing Services Agreement and Relevant New Caps 4 Approve Supplemental Agreement to the For For Management Weichai Power Diesel Engines Supply Framework Agreement and the Weichai Yangzhou Diesel Engines Supply FrameworkAgreement and Relevant New Caps 5 Approve Supplemental Agreement to the For For Management Transmissions Supply Framework Agreement and Relevant New Caps 6 Approve Supplemental Agreement to the For For Management Axles Supply Framework Agreement and Relevant New Caps 7 Approve Supplemental Agreement to the For For Management Weichai Westport Supply Agreement and Relevant New Caps 8 Approve Supplemental Agreement to the For For Management Weichai Westport Purchase Agreement and Relevant New Caps 9 Approve Supplemental Agreement to the For For Management Weichai Westport Logistics Agreement and Relevant New Caps 10 Approve Supplemental Agreement to the For For Management Weichai Westport Leasing Agreement and Relevant New Caps 11 Approve Grant of the Guarantee(s) by For For Management the Company for the Benefit of Weichai Power Hong Kong International Development Co., Limited in Respect of Certain Loans 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- YANTAI CHINA PET FOODS CO., LTD. Ticker: 002891 Security ID: Y973A9100 Meeting Date: FEB 10, 2021 Meeting Type: Special Record Date: FEB 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Implementing Manner For For Management and Location of Raised Funds 2 Approve Daily Related Party For For Shareholder Transactions -------------------------------------------------------------------------------- YANTAI CHINA PET FOODS CO., LTD. Ticker: 002891 Security ID: Y973A9100 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Summary For For Management 2 Approve Report of the Board of For For Management Directors 3 Approve Report of the Board of For For Management Supervisors 4 Approve Financial Statements For For Management 5 Approve Financial Budget Report For Abstain Management 6 Approve Profit Distribution For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Remuneration of Directors, For For Management Supervisors and Senior Management 9 Approve Special Report on the Deposit For For Management and Usage of Raised Funds 10 Approve Credit Lines Application and For Against Management Loan Application and Provision of Guarantees 11 Approve Financial Derivatives For For Management Transactions -------------------------------------------------------------------------------- YANTAI CHINA PET FOODS CO., LTD. Ticker: 002891 Security ID: Y973A9100 Meeting Date: JAN 29, 2021 Meeting Type: Special Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management -------------------------------------------------------------------------------- YIXINTANG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002727 Security ID: Y98815106 Meeting Date: APR 13, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase and Cancellation of For For Management Performance Shares 2 Amend Articles of Association For For Management 3 Approve Use of Idle Raised Funds to For For Management Replenish Working Capital 4 Approve Rent of Property For For Management 5 Approve Related Party Transaction For For Management 6 Approve Guarantee Provision For For Management -------------------------------------------------------------------------------- YIXINTANG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002727 Security ID: Y98815106 Meeting Date: APR 09, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report on the Deposit and Usage For For Management of Raised Funds 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Statements For For Management -------------------------------------------------------------------------------- YIXINTANG PHARMACEUTICAL GROUP CO., LTD. Ticker: 002727 Security ID: Y98815106 Meeting Date: JUN 08, 2021 Meeting Type: Special Record Date: JUN 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association to Expand Business Scope 2 Approve Purchase of Land Use Rights For For Management 3 Approve Application of Credit Line and For For Management Provision of Guarantee -------------------------------------------------------------------------------- YUNNAN BAIYAO GROUP CO., LTD. Ticker: 000538 Security ID: Y9879F108 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compliance of Major Asset For For Management Acquisition and Related Party Transactions with Major Asset Acquisition Conditions 2 Approve Major Asset Acquisition For For Management Constitutes as Related Party Transaction 3.1 Approve Overview of this Transaction For For Management Plan 3.2 Approve Transaction Parties and Target For For Management Assets 3.3 Approve Pricing Basis and Transaction For For Management Price 3.4 Approve Payment Method and Payment For For Management Period of this Transaction 3.5 Approve Source of Funds For For Management 4 Approve Draft and Summary Report on For For Management Company's Major Asset Acquisition and Related Party Transactions 5 Approve Transaction Complies with For For Management Article 11 of the Administrative Measures on Material Asset Restructuring of Listed Companies 6 Approve Transaction Does Not Constitute For For Management Article 13 of the Administrative Measures on Material Asset Restructuring of Listed Companies 7 Approve Transaction Complies with For For Management Article 4 of the Provisions on Issues Concerning Regulating the Material Asset Reorganizations of Listed Companies 8 Approve Transaction Constitute as Major For For Management Asset Restructuring 9 Approve the Completeness and Compliance For For Management of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction 10 Approve The Main Body of This For For Management Transaction Does Not Exist Strengthening the Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies of Article 13 11 Approve Impact of Dilution of Current For For Management Returns on Major Financial Indicators and the Relevant Measures to be Taken 12 Approve Independence of Appraiser, the For For Management Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing 13 Approve Relevant Pro Forma Review For For Management Report and Valuation Report of Major Asset Acquisition 14 Approve Authorization of Board to For For Management Handle All Related Matters 15 Approve Shareholder Return Plan For For Management -------------------------------------------------------------------------------- YUNNAN BAIYAO GROUP CO., LTD. Ticker: 000538 Security ID: Y9879F108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Financial Budget For For Management 7 Approve to Appoint Auditor For For Management 8 Approve Employee Share Purchase Plan For Against Management (Draft) and Summary 9 Approve Management Method of Employee For Against Management Share Purchase Plan 10 Approve Authorization of the Board to For Against Management Handle All Matters Related to Employee Share Purchase Plan 11 Approve Purchase of Liability Insurance For For Management for Directors, Supervisors and Senior Management Members 12 Elect Liu Guoen as Independent Director For For Shareholder -------------------------------------------------------------------------------- ZHAOJIN MINING INDUSTRY COMPANY LIMITED Ticker: 1818 Security ID: Y988A6104 Meeting Date: SEP 15, 2020 Meeting Type: Special Record Date: SEP 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Corporate Bonds and For For Management Related Transactions 2 Approve Issuance of Medium-term Notes For For Management and Related Transactions 3 Approve Issuance of Perpetual For For Management Medium-term Notes and Related Transactions 4a Amend Articles of Association For For Management 4b Authorize Board to Deal With All For For Management Matters in Relation to the Amendment of Articles of Association ========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Morgan Stanley China A Share Fund, Inc.
By (Signature and Title)* | /s/ John H. Gernon | |
John H. Gernon | ||
President and Principal Executive Officer |
Date August 27, 2021
* Print the name and title of each signing officer under his or her signature.