UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21926
Morgan Stanley China A Share Fund, Inc.
(Exact name of registrant as specified in charter)
| 522 Fifth Avenue, New York, New York | 10036 |
| (Address of principal executive offices) | (Zip code) |
Mary E. Mullin, Esq.
Managing Director
Morgan Stanley Investment Management Inc.
522 Fifth Avenue
New York, New York 10036
(Name and address of agent for service)
Registrant's telephone number, including area code: 800-231-2608
Date of fiscal year end: 12/31
Date of reporting period: 7/1/18 – 6/30/19
*******************************FORM N - Px REPORT*******************************
ICA File Number: 811-21926
Reporting Period: 07/01/2018 - 06/30/2019
Morgan Stanley China A Share Fund, Inc.
==================== Morgan Stanley China A Share Fund, Inc. ===================
AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: DEC 07, 2018 Meeting Type: Special
Record Date: NOV 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Reduction of Subsidiary For For Management
2 Approve Shareholding Capital Reduction For For Management
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AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: JAN 25, 2019 Meeting Type: Special
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Financial Service For For Management
Agreement
2 Approve 2018 Related-party Transactions For For Management
with Ultimate Controller and Its
Related Parties
3 Approve 2019 Related-party Transactions For For Management
with Ultimate Controller and Its
Related Parties
4 Approve 2019 External Guarantee For Against Management
5 Approve Financing Application and For For Management
Authorization on Signing the Relevant
Agreement
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AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: NOV 19, 2018 Meeting Type: Special
Record Date: NOV 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continuing Connected For For Management
Transaction with Ultimate Controlling
Shareholder and Related Parties
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AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: JUN 06, 2019 Meeting Type: Special
Record Date: MAY 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For Abstain Management
Association
2 Approve Additional External Guarantee For For Management
Provision
3.1 Elect Chen Shaoyang as Non-Independent For For Management
Director
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AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: APR 19, 2019 Meeting Type: Annual
Record Date: APR 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Report of the Independent For For Management
Directors
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve Financial Budget Report For For Management
8 Approve 2018 Related Party Transactions For For Management
9 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
10 Approve Remuneration of Internal For For Management
Directors and Senior Management
11 Approve Appointment of Auditor For For Management
12 Approve Shareholders' Capital Reduction For For Management
and Related Party Transactions
13 Approve Asset Restructuring and For For Management
Cancellation Related Matters
14 Approve Resignation of Director Huang For For Shareholder
Xingdong and Elect Li Jun as
Non-Independent Director, Board
Strategy Committee and Confidential
Committee Member
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AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: SEP 14, 2018 Meeting Type: Special
Record Date: SEP 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional 2018 Financing Limit For For Management
and Authorization to Sign Relevant
Agreements
2 Approve Changes in Implementation For For Management
Contents of Raised Funds Investment
Project
3 Approve Capital Reduction Plan by For For Management
Related Party
4 Amend Part of the Management System For Against Management
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BANK OF CHINA LTD.
Ticker: 3988 Security ID: Y13905107
Meeting Date: JAN 04, 2019 Meeting Type: Special
Record Date: DEC 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
2.1 Approve Type of Securities to be Issued For For Management
and Issue Size
2.2 Approve Par Value and Issue Price For For Management
2.3 Approve Term For For Management
2.4 Approve Method of Issuance For For Management
2.5 Approve Target Investors For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Terms of Dividend Distribution For For Management
2.8 Approve Terms of Compulsory Conversion For For Management
2.9 Approve Terms of Conditional Redemption For For Management
2.10 Approve Voting Rights Restrictions For For Management
2.11 Approve Voting Rights Restoration For For Management
2.12 Approve Order of Priority and Method of For For Management
Liquidation
2.13 Approve Rating Arrangement For For Management
2.14 Approve Guarantee Arrangement For For Management
2.15 Approve Use of Proceeds from the For For Management
Issuance of the Domestic Preference
Shares
2.16 Approve Trading Transfer Arrangement For For Management
2.17 Approve Relationship Between Offshore For For Management
and Domestic Issuance
2.18 Approve Validity Period of the For For Management
Resolution in Respect of the Issuance
of the Domestic Preference Shares
2.19 Approve the Application and Approval For For Management
Procedures to be Completed for the
Issuance
2.20 Approve Matters Relating to For For Management
Authorization
3.1 Approve Type of Securities to be Issued For For Management
and Issue Size
3.2 Approve Par Value and Issue Price For For Management
3.3 Approve Term For For Management
3.4 Approve Method of Issuance For For Management
3.5 Approve Target Investors For For Management
3.6 Approve Lock-up Period For For Management
3.7 Approve Terms of Dividend Distribution For For Management
3.8 Approve Terms of Compulsory Conversion For For Management
3.9 Approve Terms of Conditional Redemption For For Management
3.10 Approve Voting Rights Restrictions For For Management
3.11 Approve Voting Rights Restoration For For Management
3.12 Approve Order of Priority and Method of For For Management
Liquidation
3.13 Approve Rating Arrangement For For Management
3.14 Approve Guarantee Arrangement For For Management
3.15 Approve Use of Proceeds from the For For Management
Issuance of the Offshore Preference
Shares
3.16 Approve Trading Transfer Arrangement For For Management
3.17 Approve Relationship Between Offshore For For Management
and Domestic Issuance
3.18 Approve Validity Period of the For For Management
Resolution in Respect of the Issuance
of the Offshore Preference Shares
3.19 Approve Application and Approval For For Management
Procedures to be Completed for the
Issuance
3.20 Approve Matters Relating to For For Management
Authorization
4 Approve the Impact on Dilution of For For Management
Current Returns and Remedial Measures
Upon theIssuance of Preference Shares
of the Bank
5 Approve Shareholder Return Plan in the For For Management
Next Three Years (2018-2020)
6 Elect Wu Fulin as Director For For Shareholder
7 Elect Lin Jingzhen as Director For For Shareholder
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BANK OF COMMUNICATIONS CO., LTD.
Ticker: 3328 Security ID: Y06988110
Meeting Date: JUN 21, 2019 Meeting Type: Annual
Record Date: MAY 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Report of the Board of For For Management
Directors
2 Approve 2018 Report of the Supervisory For For Management
Committee
3 Approve 2018 Financial Report For For Management
4 Approve 2018 Profit Distribution Plan For For Management
5 Approve 2019 Fixed Assets Investment For For Management
Plan
6 Approve PricewaterhouseCoopers as For For Management
International Auditor and
PricewaterhouseCoopers Zhong Tian LLP
as Domestic Auditor and Authorize Board
to Determine and Enter Into Respective
Engagement with Them
7 Approve Utilization Report of Raised For For Management
Funds
8 Approve Extension of the Validity For For Management
Period of the Resolutions in Relation
to the Public Issuance of A Share
Convertible Corporate Bonds and the
Authorization Period
9 Approve Remuneration Plan for For For Management
Independent Non-Executive Directors
10 Approve Remuneration Plan of For For Management
Supervisors
11.01 Elect Ren Deqi as Director For For Management
11.02 Elect Hou Weidong as Director For For Management
11.03 Elect Wu Wei as Director For For Management
11.04 Elect Wong Pik Kuen, Helen as Director For For Management
11.05 Elect Chan Siu Chung as Director For For Management
11.06 Elect Song Hongjun as Director For For Management
11.07 Elect Chen Junkui as Director For For Management
11.08 Elect Liu Haoyang as Director For For Management
11.09 Elect Li Jian as Director For For Management
11.10 Elect Liu Li as Director For For Management
11.11 Elect Yeung Chi Wai, Jason as Director For For Management
11.12 Elect Woo Chin Wan, Raymond as Director For For Management
11.13 Elect Cai Haoyi as Director For For Management
11.14 Elect Shi Lei as Director For For Management
12.01 Elect Feng Xiaodong as Supervisor For For Management
12.02 Elect Wang Xueqing as Supervisor For For Management
12.03 Elect Tang Xinyu as Supervisor For For Management
12.04 Elect Xia Zhihua as Supervisor For For Management
12.05 Elect Li Yao as Supervisor For For Management
12.06 Elect Chen Hanwen as Supervisor For For Management
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BANK OF COMMUNICATIONS CO., LTD.
Ticker: 3328 Security ID: Y06988110
Meeting Date: JUN 21, 2019 Meeting Type: Special
Record Date: MAY 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Validity For For Management
Period of the Resolutions in Relation
to the Public Issuance of A Share
Convertible Corporate Bonds and the
Authorization Period
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BANK OF COMMUNICATIONS CO., LTD.
Ticker: 3328 Security ID: Y06988110
Meeting Date: JAN 04, 2019 Meeting Type: Special
Record Date: DEC 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wu Wei as Director For For Management
2 Approve Issuance of Qualified For For Management
Write-down Tier 2 Capital Bonds and
Related Transactions
3 Approve Remuneration Plan of Directors For For Management
4 Approve Remuneration Plan of For For Management
Supervisors
5 Approve Amendments to the Authorization For For Management
to the Board
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BANK OF COMMUNICATIONS CO., LTD.
Ticker: 3328 Security ID: Y06988110
Meeting Date: MAY 20, 2019 Meeting Type: Special
Record Date: APR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Write-down Undated For For Management
Capital Bonds and Authorize the Board
to Handle Relevant Matters in Relation
to Issuance of Write-down Undated
Capital Bonds
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BEIJING THUNISOFT CORP. LTD.
Ticker: 300271 Security ID: Y0R73R114
Meeting Date: JUN 28, 2019 Meeting Type: Special
Record Date: JUN 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Shao Xue as Non-Independent For For Management
Director
1.2 Elect Lv Bin as Non-Independent For For Management
Director
1.3 Elect Zhao Xiaoming as Non-Independent For For Management
Director
1.4 Elect Gan Yujing as Non-Independent For For Management
Director
2.1 Elect Gan Peizhong as Independent For For Management
Director
2.2 Elect Zhu Hengyuan as Independent For For Management
Director
2.3 Elect Xiao Xing as Independent Director For For Management
3.1 Elect Wang Zhen as Supervisor For For Management
3.2 Elect Gong Wei as Supervisor For For Management
4 Approve Change of Auditor For For Management
5 Approve Amendments to Articles of For For Management
Association
6 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
7 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisor
8 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
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BEIJING THUNISOFT CORP. LTD.
Ticker: 300271 Security ID: Y0773R108
Meeting Date: DEC 20, 2018 Meeting Type: Special
Record Date: DEC 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary on Stock For For Management
Option Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve Changes in Registered Capital For For Management
and Amend Articles of Association
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BEIJING THUNISOFT CORP. LTD.
Ticker: 300271 Security ID: Y0R73R114
Meeting Date: MAY 20, 2019 Meeting Type: Annual
Record Date: MAY 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Remuneration of Directors For For Management
6.1 Approve Remuneration of Non-Independent For For Management
Directors
6.2 Approve Allowance of Independent For For Management
Directors
7 Approve Remuneration of Supervisors For For Management
7.1 Approve Remuneration of Fan Jiaojiao For For Management
7.2 Approve Remuneration of Wang Zhen For For Management
7.3 Approve Remuneration of Wang Yue For For Management
8 Approve Repurchase and Cancellation of For For Management
Performance Shares
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BEIJING TONGRENTANG CO., LTD.
Ticker: 600085 Security ID: Y0771B105
Meeting Date: JUN 12, 2019 Meeting Type: Annual
Record Date: JUN 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Board of For For Management
Supervisors
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of Auditor and to For For Management
Fix Their Remuneration
7 Elect Di Shubing as Non-Independent For For Shareholder
Director
8 Approve Amendments to Articles of For For Management
Association
9 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
10 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
11 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
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BLUEFOCUS INTELLIGENT COMMUNICATIONS GROUP CO. LTD.
Ticker: 300058 Security ID: Y091AZ103
Meeting Date: SEP 07, 2018 Meeting Type: Special
Record Date: AUG 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment on Conversion Price For Against Management
of Convertible Bonds
2 Approve Authorization of the Board to For Against Shareholder
Handle All Related Matters
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BLUEFOCUS INTELLIGENT COMMUNICATIONS GROUP CO. LTD.
Ticker: 300058 Security ID: Y091AZ103
Meeting Date: OCT 25, 2018 Meeting Type: Special
Record Date: OCT 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Internal Guarantee For For Management
for the External Loan of Offshore
Wholly-Owned Subsidiary
2 Approve Guarantee Provision Plan For For Management
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CHINA CITIC BANK CORP. LTD.
Ticker: 998 Security ID: Y1434M116
Meeting Date: JAN 30, 2019 Meeting Type: Special
Record Date: DEC 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Further Extension of the For For Management
Validity Period in Relation to Public
Issuance of A Share Convertible
Corporate Bonds
2 Approve Further Extension of the For For Management
Authorization Period in Relation to
Issuance and Listing of A Share
Convertible Corporate Bonds
3 Approve Conformity to Conditions on For For Management
Non-public Offering of Preference
Shares
4.01 Approve Type and Quantity of Securities For For Management
to be Issued
4.02 Approve Par Value and Offering Price For For Management
4.03 Approve Term For For Management
4.04 Approve Use of Proceed For For Management
4.05 Approve Offering Method and Target For For Management
Investors
4.06 Approve Profit Distribution Mode for For For Management
Preference Shareholders
4.07 Approve Mandatory Conversion Clause For For Management
4.08 Approve Conditional Redemption Clause For For Management
4.09 Approve Voting Right Restriction and For For Management
Restoration Clause
4.10 Approve Liquidation Preference and For For Management
Method
4.11 Approve Rating Arrangements For For Management
4.12 Approve Guarantee Arrangements For For Management
4.13 Approve Transfer and Trading For For Management
Arrangement
4.14 Approve Validity of the Resolution on For For Management
This Offering
5 Approve Authorization in Relation to For For Management
Non-public Offering of Preference
Shares
6 Approve Amendments to Articles of For For Management
Association
7 Approve Dilution of Immediate Return by For For Management
Preference Share Issuance
8 Approve General Authorization to Issue For For Management
Financial Bonds and Tier-Two Capital
Bonds
9 Approve Administrative Measures on For For Management
Equity of the Bank
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CHINA CITIC BANK CORP. LTD.
Ticker: 998 Security ID: Y1434M116
Meeting Date: JAN 30, 2019 Meeting Type: Special
Record Date: DEC 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Further Extension of the For For Management
Validity Period in Relation to Public
Issuance of A Share Convertible
Corporate Bonds
2 Approve Further Extension of the For For Management
Authorization Period in Relation to
Issuance and Listing of A Share
Convertible Corporate Bonds
3.01 Approve Type and Quantity of Securities For For Management
to be Issued
3.02 Approve Par Value and Offering Price For For Management
3.03 Approve Term For For Management
3.04 Approve Use of Proceeds For For Management
3.05 Approve Offering Method and Target For For Management
Investors
3.06 Approve Profit Distribution Mode for For For Management
Preference Shareholders
3.07 Approve Mandatory Conversion Clause For For Management
3.08 Approve Conditional Redemption Clause For For Management
3.09 Approve Voting Right Restriction and For For Management
Restoration Clause
3.10 Approve Liquidation Preference and For For Management
Method
3.11 Approve Rating Arrangements For For Management
3.12 Approve Guarantee Arrangements For For Management
3.13 Approve Transfer and Trading For For Management
Arrangement
3.14 Approve Validity of the Resolution on For For Management
This Offering
4 Approve Authorization in Relation to For For Management
Non-public Offering of Preference
Shares
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CHINA CITIC BANK CORPORATION LIMITED
Ticker: 998 Security ID: Y1434M116
Meeting Date: MAY 24, 2019 Meeting Type: Annual
Record Date: APR 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Annual Report For For Management
2 Approve 2018 Financial Report For For Management
3 Approve 2018 Profit Distribution Plan For For Management
4 Approve 2019 Financial Budget Plan For For Management
5 Approve Engagement of Accounting Firms For Against Management
and Their Fees
6 Approve 2018 Special Report on Related For For Management
Party Transactions
7 Approve 2018 Report of the Board of For For Management
Directors
8 Approve 2018 Report of the Board of For For Management
Supervisors
9 Approve Issuance of Undated Capital For For Management
Bonds
10 Elect Guo Danghuai as Director For For Shareholder
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CHINA CYTS TOURS HOLDING CO., LTD.
Ticker: 600138 Security ID: Y1400N106
Meeting Date: SEP 26, 2018 Meeting Type: Special
Record Date: SEP 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appointment of Auditor For For Management
2 Approve Investment in a Project by For For Management
Wuzhen Tourism
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CHINA CYTS TOURS HOLDING CO., LTD.
Ticker: 600138 Security ID: Y1400N106
Meeting Date: MAY 24, 2019 Meeting Type: Annual
Record Date: MAY 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Report of the Independent For For Management
Directors
7 Approve Guarantee Provision Plan For Against Management
8 Approve Daily Related-party For For Management
Transactions
8.1 Approve Transaction with Beijing Gubei For For Management
Water Town Tourism Co., Ltd.
8.2 Approve Transaction with Zhongqing For For Management
Travel Hongqi (Guangqin) Fund
Management Co., Ltd.
8.3 Approve Transaction with CYTS Yaoyue For For Management
(Beijing) Tourism Co., Ltd.
8.4 Approve Transaction with China For For Management
Everbright Group Co., Ltd. and its
Subsidiaries
9 Approve to Appoint Auditor For For Management
10 Approve Amendments to Articles of For Against Management
Association
11 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
12 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
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CHINA CYTS TOURS HOLDING CO., LTD.
Ticker: 600138 Security ID: Y1400N106
Meeting Date: DEC 28, 2018 Meeting Type: Special
Record Date: DEC 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Kang Guoming as Non-Independent For For Management
Director
1.2 Elect Qiu Wenhe as Non-Independent For For Management
Director
1.3 Elect Xu Xi as Non-Independent Director For For Management
1.4 Elect Chen Changhong as Non-Independent For For Management
Director
1.5 Elect Zheng Yingyu as Non-Independent For For Management
Director
1.6 Elect Zhang Lijun as Non-Independent For For Management
Director
1.7 Elect Ni Yangping as Non-Independent For For Management
Director
2.1 Elect Zhou Qifeng as Independent For For Management
Director
2.2 Elect Li Donghui as Independent For For Management
Director
2.3 Elect Huang Jianhua as Independent For For Management
Director
2.4 Elect Zhai Jinbu as Independent For For Management
Director
3.1 Elect Zha Derong as Supervisor For For Management
3.2 Elect Pan Wenjie as Supervisor For For Management
4 Approve Allowance of Independent For For Management
Directors
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CHINA CYTS TOURS HOLDING CO., LTD.
Ticker: 600138 Security ID: Y1400N106
Meeting Date: JUL 23, 2018 Meeting Type: Special
Record Date: JUL 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Participation in the For For Management
Acquisition of Equity
2 Approve Authorization of Board to For For Management
Handle All Matters Related to the
Acquisition of Equity
3 Approve Provision of Financial Support For For Management
to a Controlled Subsidiary
4 Approve Related-party Transaction in For For Management
Connection to Application of Loan by
Company
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CHINA EVERBRIGHT BANK CO. LTD.
Ticker: 6818 Security ID: Y1477U124
Meeting Date: FEB 27, 2019 Meeting Type: Special
Record Date: JAN 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Engagement of Accounting For For Management
Firms and Authorize Board to Fix Their
Remuneration
1 Approve Extension of Validity Period of For For Management
the Resolutions for the Domestic
Non-Public Preference Shares Issuance
2 Approve Grant of Specific Mandate to For For Management
the Directors to Handle Matters
Relating to the Domestic Non-Public
Preference Shares Issuance
3 Amend Articles of Association For For Management
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CHINA EVERBRIGHT BANK CO. LTD.
Ticker: 6818 Security ID: Y1477U124
Meeting Date: FEB 27, 2019 Meeting Type: Special
Record Date: JAN 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Validity Period of For For Management
the Resolutions for the Domestic
Non-Public Preference Shares Issuance
2 Approve Grant of Specific Mandate to For For Management
the Directors to Handle Matters
Relating to the Domestic Non-Public
Preference Shares Issuance
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CHINA EVERBRIGHT BANK CO. LTD.
Ticker: 6818 Security ID: Y1477U124
Meeting Date: DEC 21, 2018 Meeting Type: Special
Record Date: NOV 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Chairman and For For Management
Vice Chairman of the Board of
Supervisors
2 Elect Ge Haijiao as Director For For Shareholder
1 Amend Articles of Association For For Management
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CHINA EVERBRIGHT BANK CO. LTD.
Ticker: 6818 Security ID: Y1477U116
Meeting Date: DEC 21, 2018 Meeting Type: Special
Record Date: NOV 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Remuneration of Chairman and For For Management
Vice Chairman of the Board of
Supervisors
3 Elect Ge Haijiao as Director For For Shareholder
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CHINA EVERBRIGHT BANK COMPANY LIMITED
Ticker: 6818 Security ID: Y1477U124
Meeting Date: MAY 30, 2019 Meeting Type: Annual
Record Date: APR 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Work Report of the Board For For Management
of Directors
2 Approve 2018 Work Report of the Board For For Management
of Supervisors
3 Approve 2019 Budget Plan of Fixed Asset For For Management
Investment
4 Approve 2018 Audited Accounts Report For For Management
5 Approve 2018 Profit Distribution Plan For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Remuneration of Supervisors For For Management
8 Elect Hong Yongmiao as Director For For Management
9 Elect Shao Ruiqing as Director For For Management
10 Approve the Report of Use of Proceeds For For Management
from Previous Offering of the Company
11 Approve Amendments to the Plan of For For Management
Authorization By Shareholders' General
Meeting to to the Board of Directors
1 Approve Issuance of Non-Fixed Term For For Management
Capital Bonds
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CHINA FORTUNE LAND CO., LTD.
Ticker: 600340 Security ID: Y98912101
Meeting Date: AUG 30, 2018 Meeting Type: Special
Record Date: AUG 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Corporate Bond Issuance
2 Approve Corporate Bond Issuance For For Management
2.1 Approve Par Value and Issue Size For For Management
2.2 Approve Bond Maturity For For Management
2.3 Approve Bond Interest Rate and For For Management
Repayment Manner of Capital and
Interest
2.4 Approve Issue Manner For For Management
2.5 Approve Guarantee Arrangement For For Management
2.6 Approve Terms of Redemption and Terms For For Management
of Sell-Back
2.7 Approve Use of Proceeds For For Management
2.8 Approve Target Subscribers and Placing For For Management
Arrangement for Shareholders
2.9 Approve Underwriting Manner and Listing For For Management
Arrangement
2.10 Approve Company Credit Status and For For Management
Safeguard Measures of Debts Repayment
2.11 Approve Resolution Validity Period For For Management
3 Approve Authorization of the Board to For For Management
Handle All Related Matters Regarding
Corporate Bond Issuance
4 Approve Set-up of Special Account for For For Management
Raised Funds in Connection to the
Corporate Bond Issuance
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CHINA FORTUNE LAND DEVELOPMENT CO., LTD.
Ticker: 600340 Security ID: Y98912101
Meeting Date: MAY 21, 2019 Meeting Type: Annual
Record Date: MAY 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Annual Report and Summary For For Management
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve to Appoint Auditor For For Management
8 Approve 2018 and 2019 Remuneration of For For Management
Directors
9 Approve 2018 and 2019 Remuneration of For For Management
Supervisors
10 Approve Provision of Guarantee for For For Shareholder
Foreign Bond Issuance of Subsidiary
11 Approve Loan Provision to Associate For Against Shareholder
Company and Related-party Transaction
12 Approve Provision of Guarantee to For For Shareholder
Subsidiary
13 Approve Provision of Guarantee and For For Shareholder
Counter Guarantee
14 Approve Provision of Guarantee Between For For Shareholder
Associate Company
15 Approve Additional 2019 Guarantee Plan For For Shareholder
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CHINA FORTUNE LAND DEVELOPMENT CO., LTD.
Ticker: 600340 Security ID: Y98912101
Meeting Date: DEC 07, 2018 Meeting Type: Special
Record Date: NOV 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve Provision of Guarantee for For For Management
Subsidiary
--------------------------------------------------------------------------------
CHINA FORTUNE LAND DEVELOPMENT CO., LTD.
Ticker: 600340 Security ID: Y98912101
Meeting Date: NOV 19, 2018 Meeting Type: Special
Record Date: NOV 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee to For For Management
Subsidiary and Third Party
2 Approve Asset-backed Securities For For Management
3 Approve Provision of Guarantee to For For Management
Subsidiary
--------------------------------------------------------------------------------
CHINA FORTUNE LAND DEVELOPMENT CO., LTD.
Ticker: 600340 Security ID: Y98912101
Meeting Date: OCT 08, 2018 Meeting Type: Special
Record Date: SEP 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Provision of Guarantee For For Shareholder
3.1 Elect Meng Sen as Non-independent For For Shareholder
Director
3.2 Elect Wang Wei as Non-independent For For Shareholder
Director
--------------------------------------------------------------------------------
CHINA FORTUNE LAND DEVELOPMENT CO., LTD.
Ticker: 600340 Security ID: Y98912101
Meeting Date: APR 08, 2019 Meeting Type: Special
Record Date: APR 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Medium-term Notes For For Management
2 Approve Issuance of Overseas Bond and For For Management
Provision of Guarantee for Subsidiary
3 Approve Issuance of Corporate Bonds For Abstain Shareholder
4 Approve Adjustment on Guarantee For Abstain Shareholder
Provision Plan
5 Approve Provision of Guarantee to For Abstain Shareholder
Subsidiary
6 Approve Provision of Guarantee to For Abstain Shareholder
Associate Company
7 Approve Purchase of Liability Insurance For Abstain Shareholder
for Directors, Supervisors and Senior
Management Members
--------------------------------------------------------------------------------
CHINA FORTUNE LAND DEVELOPMENT CO., LTD.
Ticker: 600340 Security ID: Y98912101
Meeting Date: MAR 07, 2019 Meeting Type: Special
Record Date: FEB 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wu Xiangdong as Non-Independent For For Shareholder
Director
--------------------------------------------------------------------------------
CHINA FORTUNE LAND DEVELOPMENT CO., LTD.
Ticker: 600340 Security ID: Y98912101
Meeting Date: JAN 14, 2019 Meeting Type: Special
Record Date: JAN 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cancellation of Stock Option For For Management
and Repurchase Cancellation of
Performance Shares
--------------------------------------------------------------------------------
CHINA FORTUNE LAND DEVELOPMENT CO., LTD.
Ticker: 600340 Security ID: Y98912101
Meeting Date: SEP 28, 2018 Meeting Type: Special
Record Date: SEP 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PPP Project Cooperation For For Management
Agreement for Huidong County Industrial
New City, Huizhou City, Guangdong
Province
2 Approve Authorization of the Board on For Against Management
Guarantee Matters
--------------------------------------------------------------------------------
CHINA FORTUNE LAND DEVELOPMENT CO., LTD.
Ticker: 600340 Security ID: Y98912101
Meeting Date: DEC 27, 2018 Meeting Type: Special
Record Date: DEC 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Loan of Wholly-owned Subsidiary For For Management
from Related Party
2 Approve Private Issuance of Corporate For For Management
Bond of Wholly-owned Subsidiary
3 Approve Provision of Guarantee For For Management
4 Approve Acquisition of Commercial Land For Against Shareholder
5 Approve 2019 Capital Injection for the For Against Shareholder
Establishment of Subsidiaries
6 Approve Guarantee Amount For Against Shareholder
7 Approve Purchase of Financial Product For Against Shareholder
8 Approve Related Party Transactions in For For Shareholder
Connection with Langfang Bank Handling
Deposits and Settlements
9 Approve Provision of Guarantee for For For Shareholder
Subsidiary
10 Approve Provision of Guarantee and For For Shareholder
Related Party Transactions for
Associate Company
--------------------------------------------------------------------------------
CHINA FORTUNE LAND DEVELOPMENT CO., LTD.
Ticker: 600340 Security ID: Y98912101
Meeting Date: FEB 18, 2019 Meeting Type: Special
Record Date: FEB 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD.
Ticker: 001979 Security ID: Y14907102
Meeting Date: SEP 12, 2018 Meeting Type: Special
Record Date: SEP 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
3 Approve Provision of Guarantee to For For Management
Suzhou Yiyi Real Estate Development
Co., Ltd.
4 Approve Provision of Guarantee to For For Management
Beijing Zhaohe Real Estate Development
Co., Ltd.
5.1 Elect Sun Chengming as Non-Independent For For Shareholder
Director
5.2 Elect Chu Zongsheng as Non-Independent For For Shareholder
Director
5.3 Elect Xu Yongjun as Non-Independent For For Shareholder
Director
5.4 Elect Luo Huilai as Non-Independent For For Shareholder
Director
5.5 Elect Liu Wei as Non-Independent For For Shareholder
Director
6.1 Elect Li Yanxi as Independent Director For For Shareholder
6.2 Elect Qu Wenzhou as Independent For Against Shareholder
Director
6.3 Elect Cai Yuanqing as Independent For For Shareholder
Director
7.1 Elect Zhou Song as Supervisor For For Shareholder
7.2 Elect Liu Qingliang as Supervisor For For Shareholder
7.3 Elect Hu Qinwei as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD.
Ticker: 001979 Security ID: Y14907102
Meeting Date: NOV 16, 2018 Meeting Type: Special
Record Date: NOV 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Joint Investment in For For Management
Establishing a Joint Venture
2 Approve Adjustments to Company's For For Management
Initial Stock Options Award Plan to
Targets
--------------------------------------------------------------------------------
CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD.
Ticker: 001979 Security ID: Y14907102
Meeting Date: JUN 25, 2019 Meeting Type: Annual
Record Date: JUN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Report For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of External Auditor For For Management
7 Approve Daily Related-party For For Management
Transactions
8 Approve General Authorization on For For Management
Issuance of Bond Products
9 Approve Related Party Transaction on For For Management
Deposit and Loans
10 Approve Guarantee Provision to For For Management
Controlled Subsidiary
11 Approve Guarantee Provision to Joint For For Management
Venture Company
12 Approve Provision of Financial For For Management
Assistance for Associate Company
13 Approve Provision of Financial For For Management
Assistance for Project Company
14 Approve Charitable Donations For For Management
15 Approve Purchase of Liability Insurance For For Management
for Directors, Supervisors and Senior
Management Members
16 Approve Financial Services Agreement For Against Management
17 Approve Establishment of Joint Venture For For Management
Company with Related Party
18 Approve External Financial Assistance For For Management
Provision
--------------------------------------------------------------------------------
CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD.
Ticker: 001979 Security ID: Y14907102
Meeting Date: FEB 15, 2019 Meeting Type: Special
Record Date: FEB 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Qianhai Land Preparation and For For Management
Joint Venture Cooperation
2 Approve Amendments to Articles of For For Management
Association
3 Approve Share Repurchase Plan For For Management
3.1 Approve Share Repurchase Purpose and For For Management
Usage
3.2 Approve Repurchase of Shares in For For Management
Compliance with Relevant Conditions
3.3 Approve Manner of Share Repurchase For For Management
3.4 Approve Price Range and Pricing For For Management
Principle of the Share Repurchase
3.5 Approve Total Capital and Capital For For Management
Source Used for the Share Repurchase
3.6 Approve Type, Number and Proportion of For For Management
the Share Repurchase
3.7 Approve Implementation Period of the For For Management
Share Repurchase
3.8 Approve Resolution Validity Period For For Management
4 Approve Authorization of Board to For For Management
Handle All Related Matters
5 Approve Changes in Fund-raising For For Management
Investment Project
--------------------------------------------------------------------------------
CHINA NATIONAL ACCORD MEDICINES CORP. LTD.
Ticker: 200028 Security ID: Y77422114
Meeting Date: JAN 24, 2019 Meeting Type: Special
Record Date: JAN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ma Zhanjun as Non-Independent For For Shareholder
Director
2 Elect Su Weiwei as Independent Director For For Management
--------------------------------------------------------------------------------
CHINA NATIONAL ACCORD MEDICINES CORP. LTD.
Ticker: 200028 Security ID: Y77422114
Meeting Date: OCT 19, 2018 Meeting Type: Special
Record Date: OCT 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Adjustment to Bank Credit For For Management
Line and Guarantee Arrangement
2 Approve Carry Out Accounts Receivable For For Management
Factoring Business with Related Parties
3 Approve Financial Leasing with For For Management
Sinopharm Holding (China) Financial
Leasing Co., Ltd.
--------------------------------------------------------------------------------
CHINA NATIONAL ACCORD MEDICINES CORP. LTD.
Ticker: 200028 Security ID: Y77422114
Meeting Date: MAY 17, 2019 Meeting Type: Annual
Record Date: MAY 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Profit Distribution For For Management
5 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
6 Approve Provision of Guarantee For For Management
7 Approve Daily Related Party Transaction For For Management
8 Approve Provision of Financial Services For Against Management
9 Approve Financial Leasing Business and For For Management
Related Party Transactions
10 Approve Accounts Receivable Factoring For For Management
Business and Related Party Transactions
11 Approve Entrusted Loan for Fund For Against Management
Transfer
12 Elect Wen Deyong as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHINA NATIONAL ACCORD MEDICINES CORP. LTD.
Ticker: 200028 Security ID: Y77422114
Meeting Date: NOV 26, 2018 Meeting Type: Special
Record Date: NOV 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
CHINA PACIFIC INSURANCE (GROUP) CO. LTD.
Ticker: 2601 Security ID: Y1505Z103
Meeting Date: JUN 05, 2019 Meeting Type: Annual
Record Date: MAY 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Report of the Board of For For Management
Directors
2 Approve 2018 Report of the Board of For For Management
Supervisors
3 Approve 2018 Annual Report of A shares For For Management
4 Approve 2018 Annual Report of H shares For For Management
5 Approve 2018 Financial Statements and For For Management
Report
6 Approve 2018 Profit Distribution Plan For For Management
7 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditor and Internal
Control Auditor and
PricewaterhouseCoopers as Hong Kong
Auditor
8 Approve 2018 Due Diligence Report For For Management
9 Approve 2018 Report on Performance of For For Management
Independent Directors
10.1 Elect Li Qiqiang as Director For For Management
10.2 Elect Lam Tyng Yih, Elizabeth as For For Management
Director
10.3 Elect Chen Jizhong as Director For For Management
10.4 Elect Jiang Xuping as Director For For Management
11 Amend Remuneration Management System of For For Management
Directors and Supervisors
12 Amend Articles of Association For For Management
13 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
14 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
15 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CHINA PACIFIC INSURANCE (GROUP) CO. LTD.
Ticker: 2601 Security ID: Y1505Z111
Meeting Date: JUN 05, 2019 Meeting Type: Annual
Record Date: MAY 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Report of the Board of For For Management
Directors
2 Approve 2018 Report of the Board of For For Management
Supervisors
3 Approve 2018 Annual Report of A shares For For Management
4 Approve 2018 Annual Report of H shares For For Management
5 Approve 2018 Financial Statements and For For Management
Report
6 Approve 2018 Profit Distribution Plan For For Management
7 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditor and Internal
Control Auditor and
PricewaterhouseCoopers as Hong Kong
Auditor
8 Approve 2018 Due Diligence Report For For Management
9 Approve 2018 Report on Performance of For For Management
Independent Directors
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Amend Articles of Association For For Management
12 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
14 Amend Remuneration Management System of For For Management
Directors and Supervisors
15 Approve Daily Related Party Transaction For For Management
Agreement
16 Elect Li Qiqiang as Director For For Management
17 Elect Lam Tyng Yih, Elizabeth as For For Management
Director
18 Elect Chen Jizhong as Director For For Management
19 Elect Jiang Xuping as Director For For Management
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 386 Security ID: Y15010112
Meeting Date: MAY 09, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve 2018 Financial Reports For For Management
4 Approve 2018 Profit Distribution Plan For For Management
5 Approve Interim Profit Distribution For For Management
Plan
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
External Auditors and Authorize Board
to Fix Their Remuneration
7 Approve Issuance of Debt Financing For Against Management
Instruments
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Amend Articles of Association and For For Management
Authorize Secretary to the Board to
Represent Sinopec Corp. in Handling
Relevant Formalities for Amendments
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 386 Security ID: Y15010112
Meeting Date: OCT 23, 2018 Meeting Type: Special
Record Date: SEP 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yu Baocai as Director For For Management
2 Approve Renewal of Continuing Connected For For Management
Transactions and Disclosable
Transactions and Related Transactions
--------------------------------------------------------------------------------
CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: JUN 18, 2019 Meeting Type: Annual
Record Date: JUN 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Board of For For Management
Supervisors
5 Approve Annual Report and Summary For For Management
6 Approve Daily Related-party For For Management
Transactions
7 Approve Horizontal Competition For For Management
Preventive Commitments
8 Approve to Appoint Auditor For For Management
9 Approve Amendments to Articles of For For Management
Association
10.1 Elect Tang Na as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: NOV 20, 2018 Meeting Type: Special
Record Date: NOV 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
2 Approve Purchase of Bank Financial For Against Management
Products
3.1 Elect Tao Ran as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: SEP 17, 2018 Meeting Type: Special
Record Date: SEP 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Chuncheng as Non-independent For For Shareholder
Director
--------------------------------------------------------------------------------
CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: JAN 18, 2019 Meeting Type: Special
Record Date: JAN 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer of Equity via Listing For For Management
--------------------------------------------------------------------------------
CRRC CORPORATION LIMITED
Ticker: 1766 Security ID: Y1818X100
Meeting Date: JUN 25, 2019 Meeting Type: Annual
Record Date: MAY 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Final Financial Accounts For For Management
Report
2 Approve 2018 Work Report of the Board For For Management
of Directors
3 Approve 2018 Work Report of the For For Management
Supervisory Committee
4 Approve Remuneration of Directors For For Management
5 Approve Remuneration of Supervisors For For Management
6 Approve 2018 Profit Distribution Plan For For Management
7 Approve 2019 Arrangement of Guarantees For Against Management
8 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP and
Deloitte Touche Tohmatsu Certified
Public Accountants as Auditors as well
as Deloitte Touche Tohmatsu CPA LLP as
Internal Control Auditors and Authorize
Board to Fix Their Remuneration
9 Elect Chen Zhenhan as Supervisor For For Management
10 Approve Amendments to Articles of For For Management
Association
11 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
12 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
14 Approve Issuance of Debt Financing For Against Management
Instruments
15 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and H
Shares
--------------------------------------------------------------------------------
DAQIN RAILWAY CO., LTD.
Ticker: 601006 Security ID: Y1997H108
Meeting Date: JUL 27, 2018 Meeting Type: Special
Record Date: JUL 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Cheng Xiandong as Non-Independent For For Shareholder
Director
--------------------------------------------------------------------------------
DEPPON LOGISTICS CO., LTD.
Ticker: 603056 Security ID: Y2034J107
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: MAY 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Use of Own Funds for Entrusted For Against Management
Asset Management
8 Approve Application of Bank Credit For Against Management
Lines and Guarantees
9 Amend Articles of Association For For Shareholder
10.1 Elect Tian Minya as Non-Independent For For Shareholder
Director
10.2 Elect Luis Ceniga Imaz as For For Shareholder
Non-Independent Director
--------------------------------------------------------------------------------
FOCUSED PHOTONICS (HANGZHOU), INC.
Ticker: 300203 Security ID: Y2574T101
Meeting Date: MAY 23, 2019 Meeting Type: Annual
Record Date: MAY 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Remuneration of Director and For For Management
Senior Management Members and 2019
Remuneration Plan
8 Approve Amendments to Articles of For For Management
Association
9.1 Elect Ye Huajun as Non-Independent For For Management
Director
9.2 Elect Sun Yue as Non-Independent For For Management
Director
10.1 Elect Zhang Chengjie as Independent For For Management
Director
10.2 Elect Liu Weiping as Independent For For Management
Director
10.3 Elect Xu Yaming as Independent Director For For Management
11.1 Elect Wei Junzheng as Supervisor For For Management
11.2 Elect Peng Dunliang as Supervisor For For Management
--------------------------------------------------------------------------------
FOCUSED PHOTONICS (HANGZHOU), INC.
Ticker: 300203 Security ID: Y2574T101
Meeting Date: DEC 18, 2018 Meeting Type: Special
Record Date: DEC 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Authorization of the Board to For For Shareholder
Implement Share Repurchase
--------------------------------------------------------------------------------
FOCUSED PHOTONICS (HANGZHOU), INC.
Ticker: 300203 Security ID: Y2574T101
Meeting Date: SEP 18, 2018 Meeting Type: Special
Record Date: SEP 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Business Scope and For For Management
Amend Articles of Association
--------------------------------------------------------------------------------
FOCUSED PHOTONICS (HANGZHOU), INC.
Ticker: 300203 Security ID: Y2574T101
Meeting Date: OCT 31, 2018 Meeting Type: Special
Record Date: OCT 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Repurchase Plan For For Management
1.1 Approve Purpose and Usage of Share For For Management
Repurchase
1.2 Approve Method of Share Repurchase For For Management
1.3 Approve Price or Price Range and For For Management
Pricing Principles of Share Repurchase
1.4 Approve Type, Size and Proportion to For For Management
Total Share Capital of Share Repurchase
1.5 Approve Total Funds and Source of Funds For For Management
for Share Repurchase
1.6 Approve Period of Share Repurchase For For Management
1.7 Approve Resolution Validity Period For For Management
2 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
GOERTEK INC.
Ticker: 002241 Security ID: Y27360109
Meeting Date: SEP 12, 2018 Meeting Type: Special
Record Date: SEP 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase of the Company's For For Management
Shares
1.1 Approve Manner of Share Repurchase For For Management
1.2 Approve Price Range and Pricing For For Management
Principle of the Share Repurchase
1.3 Approve Type, Number and Proportion of For For Management
the Share Repurchase
1.4 Approve Total Capital and Capital For For Management
Source Used for the Share Repurchase
1.5 Approve Period of the Share Repurchase For For Management
2 Approve Authorization of the Board to For For Management
Handle All Related Matters
3 Approve Increase in Foreign Exchange For For Management
Derivatives Transactions
--------------------------------------------------------------------------------
HUADONG MEDICINE CO., LTD.
Ticker: 000963 Security ID: Y3740R102
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: JUN 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6.1 Approve Daily Related-party For For Management
Transactions with Yuanda Group
6.2 Approve Daily Related-party For For Management
Transactions with Huadong Group
6.3 Approve Daily Related-party For For Management
Transactions 1 with Other Related
Parties
6.4 Approve Daily Related-party For For Management
Transactions 2 with Other Related
Parties
7 Approve Appointment of Financial and For For Management
Internal Control Auditor
8 Approve Guarantee Provision Plan For For Management
9 Approve Additional Company's Business For For Management
Address
10 Approve Amendments to Articles of For For Management
Association
11 Approve Allowance of Appointed For For Management
Directors and Independent Directors
12 Approve Allowance of Appointed For For Management
Supervisors
13.1 Elect Lv Liang as Non-Independent For For Shareholder
Director
13.2 Elect Li Yuedong as Non-Independent For For Shareholder
Director
13.3 Elect Niu Zhanqi as Non-Independent For For Shareholder
Director
13.4 Elect Kang Wei as Non-Independent For For Shareholder
Director
13.5 Elect Jin Xuhu as Non-Independent For For Shareholder
Director
13.6 Elect Zhu Liang as Non-Independent For For Shareholder
Director
14.1 Elect Zhong Xiaoming as Independent For For Management
Director
14.2 Elect Yang Lan as Independent Director For For Management
14.3 Elect Yang Jun as Independent Director For For Management
15.1 Elect Bai Xinhua as Supervisor For For Shareholder
15.2 Elect Qin Yun as Supervisor For For Shareholder
15.3 Elect Liu Chengwei as Supervisor For For Shareholder
15.4 Elect Hu Baozhen as Supervisor For For Shareholder
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: JUL 12, 2018 Meeting Type: Special
Record Date: JUL 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related-party Transaction in For For Management
Connection to Housing Acquisition
Income Right Financing Business
2 Approve Issuance of Long Term Rights For For Management
Medium-term Notes
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: MAY 06, 2019 Meeting Type: Annual
Record Date: APR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Corporate Social Responsibility For For Management
Report
8 Approve Report of the Independent For For Management
Directors
9 Approve Appointment of Auditor For For Management
10 Approve Authorization of the Company For For Management
and Subsidiary to Apply for Financing
11 Approve Guarantee Plan For For Management
12 Approve Application of Loans and For For Management
Comprehensive Credit Lines
13 Approve Authorization of the Company's For For Management
Management Team to Engage in External
Investments
14 Approve Authorization of the Company's For Against Management
Management Team to Engage in Land
Acquisition
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: JUN 06, 2019 Meeting Type: Special
Record Date: MAY 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allowance of Independent For For Management
Directors and Performance Assessment
Method
2 Approve Issuance of Debt Financing For For Management
Instruments
3 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: JUN 21, 2019 Meeting Type: Special
Record Date: JUN 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Factoring Financing and Related For For Management
Party Transactions
2 Approve Participation in Investment in For For Management
Zhuhai Huashi Entrepreneur Real Estate
Development Investment Fund (Limited
Partnership)
3 Approve Related Party Transaction in For For Management
Connection to Escrow Agreement and
Supplementary Agreement to the
Affiliate Agreement
4 Approve Counter-Guarantee Provision and For For Management
Related Party Transactions
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: SEP 07, 2018 Meeting Type: Special
Record Date: SEP 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Asset-backed Plan For For Management
2 Approve Authorization of Board to For For Management
Handle All Related Matters
3 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: JAN 09, 2019 Meeting Type: Special
Record Date: JAN 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer of Guangjin For For Management
Center-Huafa Shares and Purchase of
Last Payment Income Series Products
2 Approve Provision of Counter Guarantee For For Management
3 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
HUAFA INDUSTRIAL CO., LTD. ZHUHAI
Ticker: 600325 Security ID: Y3739J103
Meeting Date: FEB 18, 2019 Meeting Type: Special
Record Date: FEB 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Super Short-term For For Management
Commercial Papers
2 Amend Articles of Association For For Management
3 Approve Repurchase and Cancellation of For For Management
Performance Shares that Have Been
Granted But Not Yet Unlocked
4 Approve Provision of Guarantee for For For Management
Special Plan of Financial Assets
Securitization of Storage-Type Supply
Chain and Provision of Counter
Guarantee and Related Party
Transactions
5 Approve Finance Lease and Related Party For Against Management
Transactions
--------------------------------------------------------------------------------
HUATAI SECURITIES CO., LTD.
Ticker: 6886 Security ID: Y37426114
Meeting Date: OCT 22, 2018 Meeting Type: Special
Record Date: SEP 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Interim Profit For For Management
Distribution Plan
2.1 Elect Ding Feng as Director For For Management
2.2 Elect Chen Yongbing as Director For For Management
2.3 Elect Hu Xiao as Director For For Management
2.4 Elect Fan Chunyan as Director For For Management
2.5 Elect Zhu Xuebo as Director For For Management
3.1 Elect Chen Ning as Supervisor For For Management
3.2 Elect Yu Lanying as Supervisor For For Management
3.3 Elect Yang Yaling as Supervisor For For Management
4 Approve Plan of the AssetMark Overseas For For Management
Listing
5 Approve Compliance of the AssetMark For For Management
Overseas Listing with the Notice on
Issues in Relation to Regulating
Overseas Listing of Subsidiaries of
Domestic Listed Companies
6 Approve Undertaking of Maintaining For For Management
Independent Listing Status of the
Company
7 Approve Description of the Sustainable For For Management
Profitability and Prospects of the
Company
8 Approve Authorization Granted to the For For Management
Board and Its Authorized Party(ies) in
Dealing with Matters Regarding the
AssetMark Overseas Listing
9 Approve Report on the Use of the For For Shareholder
Proceeds Raised in the Previous
Issuance of Shares by the Company
10 Approve Provision of Assured For For Management
Entitlement Only to H-share
Shareholders for the AssetMark Overseas
Listing
11 Amend Articles of Association Regarding For Abstain Management
Party Committee
12 Approve Issuance and Admission of GDRs For For Shareholder
13 Approve Proposal on the Issuance and For For Shareholder
Admission of GDRs
14 Approve Validity Period of the For For Shareholder
Resolutions in Respect of the Issuance
and Admission of GDRs
15 Approve Authorization to the Board and For For Shareholder
Such Persons Authorized by the Board to
Deal with All Matters in Relation to
the Issuance and Admission of GDRs
16 Approve Distribution of Accumulated For For Shareholder
Profits Prior to the Issuance and
Admission of GDRs
17 Approve the Plan for the Use of For For Shareholder
Proceeds from the Issuance and
Admission of GDRs
--------------------------------------------------------------------------------
HUATAI SECURITIES CO., LTD.
Ticker: 6886 Security ID: Y37426114
Meeting Date: OCT 22, 2018 Meeting Type: Special
Record Date: SEP 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Assured For For Management
Entitlement Only to H-share
Shareholders for the AssetMark Overseas
Listing
2 Approve Issuance and Admission of GDRs For For Shareholder
3 Approve Proposal on the Issuance and For For Shareholder
Admission of GDRs
4 Approve Validity Period of the For For Shareholder
Resolutions in Respect of the Issuance
and Admission of GDRs
5 Approve Authorization to the Board and For For Shareholder
Such Persons Authorized by the Board to
Deal with All Matters in Relation to
the Issuance and Admission of GDRs
6 Approve Distribution of Accumulated For For Shareholder
Profits Prior to the Issuance and
Admission of GDRs
7 Approve the Plan for the Use of For For Shareholder
Proceeds from the Issuance and
Admission of GDRs
--------------------------------------------------------------------------------
HUATAI SECURITIES CO., LTD.
Ticker: 6886 Security ID: Y37426114
Meeting Date: JUN 26, 2019 Meeting Type: Annual
Record Date: MAY 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Work Report of the Board For For Management
2 Approve 2018 Work Report of the For For Management
Supervisory Committee
3 Approve 2018 Final Financial Report For For Management
4 Approve 2018 Profit Distribution Plan For For Shareholder
5 Approve 2018 Annual Report For For Management
6 Approve 2019 Resolutions on Estimated For For Management
Ordinary Transactions with Related
Parties
6.1 Approve Ordinary Connected Transactions For For Management
with Jiangsu Guoxin Investment Group
Limited and Its Related Companies
6.2 Approve Ordinary Connected Transactions For For Management
with Jiangsu Communications Holding
Co., Ltd. and Its Related Companies
6.3 Approve Ordinary Connected Transactions For For Management
with Govtor Capital Group Co., Ltd. and
Its Related Companies
6.4 Approve Ordinary Connected Transactions For For Management
with Jiangsu SOHO Holdings Group Co.,
Ltd. and Its Related Companies
6.5 Approve Ordinary Connected Transactions For For Management
with Other Related Parties
7 Approve 2019 Estimated Investment For For Management
Amount for Proprietary Business
8 Approve KPMG Huazhen LLP as Auditor for For For Management
the Accounting Statements, as Internal
Control Auditor and to Issue Audit
Reports on A Shares and H Shares and
Fix Their Remuneration
9 Amend Decision Making System for For For Management
External Guarantee
10 Approve Amendments to Regulations on For For Management
the Management of Proceeds
11 Approve Amendments to Articles of For For Management
Association
12 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
14 Approve Issuance of Domestic and For For Management
Overseas Bond Financing Instruments
--------------------------------------------------------------------------------
INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B104
Meeting Date: JUN 20, 2019 Meeting Type: Annual
Record Date: MAY 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Work Report of the Board For For Management
of Directors
2 Approve 2018 Work Report of the Board For For Management
of Supervisors
3 Approve 2018 Audited Accounts For For Management
4 Approve 2018 Profit Distribution Plan For For Management
5 Approve 2019 Fixed Asset Investment For For Management
Budget
6 Approve KPMG Huazhen LLP and KPMG as For For Management
External Auditors and KPMG Huazhen LLP
as Internal Control Auditors
7 Elect Yang Siu Shun as Director For For Management
8 Elect Zhang Wei as Supervisor For For Management
9 Elect Shen Bingxi as Supervisor For For Management
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Elect Lu Yongzhen as Director For For Shareholder
--------------------------------------------------------------------------------
INDUSTRIAL & COMMERCIAL BANK OF CHINA LTD.
Ticker: 1398 Security ID: Y3990B112
Meeting Date: NOV 21, 2018 Meeting Type: Special
Record Date: OCT 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zheng Fuqing as Director For For Management
2 Elect Fei Zhoulin as Director None None Management
3 Elect Nout Wellink as Director For For Management
4 Elect Fred Zuliu Hu as Director For For Management
5 Elect Qu Qiang as Supervisor For For Management
6 Approve the Payment Plan of For For Management
Remuneration to Directors for 2017
7 Approve the Payment Plan of For For Management
Remuneration to Supervisors for 2017
8 Approve Proposal to Issue Eligible Tier For For Management
2 Capital Instruments
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10.01 Approve Type of Preference Shares to be For For Management
Issued in Relation to the Domestic
Preference Share Issuance Plan of the
Company
10.02 Approve Number of Preference Shares to For For Management
be Issued and Issue Size in Relation to
the Domestic Preference Share Issuance
Plan of the Company
10.03 Approve Method of Issuance in Relation For For Management
to the Domestic Preference Share
Issuance Plan of the Company
10.04 Approve Par Value and Issue Price in For For Management
Relation to the Domestic Preference
Share Issuance Plan of the Company
10.05 Approve Maturity in Relation to the For For Management
Domestic Preference Share Issuance Plan
of the Company
10.06 Approve Target Investors in Relation to For For Management
the Domestic Preference Share Issuance
Plan of the Company
10.07 Approve Lock-Up Period in Relation to For For Management
the Domestic Preference Share Issuance
Plan of the Company
10.08 Approve Terms of Distribution of For For Management
Dividends in Relation to the Domestic
Preference Share Issuance Plan of the
Company
10.09 Approve Terms of Mandatory Conversion For For Management
in Relation to the Domestic Preference
Share Issuance Plan of the Company
10.10 Approve Terms of Conditional Redemption For For Management
in Relation to the Domestic Preference
Share Issuance Plan of the Company
10.11 Approve Restrictions on Voting Rights For For Management
in Relation to the Domestic Preference
Share Issuance Plan of the Company
10.12 Approve Restoration of Voting Rights in For For Management
Relation to the Domestic Preference
Share Issuance Plan of the Company
10.13 Approve Order of Distribution of For For Management
Residual Assets and Basis for
Liquidation in Relation to the Domestic
Preference Share Issuance Plan of the
Company
10.14 Approve Rating in Relation to the For For Management
Domestic Preference Share Issuance Plan
of the Company
10.15 Approve Security in Relation to the For For Management
Domestic Preference Share Issuance Plan
of the Company
10.16 Approve Use of Proceeds from the For For Management
Issuance of the Domestic Preference
Shares
10.17 Approve Transfer in Relation to the For For Management
Domestic Preference Share Issuance Plan
of the Company
10.18 Approve Relationship between Domestic For For Management
and Offshore Issuance in Relation to
the Domestic Preference Share Issuance
Plan of the Company
10.19 Approve Validity Period of the For For Management
Resolution in Respect of the Issuance
of the Domestic Preference Shares
10.20 Approve The Application and Approval For For Management
Procedures to be Completed for the
Issuance in Relation to the Domestic
Preference Share Issuance Plan of the
Company
10.21 Approve Matters Relating to For For Management
Authorisation in Relation to the
Domestic Preference Share Issuance Plan
of the Company
11.01 Approve Type of Preference Shares to be For For Management
Issued in Relation to the Offshore
Preference Share Issuance Plan of the
Company
11.02 Approve Number of Preference Shares to For For Management
be Issued and Issue Size in Relation to
the Offshore Preference Share Issuance
Plan of the Company
11.03 Approve Method of Issuance in Relation For For Management
to the Offshore Preference Share
Issuance Plan of the Company
11.04 Approve Par Value and Issue Price in For For Management
Relation to the Offshore Preference
Share Issuance Plan of the Company
11.05 Approve Maturity in Relation to the For For Management
Offshore Preference Share Issuance Plan
of the Company
11.06 Approve Target Investors in Relation to For For Management
the Offshore Preference Share Issuance
Plan of the Company
11.07 Approve Lock-Up Period in Relation to For For Management
the Offshore Preference Share Issuance
Plan of the Company
11.08 Approve Terms of Distribution of For For Management
Dividends in Relation to the Offshore
Preference Share Issuance Plan of the
Company
11.09 Approve Terms of Mandatory Conversion For For Management
in Relation to the Offshore Preference
Share Issuance Plan of the Company
11.10 Approve Terms of Conditional Redemption For For Management
in Relation to the Offshore Preference
Share Issuance Plan of the Company
11.11 Approve Restrictions on Voting Rights For For Management
in Relation to the Offshore Preference
Share Issuance Plan of the Company
11.12 Approve Restoration of Voting Rights in For For Management
Relation to the Offshore Preference
Share Issuance Plan of the Company
11.13 Approve Order of Distribution of For For Management
Residual Assets and Basis for
Liquidation in Relation to the Offshore
Preference Share Issuance Plan of the
Company
11.14 Approve Rating in Relation to the For For Management
Offshore Preference Share Issuance Plan
of the Company
11.15 Approve Security in Relation to the For For Management
Offshore Preference Share Issuance Plan
of the Company
11.16 Approve Use of Proceeds from the For For Management
Issuance of the Offshore Preference
Shares
11.17 Approve Transfer in Relation to the For For Management
Offshore Preference Share Issuance Plan
of the Company
11.18 Approve Relationship Between Offshore For For Management
and Domestic Issuance in Relation to
the Offshore Preference Share Issuance
Plan of the Company
11.19 Approve Validity Period of the For For Management
Resolution in Respect of the Issuance
of the OffshorePreference Shares
11.20 Approve The Application and Approval For For Management
Procedures to be Completed for the
Issuance in Relation to the Offshore
Preference Share Issuance Plan of the
Company
11.21 Approve Matters Relating to For For Management
Authorization in Relation to the
Offshore Preference Share Issuance Plan
of the Company
12 Approve Proposal on the Impact on For For Management
Dilution of Immediate Returns of the
Issuance of Preference Shares and the
Remedial Measures of the Company
13 Approve Proposal on Formulating the For For Management
Shareholder Return Plan for 2018 to
2020 of the Company
--------------------------------------------------------------------------------
INDUSTRIAL & COMMERCIAL BANK OF CHINA LTD.
Ticker: 1398 Security ID: Y3990B104
Meeting Date: NOV 21, 2018 Meeting Type: Special
Record Date: OCT 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zheng Fuqing as Director For For Management
2 Elect Fei Zhoulin as Director None None Management
3 Elect Nout Wellink as Director For For Management
4 Elect Fred Zuliu Hu as Director For For Management
5 Elect Qu Qiang as Supervisor For For Management
6 Approve the Payment Plan of For For Management
Remuneration to Directors for 2017
7 Approve the Payment Plan of For For Management
Remuneration to Supervisors for 2017
8 Approve Proposal to Issue Eligible Tier For For Management
2 Capital Instruments
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10.01 Approve Type of Preference Shares to be For For Management
Issued in Relation to the Domestic
Preference Share Issuance Plan of the
Company
10.02 Approve Number of Preference Shares to For For Management
be Issued and Issue Size in Relation to
the Domestic Preference Share Issuance
Plan of the Company
10.03 Approve Method of Issuance in Relation For For Management
to the Domestic Preference Share
Issuance Plan of the Company
10.04 Approve Par Value and Issue Price in For For Management
Relation to the Domestic Preference
Share Issuance Plan of the Company
10.05 Approve Maturity in Relation to the For For Management
Domestic Preference Share Issuance Plan
of the Company
10.06 Approve Target Investors in Relation to For For Management
the Domestic Preference Share Issuance
Plan of the Company
10.07 Approve Lock-Up Period in Relation to For For Management
the Domestic Preference Share Issuance
Plan of the Company
10.08 Approve Terms of Distribution of For For Management
Dividends in Relation to the Domestic
Preference Share Issuance Plan of the
Company
10.09 Approve Terms of Mandatory Conversion For For Management
in Relation to the Domestic Preference
Share Issuance Plan of the Company
10.10 Approve Terms of Conditional Redemption For For Management
in Relation to the Domestic Preference
Share Issuance Plan of the Company
10.11 Approve Restrictions on Voting Rights For For Management
in Relation to the Domestic Preference
Share Issuance Plan of the Company
10.12 Approve Restoration of Voting Rights in For For Management
Relation to the Domestic Preference
Share Issuance Plan of the Company
10.13 Approve Order of Distribution of For For Management
Residual Assets and Basis for
Liquidation in Relation to the Domestic
Preference Share Issuance Plan of the
Company
10.14 Approve Rating in Relation to the For For Management
Domestic Preference Share Issuance Plan
of the Company
10.15 Approve Security in Relation to the For For Management
Domestic Preference Share Issuance Plan
of the Company
10.16 Approve Use of Proceeds from the For For Management
Issuance of the Domestic Preference
Shares
10.17 Approve Transfer in Relation to the For For Management
Domestic Preference Share Issuance Plan
of the Company
10.18 Approve Relationship between Domestic For For Management
and Offshore Issuance in Relation to
the Domestic Preference Share Issuance
Plan of the Company
10.19 Approve Validity Period of the For For Management
Resolution in Respect of the Issuance
of the Domestic Preference Shares
10.20 Approve The Application and Approval For For Management
Procedures to be Completed for the
Issuance in Relation to the Domestic
Preference Share Issuance Plan of the
Company
10.21 Approve Matters Relating to For For Management
Authorisation in Relation to the
Domestic Preference Share Issuance Plan
of the Company
11.01 Approve Type of Preference Shares to be For For Management
Issued in Relation to the Offshore
Preference Share Issuance Plan of the
Company
11.02 Approve Number of Preference Shares to For For Management
be Issued and Issue Size in Relation to
the Offshore Preference Share Issuance
Plan of the Company
11.03 Approve Method of Issuance in Relation For For Management
to the Offshore Preference Share
Issuance Plan of the Company
11.04 Approve Par Value and Issue Price in For For Management
Relation to the Offshore Preference
Share Issuance Plan of the Company
11.05 Approve Maturity in Relation to the For For Management
Offshore Preference Share Issuance Plan
of the Company
11.06 Approve Target Investors in Relation to For For Management
the Offshore Preference Share Issuance
Plan of the Company
11.07 Approve Lock-Up Period in Relation to For For Management
the Offshore Preference Share Issuance
Plan of the Company
11.08 Approve Terms of Distribution of For For Management
Dividends in Relation to the Offshore
Preference Share Issuance Plan of the
Company
11.09 Approve Terms of Mandatory Conversion For For Management
in Relation to the Offshore Preference
Share Issuance Plan of the Company
11.10 Approve Terms of Conditional Redemption For For Management
in Relation to the Offshore Preference
Share Issuance Plan of the Company
11.11 Approve Restrictions on Voting Rights For For Management
in Relation to the Offshore Preference
Share Issuance Plan of the Company
11.12 Approve Restoration of Voting Rights in For For Management
Relation to the Offshore Preference
Share Issuance Plan of the Company
11.13 Approve Order of Distribution of For For Management
Residual Assets and Basis for
Liquidation in Relation to the Offshore
Preference Share Issuance Plan of the
Company
11.14 Approve Rating in Relation to the For For Management
Offshore Preference Share Issuance Plan
of the Company
11.15 Approve Security in Relation to the For For Management
Offshore Preference Share Issuance Plan
of the Company
11.16 Approve Use of Proceeds from the For For Management
Issuance of the Offshore Preference
Shares
11.17 Approve Transfer in Relation to the For For Management
Offshore Preference Share Issuance Plan
of the Company
11.18 Approve Relationship Between Offshore For For Management
and Domestic Issuance in Relation to
the Offshore Preference Share Issuance
Plan of the Company
11.19 Approve Validity Period of the For For Management
Resolution in Respect of the Issuance
of the Offshore Preference Shares
11.20 Approve The Application and Approval For For Management
Procedures to be Completed for the
Issuance in Relation to the Offshore
Preference Share Issuance Plan of the
Company
11.21 Approve Matters Relating to For For Management
Authorisation in Relation to the
Offshore Preference Share Issuance Plan
of the Company
12 Approve Proposal on the Impact on For For Management
Dilution of Immediate Returns of the
Issuance of Preference Shares and the
Remedial Measures of the Company
13 Approve Proposal on Formulating the For For Management
Shareholder Return Plan for 2018 to
2020 of the Company
--------------------------------------------------------------------------------
INDUSTRIAL & COMMERCIAL BANK OF CHINA LTD.
Ticker: 1398 Security ID: Y3990B104
Meeting Date: MAY 20, 2019 Meeting Type: Special
Record Date: JAN 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Hu Hao as Director For For Management
2 Elect Tan Jiong as Director For For Management
3 Approve Issuance of Undated Additional For For Shareholder
Tier 1 Capital Bonds
4 Elect Chen Siqing as Director For For Shareholder
--------------------------------------------------------------------------------
INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.
Ticker: 600887 Security ID: Y408DG116
Meeting Date: MAR 21, 2019 Meeting Type: Annual
Record Date: MAR 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Operational Plan and Investment For For Management
Plan
5 Approve 2018 Financial Statements and For For Management
2019 Financial Budget Report
6 Approve Profit Distribution For For Management
7 Approve Report of the Independent For For Management
Directors
8 Approve Provision of Guarantees to For For Management
Upstream and Downstream Business
Partners
9 Approve Partial Cancellation of Stock For For Management
Options as well as Repurchase and
Cancellation of Performance Shares
10 Amend Articles of Association For For Management
11 Approve Authorization of the Board to For For Management
Handle All Related Matters Regarding
Issuance of Domestic and Foreign Debt
Financing Instruments
12 Approve Provision of Guarantee for For For Management
Foreign Debt Financing Instruments of
Wholly-Owned Subsidiary
13 Approve Appointment of Financial and For For Management
Internal Control Auditor as well as
Payment of Remuneration
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO. LTD.
Ticker: 177 Security ID: Y4443L111
Meeting Date: AUG 23, 2018 Meeting Type: Special
Record Date: JUL 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association Regarding For For Management
Party Committee
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO. LTD.
Ticker: 177 Security ID: Y4443L111
Meeting Date: OCT 25, 2018 Meeting Type: Special
Record Date: SEP 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.01 Elect Sun Xibin as Director and Approve For For Management
the Signing of an Executive Director
Service Contract with Him
3.01 Elect Liu Xiaoxing as Director and For For Management
Approve the Signing of a Non-executive
Director Service Contract with Him
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY COMPANY LIMITED
Ticker: 177 Security ID: Y4443L111
Meeting Date: JUN 20, 2019 Meeting Type: Annual
Record Date: MAY 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Report of the Board of For For Management
Directors
2 Approve 2018 Report of the Supervisory For For Management
Committee
3 Approve 2018 Audit Report and Financial For For Management
Statement
4 Approve 2018 Final Accounting Report For For Management
5 Approve 2019 Financial Budget Report For For Management
6 Approve 2018 Final Profit Distribution For For Management
Plan and Final Dividend
7 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditors and Internal Auditors and
Authorize Board to Fix Their
Remuneration
8 Approve Registration and Issuance of For For Management
Ultra-Short-Term Notes and Authorize
Sun Xibin to Deal with All Matters in
Relation to the Execution of Contract
and Approval of Fund Appropriation
--------------------------------------------------------------------------------
KWEICHOW MOUTAI CO., LTD.
Ticker: 600519 Security ID: Y5070V116
Meeting Date: NOV 28, 2018 Meeting Type: Special
Record Date: NOV 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Li Jingren as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
MIDEA GROUP CO., LTD.
Ticker: 000333 Security ID: Y6S40V103
Meeting Date: JUL 23, 2018 Meeting Type: Special
Record Date: JUL 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase of the Company's For For Management
Shares
1.1 Approve Manner and Usage of Share For For Management
Repurchase
1.2 Approve Price or Price Range and For For Management
Pricing Principle of the Share
Repurchase
1.3 Approve Total Capital and Capital For For Management
Source Used for the Share Repurchase
1.4 Approve Type, Number and Proportion of For For Management
the Share Repurchase
1.5 Approve Period of the Share Repurchase For For Management
2 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
OFILM GROUP CO., LTD.
Ticker: 002456 Security ID: Y7744T105
Meeting Date: MAY 17, 2019 Meeting Type: Annual
Record Date: MAY 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Internal Control For For Management
Self-Evaluation Report
6 Approve Report on the Deposit and Usage For For Management
of Raised Funds
7 Approve Profit Distribution For For Management
8 Approve Related Party Transaction For For Management
9 Approve Change in Scale of Raised Funds For For Management
Project and Use Remaining Raised Funds
to Replenish Working Capital
10 Approve Bank Credit Line and Guarantee For For Management
Matters
11 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
O-FILM TECH CO., LTD.
Ticker: 002456 Security ID: Y7744T105
Meeting Date: OCT 18, 2018 Meeting Type: Special
Record Date: OCT 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Repurchase Plan For For Management
1.1 Approve Purpose and Use of Share For For Management
Repurchase
1.2 Approve Method of Share Repurchase For For Management
1.3 Approve Price Range and Pricing For For Management
Principles of Share Repurchase
1.4 Approve Type, Size and Proportion to For For Management
Total Share Capital of Share Repurchase
1.5 Approve Total Funds and Source of Funds For For Management
for Share Repurchase
1.6 Approve Period of Share Repurchase For For Management
1.7 Approve Resolution Validity Period For For Management
1.8 Approve Authorization of Board to For For Management
Handle All Related Matters
2 Approve Appointment of Auditor For For Management
3 Approve Provision of Guarantee to For For Management
Wholly-owned Subsidiary
4 Approve Bank Credit Line and Its For For Management
Relevant Guarantee
--------------------------------------------------------------------------------
O-FILM TECH CO., LTD.
Ticker: 002456 Security ID: Y7744T105
Meeting Date: JAN 25, 2019 Meeting Type: Special
Record Date: JAN 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Company Name and For For Management
Securities Abbreviation
2 Approve Amendments to Articles of For For Management
Association
3 Approve Bank Credit Line and Guarantees For For Management
--------------------------------------------------------------------------------
O-FILM TECH CO., LTD.
Ticker: 002456 Security ID: Y7744T105
Meeting Date: JAN 04, 2019 Meeting Type: Special
Record Date: DEC 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Bank Credit Line Application For Against Management
and Its Relevant Guarantees
--------------------------------------------------------------------------------
O-FILM TECH CO., LTD.
Ticker: 002456 Security ID: Y7744T105
Meeting Date: NOV 05, 2018 Meeting Type: Special
Record Date: OCT 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Ping as Supervisor For For Management
--------------------------------------------------------------------------------
POLY DEVELOPMENTS & HOLDINGS GROUP CO., LTD.
Ticker: 600048 Security ID: Y6987R107
Meeting Date: OCT 31, 2018 Meeting Type: Special
Record Date: OCT 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve Issuance of Perpetual For For Management
Medium-term Notes
--------------------------------------------------------------------------------
QINGDAO CITYMEDIA CO. LTD.
Ticker: 600229 Security ID: Y7172H102
Meeting Date: JUN 03, 2019 Meeting Type: Annual
Record Date: MAY 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Amendments to Articles of For For Management
Association
8 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
9 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
QINGDAO CITYMEDIA CO. LTD.
Ticker: 600229 Security ID: Y7172H102
Meeting Date: SEP 06, 2018 Meeting Type: Special
Record Date: AUG 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee for Bank For For Management
Credit Line of Wholly-Owned Subsidiary
--------------------------------------------------------------------------------
QINGDAO CITYMEDIA CO. LTD.
Ticker: 600229 Security ID: Y7172H102
Meeting Date: MAR 22, 2019 Meeting Type: Special
Record Date: MAR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Weida as Non-Independent For For Management
Director
1.2 Elect Jia Qingpeng as Non-Independent For For Management
Director
1.3 Elect Yang Yanliang as Non-Independent For For Management
Director
1.4 Elect Li Kai as Non-Independent For For Management
Director
1.5 Elect Sui Bing as Non-Independent For For Management
Director
1.6 Elect Wang Donghua as Non-Independent For For Management
Director
2.1 Elect Zhou Haibo as Independent For For Management
Director
2.2 Elect Luan Shaohu as Independent For For Management
Director
2.3 Elect Zhang Peng as Independent For For Management
Director
3.1 Elect Li Mingming as Supervisor For For Management
3.2 Elect Yin Lunzhu as Supervisor For For Management
--------------------------------------------------------------------------------
QINGDAO HAIER CO., LTD.
Ticker: 600690 Security ID: Y7166P102
Meeting Date: JUN 18, 2019 Meeting Type: Annual
Record Date: JUN 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Annual Report and Summary For For Management
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Board of For For Management
Supervisors
5 Approve Internal Control Audit Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Appointment of Auditor For For Management
8 Approve Daily Related-party For Abstain Management
Transactions
9 Approve Provision of Guarantee For For Management
10 Approve Foreign Exchange Fund For For Management
Derivatives Business
11 Approve Amendments to Articles of For Abstain Management
Association
12 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
14 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
15 Approve Management System for For For Management
Large-Scale Raw Material Hedging
Business
16 Approve Management System for Entrusted For For Management
Asset Management
17 Approve the Allowance of Directors For For Management
18 Approve Adjustment on the For For Management
Implementation of Raised Funds from
Convertible Bonds
19 Approve Change of Company Name For For Shareholder
20.1 Elect Liang Haishan as Non-Independent For For Management
Director
20.2 Elect Tan Lixia as Non-Independent For For Management
Director
20.3 Elect Wu Changqi as Non-Independent For For Management
Director
20.4 Elect Li Huagang as Non-Independent For For Management
Director
20.5 Elect Yan Yan as Non-Independent For For Management
Director
20.6 Elect Lin Sui as Non-Independent For For Management
Director
21.1 Elect Dai Deming as Independent For For Management
Director
21.2 Elect Shi Tiantao as Independent For For Management
Director
21.3 Elect Qian Daqun as Independent For For Management
Director
22.1 Elect Wang Peihua as Supervisor For For Management
22.2 Elect Ming Guoqing as Supervisor For For Management
--------------------------------------------------------------------------------
QINGDAO HAIER CO., LTD.
Ticker: 600690 Security ID: Y7166P102
Meeting Date: DEC 21, 2018 Meeting Type: Special
Record Date: DEC 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Term in the For For Management
Commitment of Defective Real Estate
2 Approve Amendment of Financial Services For Abstain Management
Agreement and Related Party
Transactions
--------------------------------------------------------------------------------
S.F. HOLDING CO., LTD.
Ticker: 002352 Security ID: Y7T80Y105
Meeting Date: MAY 09, 2019 Meeting Type: Special
Record Date: APR 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Type of Securities For For Management
2.2 Approve Issue Size For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Method and Term for the For For Management
Repayment of Principal and Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Determination and Adjustment of For For Management
Conversion Price
2.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.10 Approve Method for Determining the For For Management
Number of Shares for Conversion
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Dividend Distribution Post For For Management
Conversion
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Matters Regarding Bondholders For For Management
Meeting
2.17 Approve Use of Proceeds For For Management
2.18 Approve Safekeeping of Raised Funds For For Management
2.19 Approve Guarantee Matters For For Management
2.20 Approve Rating Matters For For Management
2.21 Approve Resolution Validity Period For For Management
3 Approve Company's Plan for Issuance of For For Management
Convertible Bonds
4 Approve Feasibility Analysis Report on For For Management
the Intended Usage of Raised Funds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
and Relevant Commitments
7 Approve Rules and Procedures Regarding For For Management
Convertible Corporate Bondholders
Meeting
8 Approve Shareholder Return Plan For For Management
9 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
S.F. HOLDING CO., LTD.
Ticker: 002352 Security ID: Y7T80Y105
Meeting Date: JAN 23, 2019 Meeting Type: Special
Record Date: JAN 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Approve Issuance of Debt Financing For For Management
Products of Wholly-owned Subsidiary
3 Approve Provision of Guarantee For For Management
4 Approve Change in Raised Funds Projects For For Management
5 Approve Daily Related Party Transaction For For Management
6 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
S.F. HOLDING CO., LTD.
Ticker: 002352 Security ID: Y7T80Y105
Meeting Date: APR 09, 2019 Meeting Type: Annual
Record Date: APR 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Establishment of Risk For For Management
Management Committee of the Board of
Directors and Amend Articles of
Association
8 Elect Deng Weidong as Non-Independent For For Management
Director
9 Approve 2019 External Guarantee For Abstain Management
Provision Plan
10 Approve Use of Own Funds to Conduct For For Management
Entrusted Asset Management
11 Approve Repurchase and Cancellation of For For Management
Performance Shares
--------------------------------------------------------------------------------
SAIC MOTOR CORP. LTD.
Ticker: 600104 Security ID: Y7443N102
Meeting Date: MAY 23, 2019 Meeting Type: Annual
Record Date: MAY 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Shareholder Return Plan For For Management
5 Approve Profit Distribution For For Management
6 Approve Financial Statements For For Management
7 Approve Annual Report and Summary For For Management
8 Approve Provision of Guarantee to SAIC For Against Management
General Motors Financial Co., Ltd.
9 Approve Provision of Guarantee to For For Management
Controlled Subsidiary
10 Approve Provision of Guarantee by Huayu For For Management
Automotive Systems Co., Ltd. to Huayuan
Korben Schmidt Aluminum Technology Co.,
Ltd.
11 Approve Provision of Guarantee by Huayu For For Management
Automotive Systems Co., Ltd. to its
Subsidiaries
12 Approve to Appoint Financial Auditor For For Management
13 Approve to Appoint Internal Control For For Management
Auditor
--------------------------------------------------------------------------------
SHANGHAI JAHWA UNITED CO., LTD.
Ticker: 600315 Security ID: Y7685E109
Meeting Date: NOV 20, 2018 Meeting Type: Special
Record Date: NOV 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.1 Elect Zhang Dongfang as Non-Independent For For Shareholder
Director
2.2 Elect Deng Minghui as Non-Independent For For Shareholder
Director
2.3 Elect Liu Dong as Non-Independent For For Shareholder
Director
2.4 Elect Meng Sen as Non-Independent For For Shareholder
Director
3.1 Elect Huang Yuchang as Independent For For Shareholder
Director
3.2 Elect Sun Dajian as Independent For For Shareholder
Director
3.3 Elect Wang Lujun as Independent For For Shareholder
Director
4.1 Elect Zhao Fujun as Supervisor For For Shareholder
4.2 Elect Zheng Li as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SHANGHAI JAHWA UNITED CO., LTD.
Ticker: 600315 Security ID: Y7685E109
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: MAY 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Financial Budget For For Management
7 Approve Investment in Financial For For Management
Products
8 Approve Related Party Transaction For For Management
9 Approve to Adjust the Allowance of For For Management
Independent Directors
10 Approve to Appoint Financial and For For Management
Internal Control Auditor
11 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 2607 Security ID: Y7685S108
Meeting Date: JUN 27, 2019 Meeting Type: Annual
Record Date: JUN 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Annual Report For For Management
2 Approve 2018 Report of the Board of For For Management
Directors
3 Approve 2018 Report of the Board of For For Management
Supervisors
4 Approve 2018 Final Accounts Report and For For Management
2019 Financial Budget
5 Approve 2018 Profit Distribution Plan For For Management
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Domestic Auditor,
PricewaterhouseCoopers as Overseas
Auditor and Payment of Auditors' Fees
for 2018
7 Approve Purchase of Liabilities For For Management
Insurance for Directors, Supervisors
and Senior Management of the Company
8 Approve Renewal of Financial Services For Against Management
Agreement with Shanghai Shangshi Group
Finance Co., Ltd. and Related
Transactions
9 Approve External Guarantees for 2019 For Against Management
10 Approve Issuance of Debt Financing For For Management
Products
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Amend Articles of Association and Rules For For Management
and Procedures Regarding General
Meetings of Shareholders
13 Approve 2019 Share Option Scheme For For Management
14 Approve Assessment Measure for the For For Management
Implementation of the 2019 Share Option
Scheme
15 Authorize Board to Deal with All For For Management
Matters in Relation to the 2019 Share
Option Scheme
16.01 Elect Zhou Jun as Director For For Shareholder
16.02 Elect Ge Dawei as Director For For Shareholder
16.03 Elect Cho Man as Director For For Shareholder
16.04 Elect Li Yongzhong as Director For For Shareholder
16.05 Elect Shen Bo as Director For For Shareholder
16.06 Elect Li An as Director For For Shareholder
17.01 Elect Cai Jiangnan as Director For For Shareholder
17.02 Elect Hong Liang as Director For For Shareholder
17.03 Elect Gu Zhaoyang as Director For For Shareholder
17.04 Elect Manson Fok as Director For For Shareholder
18.01 Elect Xu Youli as Supervisor For For Shareholder
18.02 Elect Xin Keng as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 2607 Security ID: Y7685S108
Meeting Date: JUN 27, 2019 Meeting Type: Special
Record Date: JUN 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Share Option Scheme For For Management
2 Approve Assessment Measure for the For For Management
Implementation of the 2019 Share Option
Scheme
3 Authorize Board to Deal with All For For Management
Matters in Relation to the 2019 Share
Option Scheme
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 2607 Security ID: Y7685S116
Meeting Date: JUN 27, 2019 Meeting Type: Annual
Record Date: JUN 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Annual Report For For Management
2 Approve 2018 Report of the Board of For For Management
Directors
3 Approve 2018 Report of the Board of For For Management
Supervisors
4 Approve 2018 Final Accounts Report and For For Management
2019 Financial Budget
5 Approve 2018 Profit Distribution Plan For For Management
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Domestic Auditor,
PricewaterhouseCoopers as Overseas
Auditor and Payment of Auditors' Fees
for 2018
7 Approve Purchase of Liabilities For For Management
Insurance for Directors, Supervisors
and Senior Management of the Company
8 Approve Renewal of Financial Services For Against Management
Agreement with Shanghai Shangshi Group
Finance Co., Ltd. and Related
Transactions
9 Approve External Guarantees for 2019 For Against Management
10 Approve Issuance of Debt Financing For For Management
Products
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Amend Articles of Association and Rules For For Management
and Procedures Regarding General
Meetings of Shareholders
13 Approve 2019 Share Option Scheme For For Management
14 Approve Assessment Measure for the For For Management
Implementation of the 2019 Share Option
Scheme
15 Authorize Board to Deal with All For For Management
Matters in Relation to the 2019 Share
Option Scheme
16.01 Elect Zhou Jun as Director For For Shareholder
16.02 Elect Ge Dawei as Director For For Shareholder
16.03 Elect Cho Man as Director For For Shareholder
16.04 Elect Li Yongzhong as Director For For Shareholder
16.05 Elect Shen Bo as Director For For Shareholder
16.06 Elect Li An as Director For For Shareholder
17.01 Elect Cai Jiangnan as Director For For Shareholder
17.02 Elect Hong Liang as Director For For Shareholder
17.03 Elect Gu Zhaoyang as Director For For Shareholder
17.04 Elect Manson Fok as Director For For Shareholder
18.01 Elect Xu Youli as Supervisor For For Shareholder
18.02 Elect Xin Keng as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 2607 Security ID: Y7685S116
Meeting Date: JUN 27, 2019 Meeting Type: Special
Record Date: JUN 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Share Option Scheme For For Management
2 Approve Assessment Measure for the For For Management
Implementation of the 2019 Share Option
Scheme
3 Authorize Board to Deal with All For For Management
Matters in Relation to the 2019 Share
Option Scheme
--------------------------------------------------------------------------------
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Ticker: 600000 Security ID: Y7689F102
Meeting Date: SEP 28, 2018 Meeting Type: Special
Record Date: SEP 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Resolution For For Management
Validity Period and Authorization
Period of Convertible Corporate Bonds
Issuance
2 Approve Extension of Authorization For For Management
Period of Issuance of Financial Bonds
3 Approve Establishment of Asset For For Management
Management Subsidiary
4.1 Elect Dong Xin as Non-Independent For For Management
Director
4.2 Elect Xia Bing as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
SHENZHEN AIRPORT CO., LTD.
Ticker: 000089 Security ID: Y7741V103
Meeting Date: MAY 29, 2019 Meeting Type: Annual
Record Date: MAY 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of Board of Directors For For Management
2 Approve Report of Board of Supervisors For For Management
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Daily Related-party For For Management
Transactions
7 Approve to Appoint Auditor For For Management
8 Approve Financial Assistance Provision For For Management
9.1 Elect He Yun as Independent Director For For Management
--------------------------------------------------------------------------------
SHENZHEN AIRPORT CO., LTD.
Ticker: 000089 Security ID: Y7741V103
Meeting Date: FEB 21, 2019 Meeting Type: Special
Record Date: FEB 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
--------------------------------------------------------------------------------
SHENZHEN AIRPORT CO., LTD.
Ticker: 000089 Security ID: Y7741V103
Meeting Date: SEP 25, 2018 Meeting Type: Special
Record Date: SEP 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Suichu as Non-Independent For For Shareholder
Director
2 Approve Investment in the Construction For For Management
of Shenzhen Airport Satellite Hall
Project
--------------------------------------------------------------------------------
SOUTHERN PUBLISHING & MEDIA CO. LTD.
Ticker: 601900 Security ID: Y8088P105
Meeting Date: JUN 25, 2019 Meeting Type: Annual
Record Date: JUN 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Daily Related-party Transaction For For Management
7 Approve Related-party Transaction with For For Management
Guangdong Guanghong Holdings Co., Ltd.
8 Approve Report of the Independent For For Management
Directors
9 Approve to Appoint Auditor For For Management
10 Approve Changes in Fund-raising For For Management
Investment Project
--------------------------------------------------------------------------------
SOUTHERN PUBLISHING & MEDIA CO. LTD.
Ticker: 601900 Security ID: Y8088P105
Meeting Date: NOV 14, 2018 Meeting Type: Special
Record Date: NOV 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Tan Juntie as Non-independent For For Management
Director
--------------------------------------------------------------------------------
SOUTHERN PUBLISHING & MEDIA CO. LTD.
Ticker: 601900 Security ID: Y8088P105
Meeting Date: DEC 21, 2018 Meeting Type: Special
Record Date: DEC 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Tan Juntie as Non-Independent For For Management
Director
1.2 Elect Du Chuangui as Non-Independent For For Management
Director
1.3 Elect Ye He as Non-Independent Director For For Management
1.4 Elect He Zumin as Non-Independent For For Management
Director
1.5 Elect Xu Wenqin as Non-Independent For For Management
Director
1.6 Elect Chen Yumin as Non-Independent For For Management
Director
2.1 Elect Lin Yuming as Independent For For Management
Director
2.2 Elect Lin Zejun as Independent Director For For Management
2.3 Elect Lin Bin as Independent Director For For Management
3.1 Elect Wang Yongfu as Supervisor For For Management
3.2 Elect Chen Xiaohong as Supervisor For For Management
--------------------------------------------------------------------------------
TANGSHAN SANYOU CHEMICAL INDUSTRIES CO., LTD.
Ticker: 600409 Security ID: Y8534X108
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAY 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Work Report For For Management
5 Approve Profit Distribution For For Management
6 Approve Financing Plan For For Management
7 Approve Guarantee Provision Plan For For Management
8 Approve Provision of Guarantee by For For Management
Subsidiary
9 Approve to Appoint Financial Auditor For For Management
10 Approve to Appoint Internal Control For For Management
Auditor
11 Approve Expansion of Business Scope For For Management
12 Approve Amendments to Articles of For For Management
Association
13 Approve Shareholder Return Plan For For Management
14 Approve Assessment of Salary of For For Management
Directors and Supervisors
--------------------------------------------------------------------------------
TANGSHAN SANYOU CHEMICAL INDUSTRIES CO., LTD.
Ticker: 600409 Security ID: Y8534X108
Meeting Date: SEP 10, 2018 Meeting Type: Special
Record Date: SEP 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
TEBIAN ELECTRIC APPARATUS STOCK CO., LTD.
Ticker: 600089 Security ID: Y8550D101
Meeting Date: MAY 06, 2019 Meeting Type: Annual
Record Date: APR 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
5 Approve Report of the Independent For For Management
Directors
6 Approve Annual Report and Summary For For Management
7 Approve Appointment of Auditor and Its For For Management
Remuneration
8 Approve Development of Hedging Business For For Management
and Forward Foreign Exchange Trading
Business
9 Approve Daily Related Party Transaction For For Management
with Xinjiang TBEA Group Co., Ltd.
10 Approve Daily Related Party Transaction For Against Management
with Xinjiang Joinworld Co., Ltd.
11 Amend Articles of Association For For Management
12 Elect Song Lei as Supervisor For For Shareholder
--------------------------------------------------------------------------------
TEBIAN ELECTRIC APPARATUS STOCK CO., LTD.
Ticker: 600089 Security ID: Y8550D101
Meeting Date: MAY 20, 2019 Meeting Type: Special
Record Date: MAY 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in a Project For For Management
--------------------------------------------------------------------------------
TSUI WAH HOLDINGS LTD.
Ticker: 1314 Security ID: G91150105
Meeting Date: AUG 24, 2018 Meeting Type: Annual
Record Date: AUG 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Special Dividend For For Management
4.1 Elect Lee Tsz Kin Kenji as Director For For Management
4.2 Elect Wong Chi Kin as Director For For Management
4.3 Elect Goh Choo Hwee as Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Approve Ernst & Young as Independent For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
XJ ELECTRIC CO., LTD.
Ticker: 000400 Security ID: Y9722U104
Meeting Date: DEC 19, 2018 Meeting Type: Special
Record Date: DEC 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Auditor For For Management
2 Approve 2019 Daily Related-Party For For Management
Transactions
3 Approve 2019 Financial Business Service For Abstain Management
Relate-Party Transaction
--------------------------------------------------------------------------------
YUNNAN BAIYAO GROUP CO., LTD.
Ticker: 000538 Security ID: Y9879F108
Meeting Date: APR 25, 2019 Meeting Type: Annual
Record Date: APR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve 2019 Appointment of Auditor For For Management
(Including Internal Control Auditor)
--------------------------------------------------------------------------------
YUNNAN BAIYAO GROUP CO., LTD.
Ticker: 000538 Security ID: Y9879F108
Meeting Date: NOV 19, 2018 Meeting Type: Special
Record Date: NOV 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase of Implemented For For Management
Employee Share Purchase Plan
1.1 Approve Manner of Share Repurchase For For Management
1.2 Approve the Usage of the Shares to Be For For Management
Repurchased
1.3 Approve Price or Price Range and For For Management
Pricing Principle of the Share
Repurchase
1.4 Approve Total Capital and Capital For For Management
Source Used for the Share Repurchase
1.5 Approve Type, Number and Proportion of For For Management
the Share Repurchase
1.6 Approve Period of the Share Repurchase For For Management
1.7 Approve Resolution Validity Period For For Management
2 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
YUNNAN BAIYAO GROUP CO., LTD.
Ticker: 000538 Security ID: Y9879F108
Meeting Date: JAN 08, 2019 Meeting Type: Special
Record Date: DEC 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Merger by Absorption For For Management
Complies with Relevant Laws and
Regulations
2 Approve Merger by Absorption Plan For For Management
2.1 Approve Overall Plan For For Management
2.2 Approve Evaluation Price For For Management
2.3 Approve Payment Manner For For Management
2.4 Approve Type, Par Value Per Share For For Management
2.5 Approve Issue Manner and Target For For Management
Subscriber
2.6 Approve Issue Price For For Management
2.7 Approve Issue Number For For Management
2.8 Approve Listing Exchange For For Management
2.9 Approve Lock-Up Period Arrangement For For Management
2.10 Approve Cash Option For For Management
2.11 Approve Adjustment Mechanism of Cash For For Management
Option Price
2.12 Approve Credit and Debts as well as For For Management
Creditor Protection
2.13 Attribution of Profit and Loss During For For Management
the Transition Period
2.14 Approve Distribution of Cumulative For For Management
Earnings
2.15 Approve Staff Placement For For Management
2.16 Approve Asset Delivery For For Management
2.17 Approve Liability for Breach of For For Management
Contract
2.18 Approve Resolution Validity Period For For Management
3 Approve Report (Draft) and Summary on For For Management
Company's Merger by Absorption
4 Approve Transaction Constitute as For For Management
Related-Party Transaction
5 Approve Transaction Does Not Constitute For For Management
as Restructure for Listing
6 Approve Transaction Complies with For For Management
Article 11 and Article 43 of the
Management Approach Regarding Major
Asset Restructuring of Listed Companies
7 Approve Transaction Complies with For For Management
Article IV of Provisions on Several
Issues Regulating the Major Asset
Restructuring of Listed Companies
8 Approve Audit Report, Review Report and For For Management
Wealth Assessment Report
9 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
10 Approve Pricing Basis of the For For Management
Transaction and Its Fairness
11 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
12 Approve Signing of Merger by Absorption For For Management
Agreement
13 Approve Signing of Supplementary For For Management
Agreement on Merger by Absorption
Agreement
14 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
15 Approve Self-inspection Report on For For Management
Company's Real Estate Business
16 Approve Authorization of the Board to For For Management
Handle All Related Matters
17 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
ZHEJIANG YINLUN MACHINERY CO., LTD.
Ticker: 002126 Security ID: Y9892T101
Meeting Date: OCT 10, 2018 Meeting Type: Special
Record Date: SEP 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase of the Company's For For Management
Shares
1.1 Approve Manner of Share Repurchase For For Management
1.2 Approve Price Range and Pricing For For Management
Principle of the Share Repurchase
1.3 Approve Type, Number and Proportion of For For Management
the Share Repurchase
1.4 Approve Total Capital and Capital For For Management
Source Used for the Share Repurchase
1.5 Approve Period of the Share Repurchase For For Management
2 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
ZHEJIANG YINLUN MACHINERY CO.,LTD.
Ticker: 002126 Security ID: Y9892T101
Meeting Date: AUG 08, 2018 Meeting Type: Special
Record Date: JUL 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Approve Management Method of Phase 1 For For Management
Employee Share Purchase Plan
3 Approve Draft and Summary of Phase 1 For For Management
Employee Share Purchase Plan
4 Approve Merger by Absorption of For For Management
Wholly-owned Subsidiary
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Morgan Stanley China A Share Fund, Inc.
| By (Signature and Title)* | /s/ John H. Gernon | |
|
John H. Gernon President and Principal Executive Officer |
Date August 28, 2019
* Print the name and title of each signing officer under his or her signature.