UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21926
Morgan Stanley China A Share Fund, Inc.
(Exact name of registrant as specified in charter)
| 522 Fifth Avenue, New York, New York | 10036 |
| (Address of principal executive offices) | (Zip code) |
Mary E. Mullin, Esq.
Managing Director
Morgan Stanley Investment Management Inc.
522 Fifth Avenue
New York, New York 10036
(Name and address of agent for service)
Registrant's telephone number, including area code: 800-231-2608
Date of fiscal year end: 12/31
Date of reporting period: 7/1/19 – 6/30/20
*******************************FORM N - Px REPORT*******************************
ICA File Number: 811-21926
Reporting Period: 07/01/2019 - 06/30/2020
Morgan Stanley China A Share Fund, Inc.
==================== Morgan Stanley China A Share Fund, Inc. ===================
AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: AUG 05, 2019 Meeting Type: Special
Record Date: JUL 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Injection Agreement For For Management
with Specific Investors and Related
Party Transactions
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AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAY 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Report of the Independent For For Management
Directors
5 Approve Financial Statements For For Management
6 Approve Shareholder Return Plan For For Management
7 Approve Profit Distribution For For Management
8 Approve Financial Budget Report For For Management
9 Approve Related Party Transactions For For Management
10 Approve Issuance of Shares and Raising For For Management
Supporting Funds as well as Special
Report on the Deposit and Usage of
Raised Funds
11 Approve Remuneration of Directors and For For Management
Senior Management Members
12 Approve Appointment of Auditor For For Management
13 Approve Related Party Transactions in For For Management
Connection with Transfer of Land Use
Rights and Its Property
14 Elect Yan Jianxing as Non-Independent For For Shareholder
Director
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AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: SEP 12, 2019 Meeting Type: Special
Record Date: SEP 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional Financing Amount and For For Management
Authorizations for Relevant Agreement
Signing
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AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: JAN 22, 2020 Meeting Type: Special
Record Date: JAN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Estimated Implementation of For Against Management
Continuing Connected Transactions in
2019
2 Approve 2020 Continuing Connected For Against Management
Transactions
3 Approve External Guarantee For Against Management
4 Approve Financing Amount and For For Management
Authorization Matters
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AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: APR 16, 2020 Meeting Type: Special
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhang Zi as Non-independent For For Shareholder
Director
1.2 Elect Jia Dafeng as Non-independent For For Shareholder
Director
2.1 Elect Mou Xin as Supervisor For For Shareholder
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AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: FEB 24, 2020 Meeting Type: Special
Record Date: FEB 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Acquisition by Issuance of Shares
2 Approve Transaction Constitutes as For Against Management
Related-party Transaction
3.1 Approve Target Assets and Payment For For Management
Method
3.2 Approve Transaction Parties For Against Management
3.3 Approve Transaction Price For Against Management
3.4 Approve Share Type, Par Value and For Against Management
Listing Exchange
3.5 Approve Pricing Method and Price For Against Management
3.6 Approve Issue Price Adjustment For Against Management
Mechanism
3.7 Approve Amount of Asset Purchase, For Against Management
Payment Consideration and Issue Scale
3.8 Approve Lock-Up Period Arrangement For Against Management
3.9 Approve Attribution of Profit and Loss For Against Management
During the Transition Period and
Distribution Arrangement of
Undistributed Earnings After Completion
of the Transaction
3.10 Approve Delivery Arrangements and For Against Management
Liability for Breach of Contract
3.11 Approve Resolution Validity Period For Against Management
4 Approve Report (Draft) and Summary on For Against Management
Company's Asset Purchase by Issuance of
Shares and Related Party Transactions
5 Approve Signing of Conditional Equity For Against Management
Acquisition Agreement and Its
Supplementary Agreement
6 Approve Transaction Does Not Constitute For Against Management
as Major Asset Restructuring
7 Approve This Transaction Does Not For Against Management
Constitute as Major Restructure Listing
8 Approve Relevant Financial Report and For Against Management
Asset Evaluation Report
9 Approve Completeness and Compliance of For Against Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
10 Approve Impact of Dilution of Current For Against Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
11 Approve Undertakings of Remedial For Against Management
Measures by the Relevant Parties in
Relation to the Dilution of Current
Returns
12 Approve Authorization of the Board to For Against Management
Handle All Related Matters
13 Amend the Relevant Provisions of the For Against Management
Financial Services Agreement and
Related Party Transactions
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BANK OF COMMUNICATIONS CO., LTD.
Ticker: 3328 Security ID: Y06988110
Meeting Date: MAR 10, 2020 Meeting Type: Special
Record Date: FEB 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Remuneration Plan of the For For Management
Directors
2 Approve 2018 Remuneration Plan of the For For Management
Supervisors
3 Approve Issuance of Undated Capital For For Management
Bonds
4 Approve Capital Increase of For For Management
Wholly-owned Subsidiary
5 Elect Li Longcheng as Director For For Management
6 Elect Zhang Minsheng as Supervisor For For Management
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BANK OF COMMUNICATIONS CO., LTD.
Ticker: 3328 Security ID: Y06988110
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Report of the Board of For For Management
Directors
2 Approve 2019 Report of the Supervisory For For Management
Committee
3 Approve 2019 Financial Report For For Management
4 Approve 2019 Profit Distribution Plan For For Management
5 Approve 2020 Fixed Assets Investment For For Management
Plan
6 Approve PricewaterhouseCoopers as For For Management
International Auditor and
PricewaterhouseCoopers Zhong Tian LLP
as Domestic Auditor and Authorize Board
to Determine and Enter Into Respective
Engagement with Them
7 Approve 2020 Increase in the Amount of For For Management
External Donations
8 Elect Liao Yijian as Director For For Management
9 Elect Zhang Xiangdong as Director For For Management
10 Elect Li Xiaohui as Director For Against Management
11 Elect Ju Jiandong as Supervisor For For Management
12 Elect Liu Jun as Director For For Shareholder
13 Approve Issuance of Special Financial For For Shareholder
Bonds for Loans to Small and Micro
Enterprises
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BEIJING THUNISOFT CORP. LTD.
Ticker: 300271 Security ID: Y0R73R114
Meeting Date: APR 27, 2020 Meeting Type: Special
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase Cancellation of For For Management
Performance Shares
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BEIJING THUNISOFT CORP. LTD.
Ticker: 300271 Security ID: Y0R73R114
Meeting Date: MAR 16, 2020 Meeting Type: Special
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Luo Ting as Independent Director For For Management
2 Elect Wang Yan as Non-Independent For For Management
Director
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BEIJING THUNISOFT CORP. LTD.
Ticker: 300271 Security ID: Y0R73R114
Meeting Date: APR 08, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Allocation of Income and For For Management
Dividends
6.1 Approve Remuneration of Non-Independent For For Management
Directors
6.2 Approve Remuneration of Independent For For Management
Directors
7.1 Approve Remuneration of the Chairman of For For Management
the Supervisory Board, Fan Jiaojiao
7.2 Approve Remuneration of Wang Zhen For For Management
7.3 Approve Remuneration of Gong Wei For For Management
8 Approve Appointment of Auditor For For Management
9 Amend Articles of Association For For Management
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BEIJING TONGRENTANG CO., LTD.
Ticker: 600085 Security ID: Y0771B105
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: JUN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Board of For For Management
Supervisors
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of Auditor and For For Management
Payment of Remuneration
7 Elect Wen Kaiting as Non-Independent For For Shareholder
Director
8 Elect Wang Jixiong as Supervisor For For Shareholder
9 Approve Signing of Procurement For For Management
Framework Agreement and Annual Quota
Proposal with Related Parties
10 Approve Signing of Sales Framework For For Management
Agreement and Annual Quota Proposal
with Related Parties
11 Amend Articles of Association For For Management
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BEIJING TONGRENTANG CO., LTD.
Ticker: 600085 Security ID: Y0771B105
Meeting Date: NOV 19, 2019 Meeting Type: Special
Record Date: NOV 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends For For Management
2 Approve Amendments to Articles of For For Management
Association
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CHINA CYTS TOURS HOLDING CO., LTD.
Ticker: 600138 Security ID: Y1400N106
Meeting Date: JAN 02, 2020 Meeting Type: Special
Record Date: DEC 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Super Short-term For For Management
Commercial Papers
2 Approve Remuneration of Chairman of the For For Management
Board
3 Approve Remuneration of Supervisory For For Management
Chairman
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CHINA CYTS TOURS HOLDING CO., LTD.
Ticker: 600138 Security ID: Y1400N106
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAY 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Report of the Independent For For Management
Directors
7.1 Elect Li Juhe as Independent Director For For Management
7.2 Elect Li Renzhi as Independent Director For For Management
8 Approve Guarantee Plan For Abstain Management
9.1 Approve Signing of Daily Related Party For For Management
Transactions Framework Agreement and
2020 Daily Related Party Transactions
with Beijing Gubei Water Town Tourism
Co., Ltd.
9.2 Approve Signing of Daily Related Party For For Management
Transactions Framework Agreement and
2020 Daily Related Party Transactions
with Zhongqing Lvhongqi (Hengqin) Fund
Management Co., Ltd.
9.3 Approve Signing of Daily Related Party For For Management
Transactions Framework Agreement and
2020 Daily Related Party Transactions
with Zhongqing Yaoyue (Beijing) Tourism
Co., Ltd.
9.4 Approve Daily Related-Party For For Management
Transactions with Chengdu Qingcheng
Shandujiangyan Tourism Co., Ltd.
9.5 Approve Daily Related-Party For For Management
Transactions with China Everbright
Group
10 Approve Shareholder Return Plan For Abstain Management
11 Amend Articles of Association For For Management
12 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
14 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
15 Approve Formulation of Remuneration For Abstain Management
Management System of Directors,
Supervisor and Senior Management
Members
16 Approve Appointment of Auditor For For Management
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CHINA EVERBRIGHT BANK COMPANY LIMITED
Ticker: 6818 Security ID: Y1477U124
Meeting Date: JUL 30, 2019 Meeting Type: Special
Record Date: JUN 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Li Xiaopeng as Director For For Shareholder
1.2 Elect Ge Haijiao as Director For For Shareholder
1.3 Elect Cai Yunge as Director For Against Shareholder
1.4 Elect Lu Hong as Director For For Shareholder
1.5 Elect Fu Dong as Director For For Shareholder
1.6 Elect Shi Yongyan as Director For For Shareholder
1.7 Elect Wang Xiaolin as Director For For Shareholder
1.8 Elect Dou Hongquan as Director For For Shareholder
1.9 Elect He Haibin as Director For For Shareholder
1.10 Elect Liu Chong as Director For For Shareholder
1.11 Elect Yu Chunling as Director For For Shareholder
1.12 Elect Fok Oi Ling Catherine as Director For For Management
1.13 Elect Xu Hongcai as Director For For Management
1.14 Elect Wang Liguo as Director For For Management
1.15 Elect Hong Yongmiao as Director For For Management
1.16 Elect Shao Ruiqing as Director For Against Management
1.17 Elect Lu Zhengfei as Director For For Management
2.1 Elect Li Xin as Supervisor For For Management
2.2 Elect Yin Lianchen as Supervisor For For Management
2.3 Elect Wu Junhao as Supervisor For For Management
2.4 Elect Wu Gaolian as Supervisor For For Management
2.5 Elect Wang Zhe as Supervisor For For Management
2.6 Elect Qiao Zhimin as Supervisor For For Management
3 Approve Resolution on Formulating the For For Management
Provisional Measures on Administration
of Equities of China Everbright Bank
Company Limited
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CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED
Ticker: 3908 Security ID: Y1R99Y109
Meeting Date: AUG 22, 2019 Meeting Type: Special
Record Date: JUL 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Shen Rujun as Director For For Management
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CHINA LIFE INSURANCE COMPANY LIMITED
Ticker: 2628 Security ID: Y1477R204
Meeting Date: DEC 19, 2019 Meeting Type: Special
Record Date: NOV 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhao Peng as Director For For Shareholder
2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
3.1 Approve Company Framework Agreement, For For Management
Pension Company Framework Agreement,
Annual Caps and Related Transactions
3.2 Approve CLIC Framework Agreement, CLP&C For For Management
Framework Agreement, CLI Framework
Agreement, Annual Caps and Related
Transactions
4 Approve Renewal of the Framework For For Management
Agreement for Daily Connected
Transactions between the Company and
China Guangfa Bank Co., Ltd.
5 Approve Amendments to Articles of For For Management
Association
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CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD.
Ticker: 001979 Security ID: Y14907102
Meeting Date: DEC 30, 2019 Meeting Type: Special
Record Date: DEC 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For For Management
Connection to Donate Charity Funds to
China Merchants Charitable Foundation
2.1 Approve Target Assets For For Shareholder
2.2 Approve Transaction Parties For For Shareholder
2.3 Approve Transaction Manners For For Shareholder
2.4 Approve Price Situation of Target For For Shareholder
Assets
2.5 Approve Joint Venture Company, For For Shareholder
Registered Capital and Organizational
Form
2.6 Approve Profit and Loss During the For For Shareholder
Transition Period
2.7 Approve Contractual Obligations and For For Shareholder
Liability for Breach of the Transfer of
the Underlying Asset Ownership
2.8 Approve Resolution Validity Period For For Shareholder
3 Approve Major Asset Restructuring is in For For Shareholder
Accordance with the Relevant Laws and
Regulations
4 Approve Transaction Complies with For For Shareholder
Article IV of Provisions on Several
Issues Regulating the Major Asset
Restructuring of Listed Companies
5 Approve Completeness and Compliance of For For Shareholder
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
6 Approve Relevant Entities Does Not For For Shareholder
Participate in Major Asset Restructure
of Listed Companies and Does Not Have
Article 13 of Strengthening the
Supervision over Abnormal Stock Trading
Related to the Material Asset
Reorganizations of Listed Companies
7 Approve Transaction Complies with For For Shareholder
Article 11 of the Management Approach
Regarding Major Asset Restructuring of
Listed Companies
8 Approve Transaction Constitute as Major For For Shareholder
Asset Restructuring
9 Approve Transaction Does Not Constitute For For Shareholder
as Related-party Transaction
10 Approve Transaction Does Not Constitute For For Shareholder
as Restructure for Listing
11 Approve Signing of Capital Injection For For Shareholder
Agreement, and Supplemental Agreement
of Capital Injection Agreement I
12 Approve Report (Draft) and Summary on For For Shareholder
Company's Major Assets Restructuring
13 Approve Relevant Audit Report, Review For For Shareholder
Report and Evaluation Report of the
Transaction
14 Approve Independence of Appraiser, the For For Shareholder
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
15 Approve Pricing Basis of the For For Shareholder
Transaction and Its Fairness
16 Approve Self-inspection Report on For For Shareholder
Company's Real Estate Business
17 Approve Change in the Usage of Raised For For Shareholder
Funds for Capital Injection
18 Approve Stock Price Volatility Does Not For For Shareholder
Achieve the Standard of Article 5
Notice on Regulating the Information
Disclosure of Listed Companies and the
Behavior of Related Parties
19 Approve Authorization of Board to For For Shareholder
Handle All Related Matters Regarding to
Major Asset Restructure Plan
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CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD.
Ticker: 001979 Security ID: Y14907102
Meeting Date: NOV 11, 2019 Meeting Type: Special
Record Date: NOV 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve Adjustment to Company's Initial For For Management
Stock Option Granted
3.1 Elect Jiang Tiefeng as Non-Independent For For Management
Director
3.2 Elect Zhu Wenkai as Non-Independent For For Management
Director
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CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD.
Ticker: 001979 Security ID: Y14907102
Meeting Date: MAR 05, 2020 Meeting Type: Special
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kong Ying as Independent Director For For Shareholder
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CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD.
Ticker: 001979 Security ID: Y14907102
Meeting Date: DEC 17, 2019 Meeting Type: Special
Record Date: DEC 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acceptance of Financial For For Management
Assistance and Financial Assistance
Provision as well as Related Party
Transactions
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CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD.
Ticker: 001979 Security ID: Y14907102
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Report For For Management
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of External Auditor For For Management
7 Approve Daily Related-Party For For Management
Transactions
8 Approve General Authorization on For For Management
Issuance of Bond Products
9 Approve Deposits and Loans from China For For Management
Merchants Bank
10 Approve Guarantee Provision to For For Management
Controlled Subsidiary
11 Approve Guarantee Provision Limit to For For Management
Controlled Subsidiary
12 Approve Guarantee Provision to Joint For For Management
Venture Company
13 Approve Provision of Financial For For Management
Assistance for Associate Company
14 Approve Provision of Authorized For For Management
Financial Assistance
15 Approve Purchase of Liability Insurance For For Management
for Directors, Supervisors and Senior
Management Members
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CHINA NATIONAL ACCORD MEDICINES CORP. LTD.
Ticker: 200028 Security ID: Y77422114
Meeting Date: NOV 13, 2019 Meeting Type: Special
Record Date: NOV 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Equity of For For Management
Shanghai Dingqun Enterprise Management
Consulting Co., Ltd.
2 Approve Acquisition of Equity of Pudong For For Management
New Area of Shanghai Pharmaceutical
Medicine Ltd.
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CHINA NATIONAL ACCORD MEDICINES CORP. LTD.
Ticker: 200028 Security ID: Y77422114
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Profit Distribution For For Management
5 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
6 Approve Provision of Guarantee For For Management
7 Approve Provision of Guarantee by For For Management
Controlled Subsidiary to its
Wholly-owned Subsidiary
8 Approve Daily Related Party Transaction For For Management
9 Approve Provision of Financial Services For Abstain Management
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CHINA NATIONAL ACCORD MEDICINES CORP. LTD.
Ticker: 200028 Security ID: Y77422114
Meeting Date: SEP 12, 2019 Meeting Type: Special
Record Date: SEP 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment of Credit Line and For For Management
Guarantees
2 Approve Financial Leasing from Related For For Management
Party
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CHINA PACIFIC INSURANCE (GROUP) CO. LTD.
Ticker: 2601 Security ID: Y1505Z111
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAY 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Report of the Board of For For Management
Directors
2 Approve 2019 Report of the Board of For For Management
Supervisors
3 Approve 2019 Annual Report of A shares For For Management
4 Approve 2019 Annual Report of H Shares For For Management
5 Approve 2019 Financial Statements and For For Management
Report
6 Approve 2019 Profit Distribution Plan For For Management
7 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditor and Internal
Control Auditor and to
PricewaterhouseCoopers as Hong Kong
Auditor
8 Approve 2019 Due Diligence Report For For Management
9 Approve 2019 Report on Performance of For For Management
Independent Directors
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Approve Amendments to Articles of For Against Management
Association
12 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
13 Approve Related Party Transaction For For Management
14 Approve 2020-2022 Development Plan For For Management
15 Approve 2020 Donations For For Management
16.1 Elect Kong Qingwei as Director For For Management
16.2 Elect Fu Fan as Director For For Management
16.3 Elect Wang Tayu as Director For For Management
16.4 Elect Wu Junhao as Director For For Management
16.5 Elect Zhou Donghui as Director For For Management
16.6 Elect Huang Dinan as Director For For Management
16.7 Elect Lu Qiaoling as Director For For Management
16.8 Elect Liu Xiaodan as Director For For Management
16.9 Elect Chen Jizhong as Director For For Management
16.10 Elect Lam Tyng Yih, Elizabeth as For For Management
Director
16.11 Elect Woo Ka Biu, Jackson as Director For For Management
16.12 Elect Jiang Xuping as Director For For Management
17.1 Elect Lu Ning as Supervisor For For Management
17.2 Elect Lu Guofeng as Supervisor For For Management
18 Elect Zhu Yonghong as Supervisor For For Shareholder
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CHINA PACIFIC INSURANCE (GROUP) CO. LTD.
Ticker: 2601 Security ID: Y1505Z111
Meeting Date: NOV 08, 2019 Meeting Type: Special
Record Date: NOV 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance and Admission of GDRs For For Management
2 Approve Validity Period of the For For Management
Resolutions in Respect of the Issuance
and Admission of GDRs
3 Authorize Board to Deal with All For For Management
Matters in Relation to the Issuance and
Admission of GDRs
4 Approve Distribution of Accumulated For For Management
Profits Prior to the Issuance and
Admission of GDRs
5 Approve Plan for the Use of Proceeds For For Management
from the Issuance and Admission of GDRs
6 Approve Purchase of Prospectus For For Management
Liability Insurance for Directors,
Supervisors and Senior Management
Members
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CHINA PACIFIC INSURANCE (GROUP) CO., LTD.
Ticker: 2601 Security ID: Y1505Z103
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Report of the Board of For For Management
Directors
2 Approve 2019 Report of the Board of For For Management
Supervisors
3 Approve 2019 Annual Report of A shares For For Management
4 Approve 2019 Annual Report of H Shares For For Management
5 Approve 2019 Financial Statements and For For Management
Report
6 Approve 2019 Profit Distribution Plan For For Management
7 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditor and Internal
Control Auditor and to
PricewaterhouseCoopers as Hong Kong
Auditor
8 Approve 2019 Due Diligence Report For For Management
9 Approve 2019 Report on Performance of For For Management
Independent Directors
10 Approve 2020-2022 Development Plan For For Management
11 Approve 2020 Donations For For Management
12.1 Elect Kong Qingwei as Director For For Management
12.2 Elect Fu Fan as Director For For Management
12.3 Elect Wang Tayu as Director For For Management
12.4 Elect Wu Junhao as Director For For Management
12.5 Elect Zhou Donghui as Director For For Management
12.6 Elect Huang Dinan as Director For For Management
12.7 Elect Lu Qiaoling as Director For For Management
12.8 Elect Liu Xiaodan as Director For For Management
12.9 Elect Chen Jizhong as Director For For Management
12.10 Elect Lam Tyng Yih, Elizabeth as For For Management
Director
12.11 Elect Woo Ka Biu, Jackson as Director For For Management
12.12 Elect Jiang Xuping as Director For For Management
13.1 Elect Lu Ning as Supervisor For For Management
13.2 Elect Lu Guofeng as Supervisor For For Management
14 Approve Amendments to Articles of For Against Management
Association
15 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
16 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
18 Elect Zhu Yonghong as Supervisor For For Shareholder
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CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 386 Security ID: Y15010112
Meeting Date: MAR 25, 2020 Meeting Type: Special
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Yuzhuo as Director For For Management
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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAY 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Allocation of Income and For For Management
Capitalization of Capital Reserves
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Board of For For Management
Supervisors
5 Approve Annual Report and Summary For For Management
6 Approve Related Party Transaction For For Management
7 Approve Business Cooperation For For Management
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CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: DEC 13, 2019 Meeting Type: Special
Record Date: DEC 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition Agreement For For Management
2.1 Elect Han Yuewei as Non-Independent For For Shareholder
Director
2.2 Elect Deng Ronghui as Non-Independent For For Shareholder
Director
3.1 Elect Weng Jingwen as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHINA VANKE CO., LTD.
Ticker: 2202 Security ID: Y77421116
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Report of the Board of For For Management
Directors
2 Approve 2019 Report of the Supervisory For For Management
Committee
3 Approve 2019 Annual Report For For Management
4 Approve 2019 Dividend Distribution Plan For For Management
5 Approve Appointment of Auditors For For Management
6 Approve Authorization of the Company For For Management
and Its Majority-Owned Subsidiaries to
Provide Financial Assistance to Third
Parties
7 Approve Authorization of Guarantee by For For Management
the Company to Its Majority-Owned
Subsidiaries
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights for H Shares
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Amend Articles of Association For For Management
11 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
12 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
13 Amend Rules and Procedures Regarding For For Management
Meetings of Supervisory Committee
14.1 Elect Hu Guobin as Director For For Management
14.2 Elect Li Qiangqiang as Director For For Management
14.3 Elect Tang Shaojie as Director For For Management
14.4 Elect Wang Haiwu as Director For For Management
14.5 Elect Xin Jie as Director For For Management
14.6 Elect Yu Liang as Director For For Management
14.7 Elect Zhu Jiusheng as Director For For Management
15.1 Elect Zhang Yichen as Director For For Shareholder
15.2 Elect Kang Dian as Director For For Management
15.3 Elect Liu Shuwei as Director For For Management
15.4 Elect Ng Kar Ling, Johnny as Director For For Management
16.1 Elect Li Miao as Supervisor For For Management
16.2 Elect Xie Dong as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA VANKE CO., LTD.
Ticker: 2202 Security ID: Y77421116
Meeting Date: JUN 30, 2020 Meeting Type: Special
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
CHINA YANGTZE POWER CO., LTD.
Ticker: 600900 Security ID: Y1516Q142
Meeting Date: OCT 15, 2019 Meeting Type: Special
Record Date: OCT 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision For For Management
2 Approve Investment to Power For For Shareholder
Distribution Project
3 Approve Authorization of Board to For For Shareholder
Handle All Related Matters Regarding
Acquisition of Power Distribution
--------------------------------------------------------------------------------
CHINA YANGTZE POWER CO., LTD.
Ticker: 600900 Security ID: Y1516Q142
Meeting Date: JUN 30, 2020 Meeting Type: Special
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of GDR and Listing on For For Management
London Stock Exchange as well as
Conversion to an Overseas Fundraising
Company
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Issue Time For For Management
2.3 Approve Issue Manner For For Management
2.4 Approve Issue Size For For Management
2.5 Approve Scale of GDR in its Lifetime For For Management
2.6 Approve Conversion Rate of GDR and For For Management
Underlying A Shares
2.7 Approve Manner of Pricing For For Management
2.8 Approve Target Subscribers For For Management
2.9 Approve Conversion Restriction Period For For Management
of GDR and Underlying Securities A
Shares
2.10 Approve Underwriting Manner For For Management
3 Approve Report on the Deposit and Usage For For Management
of Raised Funds
4 Approve Issuance of GDR for For For Management
Fund-raising Use Plan
5 Approve Resolution Validity Period For For Management
6 Approve Authorization of Board to For For Management
Handle All Related Matters
7 Approve Distribution Plan of For For Management
Roll-forward Profits
8 Approve Purchase of Liability Insurance For For Management
for Directors, Supervisors and Senior
Management Members
9 Approve Amendments to Articles of For For Management
Association
10 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
11 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
12 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
CHINA YANGTZE POWER CO., LTD.
Ticker: 600900 Security ID: Y1516Q142
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAY 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Financial Auditor For For Management
6 Approve Internal Control Auditor For For Management
7 Approve Short-term Fixed Income For For Management
Investment
8 Approve Issuance of Debt Financing For For Management
Instruments
9.1 Elect Li Qinghua as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
CHONGQING FULING ZHACAI GROUP CO., LTD.
Ticker: 002507 Security ID: Y1588V102
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Allocation of Income and For For Management
Dividends
7 Approve to Appoint Auditor For For Management
8 Elect Li Jing as Non-independent For For Shareholder
Director
--------------------------------------------------------------------------------
CRRC CORPORATION LIMITED
Ticker: 1766 Security ID: Y1818X100
Meeting Date: DEC 27, 2019 Meeting Type: Special
Record Date: NOV 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chen Xiaoyi as Supervisor For For Management
2 Elect Lou Qiliang as Director For For Shareholder
--------------------------------------------------------------------------------
DAQIN RAILWAY CO., LTD.
Ticker: 601006 Security ID: Y1997H108
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAY 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements and For For Management
Financial Budget Report
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of Financial For For Management
Auditor
7 Approve Appointment of Internal Control For For Management
Auditor
8 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
9.1 Approve Type For For Management
9.2 Approve Issue Size For For Management
9.3 Approve Par Value and Issue Price For For Management
9.4 Approve Bond Maturity For For Management
9.5 Approve Bond Interest Rate For For Management
9.6 Approve Period and Manner of Repayment For For Management
of Capital and Interest
9.7 Approve Conversion Period For For Management
9.8 Approve Determination and Adjustment of For For Management
Conversion Price
9.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
9.10 Approve Method on Handling Fractional For For Management
Shares Upon Conversion
9.11 Approve Terms of Redemption For For Management
9.12 Approve Terms of Sell-Back For For Management
9.13 Approve Attribution of Dividends During For For Management
the Conversion Year
9.14 Approve Issue Manner and Target For For Management
Subscribers
9.15 Approve Placing Arrangement for For For Management
Shareholders
9.16 Approve Matters Relating to Meetings of For For Management
Bondholders
9.17 Approve Use of Proceeds For For Management
9.18 Approve Rating Matters For For Management
9.19 Approve Guarantee Matters For For Management
9.20 Approve Depository of Raised Funds For For Management
9.21 Approve Resolution Validity Period For For Management
10 Approve Issuance of Convertible Bonds For For Management
11 Approve Issuance of Convertible Bonds For For Management
to Raise Funds for the Acquisition of
the Authorized Land Use Rights and
Signing of Land Use Right Transfer
Agreement
12 Approve Issuance of Convertible Bonds For For Management
to Raise Funds for the Acquisition of
51% Equity of Taiyuan Railway Hub
Southwest Loop Co., Ltd. and Signing of
Equity Transfer Agreement
13 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
14 Approve There is No Need to Prepare for For For Management
Report on the Deposit and Usage of
Raised Funds
15 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
16 Approve Shareholder Return Plan For For Management
17 Approve Principles of Bondholders For For Management
Meeting
18 Approve Authorization of the Board to For For Management
Handle All Related Matters
19.1 Elect Cheng Xiandong as Non-Independent For For Shareholder
Director
19.2 Elect Bi Shoufeng as Non-Independent For For Shareholder
Director
19.3 Elect Han Hongchen as Non-Independent For For Shareholder
Director
19.4 Elect Tian Huimin as Non-Independent For For Shareholder
Director
19.5 Elect Zhang Lirong as Non-Independent For For Shareholder
Director
19.6 Elect Yang Wensheng as Non-Independent For For Shareholder
Director
20.1 Elect Li Menggang as Independent For For Management
Director
20.2 Elect Yang Wandong as Independent For For Management
Director
20.3 Elect Zan Zhihong as Independent For For Management
Director
20.4 Elect Chen Lei as Independent Director For For Management
21.1 Elect Zheng Jirong as Supervisor For For Management
21.2 Elect Zhang Yongqing as Supervisor For For Management
21.3 Elect Yang Jie as Supervisor For For Management
21.4 Elect Gu Tianye as Supervisor For For Management
--------------------------------------------------------------------------------
DAQIN RAILWAY CO., LTD.
Ticker: 601006 Security ID: Y1997H108
Meeting Date: DEC 26, 2019 Meeting Type: Special
Record Date: DEC 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Comprehensive Service Agreement For For Management
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FOCUSED PHOTONICS (HANGZHOU), INC.
Ticker: 300203 Security ID: Y2574T101
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAY 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Remuneration of Director and For For Management
Senior Management Members
8 Elect Chen Weihua as Independent For For Management
Director
9 Elect Cheng Tingting as Supervisor For For Management
--------------------------------------------------------------------------------
FOCUSED PHOTONICS (HANGZHOU), INC.
Ticker: 300203 Security ID: Y2574T101
Meeting Date: OCT 10, 2019 Meeting Type: Special
Record Date: SEP 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ding Jianping as Non-Independent For For Management
Director
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FOXCONN INDUSTRIAL INTERNET CO., LTD.
Ticker: 601138 Security ID: Y2620V100
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAY 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Allocation of Income and For For Management
Dividends
6 Approve to Appoint Auditor For For Management
7 Approve Related Party Transaction For For Management
8 Approve Repurchase and Cancellation of For For Management
Performance Shares and Stock Options
9 Approve Cancellation of Stock Option For For Shareholder
and Performance Shares as well as
Repurchase and Cancellation of
Performance Shares
10 Approve Authorization of Board to For For Shareholder
Handle All Related Matters
--------------------------------------------------------------------------------
GRANDBLUE ENVIRONMENT CO., LTD.
Ticker: 600323 Security ID: Y6204L107
Meeting Date: NOV 15, 2019 Meeting Type: Special
Record Date: NOV 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Medium-term Notes For For Management
--------------------------------------------------------------------------------
GRANDBLUE ENVIRONMENT CO., LTD.
Ticker: 600323 Security ID: Y6204L107
Meeting Date: DEC 23, 2019 Meeting Type: Special
Record Date: DEC 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
2 Approve Report on the Usage of For For Management
Previously Raised Funds
--------------------------------------------------------------------------------
GRANDBLUE ENVIRONMENT CO., LTD.
Ticker: 600323 Security ID: Y6204L107
Meeting Date: SEP 23, 2019 Meeting Type: Special
Record Date: SEP 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
GUANGXI GUIGUAN ELECTRIC POWER CO., LTD.
Ticker: 600236 Security ID: Y2931R103
Meeting Date: MAR 19, 2020 Meeting Type: Special
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conditions for Corporate Bond For For Management
Issuance
2 Approve Feasibility of Corporate Bond For For Management
Issuance
3.1 Approve Issuer For For Management
3.2 Approve Issue Size For For Management
3.3 Approve Issue Manner For For Management
3.4 Approve Bond Maturity For For Management
3.5 Approve Bond Interest Rate For For Management
3.6 Approve Bond Guarantee For For Management
3.7 Approve Underwriting Manner For For Management
3.8 Approve Use of Proceeds For For Management
3.9 Approve Listing Exchange For For Management
3.10 Approve Resolution Validity Period For For Management
3.11 Approve Safeguard Measures of Debts For For Management
Repayment
3.12 Approve Authorization of the Board to For For Management
Handle All Related Matters
3.13 Approve Appointment of Intermediary for For For Management
Bond Issuance
--------------------------------------------------------------------------------
GUANGXI GUIGUAN ELECTRIC POWER CO., LTD.
Ticker: 600236 Security ID: Y2931R103
Meeting Date: JUN 23, 2020 Meeting Type: Special
Record Date: JUN 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Adjust the Allowance of For For Management
Independent Directors
2.1 Elect Liu Guangying as Non-independent For For Shareholder
Director
2.2 Elect Li Kai as Non-independent For For Shareholder
Director
2.3 Elect Liu Ruixiang as Non-independent For For Shareholder
Director
2.4 Elect Li Zhenyu as Non-independent For For Shareholder
Director
2.5 Elect Deng Huimin as Non-independent For For Shareholder
Director
2.6 Elect Huang Zhongliang as For For Shareholder
Non-independent Director
2.7 Elect Zhang Hongliang as For For Shareholder
Non-independent Director
3.1 Elect Kuang Lihua as Independent For For Management
Director
3.2 Elect Wang Xiaoming as Independent For For Management
Director
3.3 Elect Bao Fangzhou as Independent For For Management
Director
3.4 Elect Xia Jialin as Independent For For Management
Director
4.1 Elect Huo Yuxia as Supervisor For For Management
4.2 Elect Li Deqing as Supervisor For For Management
4.3 Elect Pan Qiang as Supervisor For For Management
--------------------------------------------------------------------------------
GUANGXI GUIGUAN ELECTRIC POWER CO., LTD.
Ticker: 600236 Security ID: Y2931R103
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements and For For Management
Financial Budget (Draft) Report
5 Approve Profit Distribution For For Management
6 Approve Financing and Guarantee For For Management
7 Approve Provision for Asset Impairment For For Management
Losses (Credit Impairment Loss)
8 Approve Issuance of Perpetual Bonds For For Management
9 Approve Poverty Alleviation Fund Plan For For Management
10 Approve Daily Related-Party For For Management
Transactions
11 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: DEC 30, 2019 Meeting Type: Special
Record Date: DEC 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Launch of Accounts Receivable For For Management
Financing Business
2 Approve Entrusted Management of For For Management
Residential Land Projects and Related
Transactions
3 Approve Entrusted Management of For For Management
Yangjiang High-tech Zone A3 Land
Project and Related Transactions
4 Approve Entrusted Management of For For Management
Yangjiang Yangdong Creative Lake Land
Project and Related Party Transactions
5 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: OCT 14, 2019 Meeting Type: Special
Record Date: OCT 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: NOV 11, 2019 Meeting Type: Special
Record Date: NOV 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Entrusted with the Management For For Management
of Fushan Industrial Service Center
Project and Related Party Transactions
2 Approve Entrusted with the Management For For Management
of Fushan Science and Technology Center
Project and Related Party Transactions
3 Approve Entrusted with the Management For For Management
of Fushan Zhizao Town Life Center
Project and Related Party Transactions
4 Approve Related-party Transaction in For For Management
Connection to Housing Acquisition
Income Right Financing Business
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: JUL 18, 2019 Meeting Type: Special
Record Date: JUL 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision For For Management
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: MAR 11, 2020 Meeting Type: Special
Record Date: MAR 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Corporate Bonds
2.1 Approve Issue Size For For Management
2.2 Approve Bond Maturity For For Management
2.3 Approve Bond Interest Rate and For For Management
Determination Method
2.4 Approve Issue Manner For For Management
2.5 Approve Target Subscribers For For Management
2.6 Approve Use of Proceeeds For For Management
2.7 Approve Safeguard Measures of Debts For For Management
Repayment
2.8 Approve Resolution Validity Period For For Management
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve Amendments to Articles of For For Management
Association
5 Approve Asset-Backed Securities Special For For Management
Plan and Related Party Transactions
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: JUN 29, 2020 Meeting Type: Special
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For Against Management
Connection to Financial Services
Agreement
2 Approve Related Party Transaction in For For Management
Connection to Special Plan for
Asset-backed Issuance of Final Payment
3 Approve Related Party Transaction in For For Management
Connection to Disposal of Assets
4 Approve Related Party Transaction in For For Management
Connection to Loan Application
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: APR 15, 2020 Meeting Type: Special
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Authorization of the Company For For Management
and Its Subsidiaries to Apply for
Financing
2 Approve Guarantee Plan For For Management
3 Approve Application of Loans and For For Management
Comprehensive Credit Lines
4 Approve Authorization of the Company's For Against Management
Management Team to Engage in External
Investment
5 Approve Provision of Counter Guarantee For For Management
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: SEP 20, 2019 Meeting Type: Special
Record Date: SEP 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment on Foreign Exchange For For Management
Derivatives Trading Business
2 Approve Supply Chain Asset Special Plan For For Management
3 Approve Subsidiary's Fund Usage Plan For For Management
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: MAY 11, 2020 Meeting Type: Annual
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Corporate Social Responsibility For For Management
Report
8 Approve Report of the Independent For For Management
Directors
9 Approve Appointment of Auditor For For Management
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: JUN 12, 2020 Meeting Type: Special
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors For For Management
2 Approve Issuance of Long-term Right For For Management
Including Medium-term Notes
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: AUG 14, 2019 Meeting Type: Special
Record Date: AUG 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Trust Financing Application and For For Management
Related Party Transactions
2 Approve Entrustment with the Management For For Management
of Huafa International Coastal Garden
Project and Related Party Transactions
3 Approve Entrustment with the Management For For Management
of Hengqin International Financial
Center Building Project and Related
Party Transactions
4 Approve Entrustment with the Management For For Management
of Zhuhai International Convention and
Exhibition Center Phase II and Related
Party Transactions
5 Approve Issuance of Asset-backed Notes For For Management
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: SEP 09, 2019 Meeting Type: Special
Record Date: SEP 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Profit Distribution For For Management
--------------------------------------------------------------------------------
HUANENG LANCANG RIVER HYDROPOWER INC.
Ticker: 600025 Security ID: Y3R3DJ106
Meeting Date: SEP 10, 2019 Meeting Type: Special
Record Date: SEP 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Perpetual Bond For For Management
2 Approve Financial Insurance Service For Against Management
Framework Agreement
3.1 Elect Yang Yong as Independent Director For For Management
--------------------------------------------------------------------------------
HUANENG LANCANG RIVER HYDROPOWER INC.
Ticker: 600025 Security ID: Y3R3DJ106
Meeting Date: JUL 08, 2019 Meeting Type: Special
Record Date: JUN 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Corporate Bond Issuance For For Management
2 Approve Investment in Project For For Management
--------------------------------------------------------------------------------
HUANENG LANCANG RIVER HYDROPOWER INC.
Ticker: 600025 Security ID: Y3R3DJ106
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Issuance of Renewable Financing For Abstain Management
Instruments
7 Approve Registration and Issuance of For For Management
Debt Financing Instruments
8 Approve to Appoint Financial Report and For For Management
Internal Control Auditor
9.1 Elect Liu Yujie as Non-Independent For For Shareholder
Director
9.2 Elect Zhou Manfu as Non-Independent For For Shareholder
Director
10.1 Elect Hu Chunjin as Supervisor For For Shareholder
--------------------------------------------------------------------------------
HUATAI SECURITIES CO., LTD.
Ticker: 6886 Security ID: Y37426106
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: JUN 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Work Report of the Board For For Management
of Directors
2 Approve 2019 Work Report of the For For Management
Supervisory Committee
3 Approve 2019 Final Statements For For Management
4 Approve 2019 Annual Report For For Management
5 Approve 2019 Profit Distribution Plan For For Management
6.1 Approve Ordinary Related-Party For For Management
Transactions with Jiangsu Guoxin
Investment Group Limited and Its
Related Companies
6.2 Approve Ordinary Related-Party For For Management
Transactions with Jiangsu
Communications Holding Co., Ltd. and
Its Related Companies
6.3 Approve Ordinary Related-Party For For Management
Transactions with Govtor Capital Group
Co., Ltd. and Its Related Companies
6.4 Approve Ordinary Related-Party For For Management
Transactions with Other Related Parties
7 Approve 2020 Estimated Investment For For Management
Amount for Proprietary Business
8 Approve KPMG Huazhen LLP as Auditor for For For Management
Annual Accounting Statements and as
Internal Control Auditor and Fix Their
Remuneration
9 Elect Wang Jianwen as Director For For Management
10 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B104
Meeting Date: JAN 08, 2020 Meeting Type: Special
Record Date: DEC 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yang Guozhong as Supervisor For For Shareholder
--------------------------------------------------------------------------------
INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B104
Meeting Date: NOV 22, 2019 Meeting Type: Special
Record Date: OCT 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gu Shu as Director For For Management
2 Approve Payment Plan of Remuneration to For For Management
Directors for 2018
3 Approve Payment Plan of Remuneration to For For Management
Supervisors for 2018
4 Approve Application for Provisional For For Management
Authorization Limit on External
Donations
5 Elect Cao Liqun as Director For For Shareholder
6 Elect Feng Weidong as Director For For Shareholder
--------------------------------------------------------------------------------
INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B104
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: JUN 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Work Report of the Board For For Management
of Directors
2 Approve 2019 Work Report of the Board For For Management
of Supervisors
3 Approve 2019 Audited Accounts For For Management
4 Approve 2019 Profit Distribution Plan For For Management
5 Approve 2020 Fixed Asset Investment For For Management
Budget
6 Approve KPMG Huazhen LLP and KPMG as For For Management
Domestic External Auditors and KPMG as
Domestic External Auditors
7 Elect Shen Si as Director For For Management
8 Approve Issuance of Undated Additional For For Management
Tier 1 Capital Bonds and Eligible Tier
2 Capital Instruments
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Issuance of Eligible Tier 2 For For Shareholder
Capital Instruments
11 Approve Application for Authorization For For Shareholder
Limit for Special Donations for
COVID-19 Pandemic Prevention and
Control
12 Elect Liao Lin as Director For For Shareholder
--------------------------------------------------------------------------------
INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.
Ticker: 600887 Security ID: Y408DG116
Meeting Date: SEP 27, 2019 Meeting Type: Special
Record Date: SEP 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change the Usage of the Shares For For Management
Repurchased
2 Approve Revised Draft and Summary of For Abstain Management
Performance Shares Incentive Plan
3 Approve Methods to Assess the For Abstain Management
Performance of Plan Participants
4 Approve Authorization of the Board to For Abstain Management
Handle All Matters Related to
Performance Shares Incentive Plan
5 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.
Ticker: 600887 Security ID: Y408DG116
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAY 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Operating Strategy and For For Management
Investment Plan
5 Approve Financial Statements and For For Management
Financial Budget Report
6 Approve Profit Distribution For For Management
7.1 Elect Pan Gang as Non-Independent For For Management
Director
7.2 Elect Zhao Chengxia as Non-Independent For For Management
Director
7.3 Elect Yan Junrong as Non-Independent For For Management
Director
7.4 Elect Wang Xiaogang as Non-Independent For For Management
Director
7.5 Elect Yang Huicheng as Non-Independent For For Management
Director
7.6 Elect Zhang Junping as Non-Independent For For Management
Director
7.7 Elect Lv Gang as Non-Independent For For Management
Director
7.8 Elect Peng Heping as Independent For For Management
Director
7.9 Elect Ji Shao as Independent Director For For Management
7.10 Elect Cai Yuanming as Independent For For Management
Director
7.11 Elect Shi Fang as Independent Director For For Management
8.1 Elect Gao Debu as Supervisor For For Management
8.2 Elect Zhang Xinling as Supervisor For For Management
9 Approve Allowance of Directors For For Management
10 Approve Allowance of Supervisors For For Management
11 Approve Report of the Independent For For Management
Directors
12 Approve Guarantee Provision Plan For For Management
13 Approve Issuance of Super-short-term For For Management
Commercial Papers and Medium-term Notes
14 Approve Provision of Guarantee For For Management
15 Approve Cancellation of Partial Stock For For Management
Options and Repurchase Cancellation of
Performance Shares
16 Approve 2019 Repurchase and For For Management
Cancellation of Performance Shares
17 Amend Articles of Association For For Management
18 Approve to Appoint Auditor For For Management
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JIANGSU EXPRESSWAY COMPANY LIMITED
Ticker: 177 Security ID: Y4443L111
Meeting Date: SEP 26, 2019 Meeting Type: Special
Record Date: AUG 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subscription of Equity in For Against Management
Interests in Jiangsu Communication
Holding Group Finance Co., Ltd.
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JIANGSU EXPRESSWAY COMPANY LIMITED
Ticker: 177 Security ID: Y4443L111
Meeting Date: FEB 25, 2020 Meeting Type: Special
Record Date: JAN 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Issue Size For For Management
1.02 Approve Par Value and Issue Price For For Management
1.03 Approve Issue Method For For Management
1.04 Approve Maturity and Type of Bonds For For Management
1.05 Approve Coupon Rate of Bonds For For Management
1.06 Approve Repayment of Principal and For For Management
Interest of the Bonds
1.07 Approve Arrangements on Placement to For For Management
Shareholders of the Company
1.08 Approve Redemption or Repurchase Terms For For Management
1.09 Approve Guarantee Terms For For Management
1.10 Approve Use of Proceeds For For Management
1.11 Approve Way of Underwriting For For Management
1.12 Approve Trading and Exchange Markets For For Management
1.13 Approve Protection Measures for For For Management
Repayment
1.14 Approve Validity Period of the For For Management
Resolutions
1.15 Approve Authorization in Relation to For For Management
the Issue of Corporate Bonds
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MAYINGLONG PHARMACEUTICAL GROUP CO., LTD.
Ticker: 600993 Security ID: Y97116100
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: JUN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Annual Report and Summary For For Management
5 Approve Financial Statements For For Management
6 Approve Allocation of Income and For For Management
Dividends
7 Approve to Appoint Auditors and to Fix For For Management
Their Remuneration
8 Approve Use of Idle Own Funds to For For Management
Conduct Entrusted Asset Management
9 Amend Articles of Association For For Management
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S.F. HOLDING CO., LTD.
Ticker: 002352 Security ID: Y7T80Y105
Meeting Date: DEC 27, 2019 Meeting Type: Special
Record Date: DEC 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Wei as Non-Independent For For Management
Director
1.2 Elect Lin Zheying as Non-Independent For For Management
Director
1.3 Elect Zhang Yichen as Non-Independent For For Management
Director
1.4 Elect Deng Weidong as Non-Independent For For Management
Director
1.5 Elect Liu Chengwei as Non-Independent For For Management
Director
1.6 Elect Chen Fei as Non-Independent For For Management
Director
1.7 Elect Luo Shili as Non-Independent For For Management
Director
1.8 Elect Wu Weiting as Non-Independent For For Management
Director
2.1 Elect Zhou Zhonghui as Independent For For Management
Director
2.2 Elect Jin Li as Independent Director For For Management
2.3 Elect Ye Diqi as Independent Director For For Management
2.4 Elect Zhou Yongjian as Independent For For Management
Director
3.1 Elect Sun Xun as Supervisor For For Management
3.2 Elect Cen Ziliang as Supervisor For For Management
3.3 Elect Liu Jilu as Supervisor For For Management
4 Approve Adjustment to Allowance of For For Management
Independent Directors
5 Approve Repurchase and Cancellation of For For Management
Performance Shares
6 Approve Daily Related Party Transaction For For Management
7 Approve Amendments to Articles of For For Management
Association
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SAIC MOTOR CORP. LTD.
Ticker: 600104 Security ID: Y7443N102
Meeting Date: AUG 09, 2019 Meeting Type: Special
Record Date: AUG 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Xiaoqiu as Non-Independent For For Management
Director
2 Elect Shen Xiaosu as Supervisor For For Management
3.1 Approve Par Value and Issue Size For For Management
3.2 Approve Bond Interest Rate and Method For For Management
of Determination
3.3 Approve Bond Maturity and Bond Type For For Management
3.4 Approve Usage of Proceeds For For Management
3.5 Approve Issue Manner, Target For For Management
Subscribers, and Arrangements for
Placing Bonds with Shareholders
3.6 Approve Guarantee in Relation to Bond For For Management
Issuance
3.7 Approve Terms of Redemption or For For Management
Sell-Back
3.8 Approve Company's Credit Status and For For Management
Debt Repayment Guarantee Measures
3.9 Approve Underwriting Manner For For Management
3.10 Approve Listing Exchange For For Management
3.11 Approve Resolution Validity Period For For Management
4 Approve Authorization of the Board to For For Management
Handle All Matters Related to Shelf
Issuance of Corporate Bond
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SHANDONG GOLD MINING CO., LTD.
Ticker: 1787 Security ID: Y76831125
Meeting Date: SEP 27, 2019 Meeting Type: Special
Record Date: AUG 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Ultra Short-term For For Management
Financing Bonds
2 Authorize Board to Deal with All For For Management
Matters in Relation to the Issuance of
Ultra Short-term Financing Bonds
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SHANDONG GOLD MINING CO., LTD.
Ticker: 1787 Security ID: Y76831125
Meeting Date: AUG 23, 2019 Meeting Type: Special
Record Date: JUL 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Equity Interest For For Management
of SD Gold Capital Management Co., Ltd.
2 Approve Estimated New Daily Connected For For Management
Transactions After the Acquisition of
the Equity Interest of SD Gold Capital
Management Co., Ltd.
3 Amend Articles of Association For For Management
4 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights for H Shares
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SHANDONG PUBLISHING & MEDIA CO., LTD.
Ticker: 601019 Security ID: ADPV41225
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Annual Report and Summary For For Management
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve Use of Funds to Invest in For For Management
Financial Products
8 Approve Use of Raised Funds to Invest For For Management
in Financial Products
9 Approve Daily Related-party For For Management
Transactions
10 Approve Provision of Guarantee For For Management
11 Approve Allowance of Independent For For Management
Directors
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SHANGHAI JAHWA UNITED CO., LTD.
Ticker: 600315 Security ID: Y7685E109
Meeting Date: MAR 06, 2020 Meeting Type: Special
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision Plan For For Management
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SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 2607 Security ID: Y7685S108
Meeting Date: DEC 18, 2019 Meeting Type: Special
Record Date: DEC 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Share Option Scheme For For Management
2 Approve Assessment Measure for the For For Management
Implementation of the 2019 Share Option
Scheme
3 Authorize Board to Deal with All For For Management
Matters in Relation to the 2019 Share
Option Scheme
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SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 2607 Security ID: Y7685S116
Meeting Date: DEC 18, 2019 Meeting Type: Special
Record Date: DEC 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Share Option Scheme For For Management
2 Approve Assessment Measure for the For For Management
Implementation of the 2019 Share Option
Scheme
3 Authorize Board to Deal with All For For Management
Matters in Relation to the 2019 Share
Option Scheme
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 2607 Security ID: Y7685S116
Meeting Date: DEC 18, 2019 Meeting Type: Special
Record Date: DEC 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Share Option Scheme For For Management
2 Approve Assessment Management Measures For For Management
for the Implementation of the 2019
Share Option Scheme
3 Authorize Board to Deal with All For For Management
Matters in Relation to the 2019 Share
Option Scheme
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 2607 Security ID: Y7685S108
Meeting Date: DEC 18, 2019 Meeting Type: Special
Record Date: DEC 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Share Option Scheme For For Management
2 Approve Assessment Management Measures For For Management
for the Implementation of the 2019
Share Option Scheme
3 Authorize Board to Deal with All For For Management
Matters in Relation to the 2019 Share
Option Scheme
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 2607 Security ID: Y7685S108
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Annual Report For For Management
2 Approve 2019 Report of the Board of For For Management
Directors
3 Approve 2019 Report of the Board of For For Management
Supervisors
4 Approve 2019 Final Accounts Report and For For Management
2020 Financial Budget
5 Approve 2019 Profit Distribution Plan For For Management
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Domestic Auditor and
Authorize Board to Fix Their
Remuneration
7 Approve External Guarantees for 2020 For For Management
8 Approve Issuance of Debt Financing For For Management
Products
9 Approve Satisfaction of Conditions for For For Management
Issuing Corporate Bonds
10.01 Approve Face Value of Bonds to be For For Management
Issued and Scale of Issuance
10.02 Approve Issuing Price of Bonds and the For For Management
Way to Determine Interest Rate
10.03 Approve Variety and Term of Bonds For For Management
10.04 Approve Way of Principal and Interest For For Management
Repayment
10.05 Approve Way of Issuance For For Management
10.06 Approve Target of Issuance and For For Management
Arrangement of Placement to
Shareholders of the Company
10.07 Approve Use of Proceeds For For Management
10.08 Approve Guarantees For For Management
10.09 Approve Credit Standing of the Company For For Management
and Measures to Guarantee Repayment
10.10 Approve Way of Underwriting For For Management
10.11 Approve Listing Arrangements For For Management
10.12 Approve Period of Validity of the For For Management
Resolution
10.13 Approve Issuance on Authorizations for For For Management
the Executive Committee of the Board
11 Approve Application for Centralized For For Management
Registration of Different Types of Debt
Financing Instruments (DFI Model)
12 Approve Issuance of Equity or For Abstain Management
Equity-Linked Securities without
Preemptive Rights
13 Amend Articles of Association For For Management
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SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 2607 Security ID: Y7685S108
Meeting Date: JUN 23, 2020 Meeting Type: Special
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 2607 Security ID: Y7685S116
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Annual Report For For Management
2 Approve 2019 Report of the Board of For For Management
Directors
3 Approve 2019 Report of the Board of For For Management
Supervisors
4 Approve 2019 Final Accounts Report and For For Management
2020 Financial Budget
5 Approve 2019 Profit Distribution Plan For For Management
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Domestic Auditor and
Authorize Board to Fix Their
Remuneration
7 Approve External Guarantees for 2020 For For Management
8 Approve Issuance of Debt Financing For For Management
Products
9 Approve Satisfaction of Conditions for For For Management
Issuing Corporate Bonds
10.01 Approve Face Value of Bonds to be For For Management
Issued and Scale of Issuance
10.02 Approve Issuing Price of Bonds and the For For Management
Way to Determine Interest Rate
10.03 Approve Variety and Term of Bonds For For Management
10.04 Approve Way of Principal and Interest For For Management
Repayment
10.05 Approve Way of Issuance For For Management
10.06 Approve Target of Issuance and For For Management
Arrangement of Placement to
Shareholders of the Company
10.07 Approve Use of Proceeds For For Management
10.08 Approve Guarantees For For Management
10.09 Approve Credit Standing of the Company For For Management
and Measures to Guarantee Repayment
10.10 Approve Way of Underwriting For For Management
10.11 Approve Listing Arrangements For For Management
10.12 Approve Period of Validity of the For For Management
Resolution
10.13 Approve Issuance on Authorizations for For For Management
the Executive Committee of the Board
11 Approve Application for Centralized For For Management
Registration of Different Types of Debt
Financing Instruments (DFI Model)
12 Approve Issuance of Equity or For Abstain Management
Equity-Linked Securities without
Preemptive Rights
13 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 2607 Security ID: Y7685S116
Meeting Date: JUN 23, 2020 Meeting Type: Special
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
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SHENZHEN AIRPORT CO., LTD.
Ticker: 000089 Security ID: Y7741V103
Meeting Date: JAN 17, 2020 Meeting Type: Special
Record Date: JAN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction on For For Management
Entrusted Management of Information
Business
2 Approve Cooperation on International For For Management
Transit General Cargo Operation
Business
3 Approve Provision of Financial For For Management
Assistance of Controlling Shareholder
to Company
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SHENZHEN AIRPORT CO., LTD.
Ticker: 000089 Security ID: Y7741V103
Meeting Date: MAR 16, 2020 Meeting Type: Special
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Lin Xiaolong as Non-Independent For For Management
Director
1.2 Elect Xie Yousong as Non-Independent For For Management
Director
1.3 Elect Zhang Yan as Non-Independent For For Management
Director
2.1 Elect Ye Wenhua as Supervisor For For Management
2.2 Elect Shi Xiaomei as Supervisor For For Management
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SHENZHEN AIRPORT CO., LTD.
Ticker: 000089 Security ID: Y7741V103
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Daily Related-Party For For Management
Transactions
7 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
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SHENZHEN GAS CORP. LTD.
Ticker: 601139 Security ID: Y7T44L108
Meeting Date: APR 03, 2020 Meeting Type: Special
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wu Hongtao as Non-Independent For For Management
Director
2 Approve Provision of Guarantee for Loan For For Management
for Equity Acquisition
3 Approve Equity Transfer For For Management
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SHENZHEN GAS CORP. LTD.
Ticker: 601139 Security ID: Y7T44L108
Meeting Date: JUN 29, 2020 Meeting Type: Special
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Super Short-term For For Management
Commercial Papers
2 Elect Liao Haisheng as Supervisor For For Management
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SHENZHEN GAS CORP. LTD.
Ticker: 601139 Security ID: Y7T44L108
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAY 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Audited Financial Report For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Appointment of Auditor For For Management
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SOUTHERN PUBLISHING & MEDIA CO. LTD.
Ticker: 601900 Security ID: Y8088P105
Meeting Date: MAR 10, 2020 Meeting Type: Special
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in South Media Plaza For For Management
Project
2 Approve Provision of Guarantees For For Management
3 Approve Provision of Guarantee by For For Management
Subsidiary
4 Approve Related Party Transaction For For Management
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TANGSHAN SANYOU CHEMICAL INDUSTRIES CO., LTD.
Ticker: 600409 Security ID: Y8534X108
Meeting Date: AUG 06, 2019 Meeting Type: Special
Record Date: JUL 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Corporate Bond Issuance
2.1 Approve Par Value and Issue Scale For For Management
2.2 Approve Bond Maturity For For Management
2.3 Approve Bond Interest Rate and Method For For Management
of Determination
2.4 Approve Payment Manner of Capital and For For Management
Interest
2.5 Approve Issue Manner, Target For For Management
Subscribers and Placing Arrangement for
Shareholders
2.6 Approve Arrangement on Redemption and For For Management
Sale-back
2.7 Approve Use of Proceeds For For Management
2.8 Approve Safeguard Measures of Debts For For Management
Repayment
2.9 Approve Listing of the Bonds For For Management
2.10 Approve Underwriting Manner For For Management
2.11 Approve Resolution Validity Period For For Management
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
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TANGSHAN SANYOU CHEMICAL INDUSTRIES CO., LTD.
Ticker: 600409 Security ID: Y8534X108
Meeting Date: SEP 12, 2019 Meeting Type: Special
Record Date: SEP 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Dong Weicheng as Non-Independent For For Shareholder
Director
1.2 Elect Zheng Baishan as Non-Independent For For Shareholder
Director
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TANGSHAN SANYOU CHEMICAL INDUSTRIES CO., LTD.
Ticker: 600409 Security ID: Y8534X108
Meeting Date: NOV 15, 2019 Meeting Type: Special
Record Date: NOV 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhao Xuan as Independent Director For For Management
2 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
3 Approve Management System for Incentive For For Management
Funds of Senior Management Members
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TEBIAN ELECTRIC APPARATUS STOCK CO., LTD.
Ticker: 600089 Security ID: Y8550D101
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Capitalization of Capital Reserves
5 Approve Report of the Independent For For Management
Directors
6 Approve Annual Report and Summary For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Hedging and Forward Foreign For For Management
Exchange Transactions
9 Approve Related Party Transaction For For Management
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TEBIAN ELECTRIC APPARATUS STOCK CO., LTD.
Ticker: 600089 Security ID: Y8550D101
Meeting Date: JAN 13, 2020 Meeting Type: Special
Record Date: JAN 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction with For For Management
Xinjiang Zhonghe Co., Ltd.
2 Approve Provision of Guarantee to For For Management
Wholly-owned Subsidiary by Controlling
Shareholder
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TEBIAN ELECTRIC APPARATUS STOCK CO., LTD.
Ticker: 600089 Security ID: Y8550D101
Meeting Date: MAR 09, 2020 Meeting Type: Special
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
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TEBIAN ELECTRIC APPARATUS STOCK CO., LTD.
Ticker: 600089 Security ID: Y8550D101
Meeting Date: SEP 02, 2019 Meeting Type: Special
Record Date: AUG 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
2 Elect Xu Ying as Non-Independent For For Management
Director
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TEBIAN ELECTRIC APPARATUS STOCK CO., LTD.
Ticker: 600089 Security ID: Y8550D101
Meeting Date: DEC 09, 2019 Meeting Type: Special
Record Date: DEC 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in a Project For For Management
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TSINGTAO BREWERY CO., LTD.
Ticker: 168 Security ID: Y8997D110
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: MAY 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Work Report of the Board For For Management
of Directors
2 Approve 2019 Report of the Board of For For Management
Supervisors
3 Approve 2019 Financial Report (Audited) For For Management
4 Approve 2019 Profit and Dividend For For Management
Distribution Plan
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Auditor and Authorize Board
to Fix Their Remuneration
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Internal Control Auditor
and Authorize Board to Fix Their
Remuneration
7 Elect Xiao Geng as Director For For Shareholder
8 Elect Sheng Lei Ming as Director For For Shareholder
9 Approve Restricted A Share Incentive For For Management
Plan and Its Summary
10 Approve Assessment Management Measures For For Management
for the Restricted A Share Incentive
Plan
11 Approve Mandate Granted by the General For For Management
Meeting to the Board to Handle the
Relevant Matters in Respect of the
Restricted A Share Incentive Plan
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TSINGTAO BREWERY CO., LTD.
Ticker: 168 Security ID: Y8997D110
Meeting Date: JUN 08, 2020 Meeting Type: Special
Record Date: MAY 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Restricted A Share Incentive For For Management
Plan and Its Summary
2 Approve Assessment Management Measures For For Management
for the Restricted A Share Incentive
Plan
3 Approve Mandate Granted by the General For For Management
Meeting to the Board to Handle the
Relevant Matters in Respect of the
Restricted A Share Incentive Plan
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UNISPLENDOUR CO., LTD.
Ticker: 000938 Security ID: Y8997B106
Meeting Date: JUN 29, 2020 Meeting Type: Annual
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Allocation of Income and For For Management
Capitalization of Capital Reserves
6 Approve Appointment of Financial Report For For Management
and Internal Control Auditor as well as
Payment of Remuneration
7 Approve Signing of Financial Services For Against Management
Agreement and Provision of Guarantee
8 Approve Provision of Guarantee for For For Management
Comprehensive Credit Line Application
of Subsidiary
9 Approve Provision of Guarantee for For For Management
Credit Line Application of Subsidiary
10 Amend Articles of Association For For Management
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UNISPLENDOUR CO., LTD.
Ticker: 000938 Security ID: Y8997B106
Meeting Date: JUN 22, 2020 Meeting Type: Special
Record Date: JUN 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Type and Par Value For For Management
2.2 Approve Issue Manner and Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Manner of Pricing and Issue For For Management
Price
2.5 Approve Issue Size For For Management
2.6 Approve Lock-Up Period For For Management
2.7 Approve Amount and Use of Proceeds For For Management
2.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.9 Approve Listing Exchange For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan for Private Placement of For For Management
New Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Undertakings of Remedial For For Management
Measures by the Relevant Parties in
Relation to the Dilution of Current
Returns as a Result of the Private
Placement
8 Approve Authorization of the Board to For For Management
Handle All Related Matters
9 Approve Shareholder Return Plan For For Management
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UNISPLENDOUR CO., LTD.
Ticker: 000938 Security ID: Y8997B106
Meeting Date: JUN 08, 2020 Meeting Type: Special
Record Date: JUN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision Plan For For Management
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YIXINTANG PHARMACEUTICAL GROUP CO., LTD.
Ticker: 002727 Security ID: Y98815106
Meeting Date: MAY 29, 2020 Meeting Type: Special
Record Date: MAY 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Lease of Property to Affiliated For For Management
Company
2 Approve Use of 2017 Funds for Financial For For Management
Products
3 Approve Use of 2018 Funds for Financial For For Management
Products
4 Approve Use of Funds to Replenish For For Management
Working Capital
5 Approve Credit Line Application For For Management
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YUNNAN BAIYAO GROUP CO., LTD.
Ticker: 000538 Security ID: Y9879F108
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor and For For Management
Internal Control Auditor
7 Approve Draft and Summary of Stock For For Management
Option Incentive Plan
8 Approve Assessment and Management For For Management
Measures of the Stock Option Incentive
Plan
9 Approve Company Shares Repurchase to For For Management
Implement Employee Incentive Plan
10 Approve Authorization of Board to For For Management
Handle All Matters Related to the Stock
Option Incentive Plan
11 Approve Authorize Board to Deal with For For Management
All Matters in Relation to the Share
Repurchase
--------------------------------------------------------------------------------
YUNNAN BAIYAO GROUP CO., LTD.
Ticker: 000538 Security ID: Y9879F108
Meeting Date: AUG 21, 2019 Meeting Type: Special
Record Date: AUG 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve Use of Own Funds for Adjustment For Against Management
on Securities Investment
3.1 Elect Chen Fashu as Non-Independent For Against Management
Director
3.2 Elect Chen Yanhui as Non-Independent For Against Management
Director
3.3 Elect Wang Rong as Non-Independent For Against Management
Director
3.4 Elect Na Pengjie as Non-Independent For Against Management
Director
3.5 Elect Li Shuangyou as Non-Independent For Against Management
Director
3.6 Elect Wang Minghui as Non-Independent For Against Management
Director
3.7 Elect Yang Changhong as Non-Independent For Against Management
Director
4.1 Elect Yin Xiaobing as Independent For For Management
Director
4.2 Elect Dai Yang as Independent Director For For Management
4.3 Elect Zhang Yongliang as Independent For For Management
Director
5.1 Elect You Guanghui as Supervisor For For Shareholder
5.2 Elect Zhong Jie as Supervisor For For Shareholder
5.3 Elect Song Chengli as Supervisor For For Shareholder
5.4 Elect Wu Qun as Supervisor For For Shareholder
--------------------------------------------------------------------------------
YUNNAN BAIYAO GROUP CO., LTD.
Ticker: 000538 Security ID: Y9879F108
Meeting Date: OCT 29, 2019 Meeting Type: Special
Record Date: OCT 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For For Management
(Draft) and Summary
2 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
3 Approve Draft of Employee Share For For Management
Purchase Plan Management Method
4 Approve Incentive Fund Management For For Management
Method
5 Approve Working Rules of the For For Management
Remuneration and Evaluation Management
System of Board of Directors,
Supervisors and Core Personnel
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY COMPANY LIMITED
Ticker: 1818 Security ID: Y988A6104
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Report of the Board of For For Management
Directors
2 Approve 2019 Report of the Supervisory For For Management
Committee
3 Approve 2019 Audited Financial Report For For Management
4 Approve Final Dividend For For Management
5 Approve Ernst & Young and Ernst & Young For For Management
Hua Ming LLP as International Auditor
and the PRC Auditor of the Company
Respectively and Authorize Board to Fix
Their Remuneration
6 Elect Huang Zhen as Director For For Management
7 Elect Zhang Banglong as Director For For Management
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and H Shares
2 Authorize Repurchase of Issued H Share For For Management
Capital
3a Amend Articles of Association For For Management
3b Authorize Board to Deal with All For For Management
Matters in Relation to the Amendments
to the Articles of Association
4 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY COMPANY LIMITED
Ticker: 1818 Security ID: Y988A6104
Meeting Date: JUN 05, 2020 Meeting Type: Special
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued H Share For For Management
Capital
3a Amend Articles of Association For For Management
3b Authorize Board to Deal with All For For Management
Matters in Relation to the Amendments
to the Articles of Association
4 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
--------------------------------------------------------------------------------
ZHUZHOU CRRC TIMES ELECTRIC CO., LTD.
Ticker: 3898 Security ID: Y9892N104
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Report of the Board of For For Management
Directors
2 Approve 2019 Report of the Supervisory For For Management
Committee
3 Approve 2019 Audited Consolidated For For Management
Financial Statements and Auditor's
Report
4 Approve 2019 Profit Distribution Plan For For Management
and Final Dividend
5 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditors and Authorize Board to Fix
Their Remuneration
6 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
7 Elect Li Donglin as Director and For For Management
Approve His Emolument
8 Elect Yang Shouyi as Director and For For Management
Approve His Emolument
9 Elect Liu Ke'an as Director and Approve For For Management
His Emolument
10 Elect Yan Wu as Director and Approve For For Management
His Emolument
11 Elect Zhang Xinning as Director and For For Management
Approve His Emolument
12 Elect Chan Kam Wing, Clement as For For Management
Director and Approve His Emolument
13 Elect Pao Ping Wing as Director and For Against Management
Approve His Emolument
14 Elect Liu Chunru as Director and For For Management
Approve Her Emolument
15 Elect Chen Xiaoming as Director and For For Management
Approve His Emolument
16 Elect Gao Feng as Director and Approve For For Management
His Emolument
17 Elect Li Lue as Supervisor and Approve For For Management
His Emolument
18 Elect Geng Jianxin as Supervisor and For For Management
Approve His Emolument
19 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and/or H Shares
20 Amend Articles of Association and For Against Management
Related Transactions
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Morgan Stanley China A Share Fund, Inc.
| By (Signature and Title)* | /s/ John H. Gernon | |
| John H. Gernon | ||
| President and Principal Executive Officer |
Date August 28, 2020
* Print the name and title of each signing officer under his or her signature.