-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IHkyiYPHTwfSD9ZrJ5W1aaevja1al9wv8ia5XmLB7nWTcNzRm+s9XN9EsgPAvv3d A3lWzPikY4oXjz/OqrThNA== 0001193125-06-227736.txt : 20061108 0001193125-06-227736.hdr.sgml : 20061108 20061108093000 ACCESSION NUMBER: 0001193125-06-227736 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061108 DATE AS OF CHANGE: 20061108 EFFECTIVENESS DATE: 20061108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hillsdale Investment Management Inc. CENTRAL INDEX KEY: 0001368465 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11957 FILM NUMBER: 061195721 BUSINESS ADDRESS: STREET 1: 100 WELLINGTON STREET WEST, SUITE 2100 STREET 2: CP TOWER, BOX 228 CITY: TORONTO STATE: A6 ZIP: M5K1J3 BUSINESS PHONE: 416-913-3900 MAIL ADDRESS: STREET 1: 100 WELLINGTON STREET WEST, SUITE 2100 STREET 2: CP TOWER, BOX 228 CITY: TORONTO STATE: A6 ZIP: M5K1J3 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 Check here if Amendment [ ]; Amendment Number: __ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hillsdale Investment Management Inc. Address: 100 Wellington Street West, Suite 2100, TD Centre, P.O. Box 228,Toronto, Ontario, Canada, M5K 1J3 Form 13F File Number: 28-11957 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ian Pember Title: Vice President- Administration and Compliance Phone: 416-913-3920 Signature, Place, and Date of Signing: I. Pember Toronto, Ontario, Canada November 7, 2006 - -------------- ----------------------------- ---------------- Report Type* (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) - -------- * Reports Holdings for which confidential treatment is required. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 138 Form 13F Information Table Value Total: $144,375 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTORITY NAME OF ISSUER CLASS CUSIP (x1,000's) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------- -------- --------- ---------- --------- --- ---- ------- -------- --------- ------ ------- ADVANCED ENERGY COM 007973100 171 10,000 SH SOLE 10,000 AGNICO EAGLE ORD COM 008474108 25 800 SH SOLE 800 AIRGAS COM 009363102 87 2,400 SH SOLE 2,400 Alcan Inc. COM 013716105 116 2,900 SH SOLE 2,900 ALLIANCE DATA COM 018581108 469 8,500 SH SOLE 8,500 AMER PHYSICIANS COM 028884104 672 13,900 SH SOLE 13,900 AXCELIS TECH COM 054540109 282 40,000 SH SOLE 40,000 Axcan Pharma Inc. COM 054923107 190 14,000 SH SOLE 14,000 BMC SOFTWARE COM 055921100 392 14,400 SH SOLE 14,400 BALDOR ELECTRIC COM 057741100 503 16,300 SH SOLE 16,300 Bank of Nova Scotia COM 064149107 1,611 37,500 SH SOLE 24,000 13,500 Barrick Gold Corp COM 067901108 8,358 272,200 SH SOLE 245,500 26,700 Baytex Energy Trust COM 073176109 10,075 482,400 SH SOLE 443,100 39,300 BRINKER INTL COM 109641100 80 2,000 SH SOLE 2,000 BROOKFIELD ASSET MGT A LIMITED VOTIN COM 112585104 2,917 66,000 SH SOLE 62,400 3,600 BROOKS AUTOMATION COM 114340102 67 5,100 SH SOLE 5,100 CAE Inc. COM 124765108 9,070 1,064,100 SH SOLE 1,022,200 41,900 CBIZ ORD COM 124805102 485 66,500 SH SOLE 66,500 Cdn. National Railway COM 136375102 6,331 151,400 SH SOLE 145,300 6,100 Century Aluminum COM 156431108 34 1,000 SH SOLE 1,000 CEPHALON COM 156708109 593 9,600 SH SOLE 9,600 Cerner Corp COM 156782104 82 1,800 SH SOLE 1,800 COEUR DALENE MIN COM 192108108 237 50,400 SH SOLE 50,400 CORINTHIAN COLLE COM 218868107 75 6,900 SH SOLE 6,900 CROWN HLDGS COM 228368106 86 4,600 SH SOLE 4,600 Descartes Systems COM 249906108 1,468 373,100 SH SOLE 373,100 DIGENE COM 253752109 82 1,900 SH SOLE 1,900 DRIL-QUIP COM 262037104 74 1,100 SH SOLE 1,100 ENZON PHARMACEUT COM 293904108 510 61,800 SH SOLE 61,800 EQUIFAX COM 294429105 84 2,300 SH SOLE 2,300 ETHAN ALLEN COM 297602104 80 2,300 SH SOLE 2,300 EUROZINC MINING ORDINARY COM 298804105 17 7,300 SH SOLE 5,900 1,400 Fairfax Financial COM 303901102 182 1,400 SH SOLE 1,400 FAMILY DOLLAR COM 307000109 570 19,500 SH SOLE 17,400 2,100 GAMCO INVESTORS COM 361438104 529 13,900 SH SOLE 13,900 Gildan Activewear Inc,A COM 375916103 190 3,900 SH SOLE 3,900 GREY WOLF COM 397888108 329 49,200 SH SOLE 49,200 GULFMARK OFFSHOR COM 402629109 86 2,700 SH SOLE 2,700 HAIN CELESTIAL COM 405217100 82 3,200 SH SOLE 3,200 HASBRO COM 418056107 86 3,800 SH SOLE 3,800 HECLA MINING CO COM 422704106 87 15,100 SH SOLE 15,100 Iamgold Corporation COM 450913108 174 20,600 SH SOLE 20,600 INTERVOICE COM 461142101 74 11,600 SH SOLE 11,600 Ipsco Inc. COM 462622101 9 100 SH SOLE 100 KANSAS CITY SO COM 485170302 79 2,900 SH SOLE 2,900 KFORCE INC COM 493732101 17 1,400 SH SOLE 1,400 Kinross Gold Corp. COM 496902404 5,519 441,100 SH SOLE 403,300 37,800 LAM RESEARCH COM 512807108 381 8,400 SH SOLE 8,400 MACROVISION COM 555904101 213 9,000 SH SOLE 9,000 MARTEK BIOSCI COM 572901106 11 500 SH SOLE 500 MATTSON TECH COM 577223100 91 11,000 SH SOLE 11,000 MENS WEARHOUSE COM 587118100 484 13,000 SH SOLE 13,000 Northern Orion Explor. COM 665575106 121 30,700 SH SOLE 30,000 700 Northgate Exploration COM 666416102 3,366 1,048,400 SH SOLE 1,026,300 22,100 NOVELLUS SYST COM 670008101 584 21,100 SH SOLE 18,100 3,000 OM GROUP COM 670872100 92 2,100 SH SOLE 2,100 OPEN TEXT COM 683715106 21 1,200 SH SOLE 1,200 Oppenheimer HDG COM 683797104 1,214 42,800 SH SOLE 42,800 PACKAGING CORP COM 695156109 601 25,900 SH SOLE 25,900 Pan American Silver COM 697900108 1,073 55,200 SH SOLE 55,200 Pengrowth Energy Trust COM 706902301 18 900 SH SOLE 900 PRICELINE.COM COM 741503403 732 19,900 SH SOLE 16,600 3,300 Rogers Communicat.,B COM 775109200 8,939 163,300 SH SOLE 147,000 16,300 Royal Bank of Canada COM 780087102 959 21,650 SH SOLE 21,650 Sierra Wireless, Inc. COM 826516106 97 8,500 SH SOLE 8,500 Silver Wheaton COM 828336107 4,736 504,800 SH SOLE 478,100 26,700 SIMPLETECH COM 828823104 26 2,900 SH SOLE 2,900 SNAP-ON INC COM 833034101 446 10,000 SH SOLE 10,000 SOTHEBYS HLDGS COM 835898107 555 17,200 SH SOLE 17,200 SONUS NETWORKS COM 835916107 870 165,800 SH SOLE 84,800 81,000 Suncor Energy Inc. COM 867229106 8,492 118,400 SH SOLE 107,900 10,500 SUPERIOR ENERGY COM 868157108 131 5,000 SH SOLE 5,000 SYS XCELLENCE STK COM 871929204 3,965 240,925 SH SOLE 228,950 11,975 TLC VISION CORP COM 872549100 533 102,300 SH SOLE 30,000 72,300 TECH COMINCO CL B ORD COM 878742204 157 2,500 SH SOLE 2,500 TELETECH HOLDING COM 879939106 83 5,300 SH SOLE 5,300 TEXAS INDUST COM 882491103 89 1,700 SH SOLE 1,700 Toronto-Dominion Bank COM 891160509 7,105 119,600 SH SOLE 114,700 4,900 TOTAL SYST SERV COM 891906109 84 3,700 SH SOLE 3,700 TRIZETTO GROUP COM 896882107 316 20,900 SH SOLE 20,900 24/7 REAL MEDIA COM 901314203 494 57,800 SH SOLE 57,800 ULTICOM COM 903844108 80 7,700 SH SOLE 7,700 US CELLULAR CORP COM 911684108 448 7,500 SH SOLE 7,500 VIGNETTE COM 926734401 217 16,000 SH SOLE 16,000 VITESSE SEMICOND COM 928497106 33 SH SOLE 33 WAUSAU MOSINEE ORDINARY COM 943315101 477 35,300 SH SOLE 35,300 WIND RIVER SYS COM 973149107 80 7,500 SH SOLE 7,500 WOLVERINE WORLD COM 978097103 611 21,600 SH SOLE 21,600 WORTHINGTON IND COM 981811102 75 4,400 SH SOLE 4,400 Zarlink Semiconductor COM 989139100 1,970 902,500 SH SOLE 902,500 LUMINEX COM 55027E102 77 4,200 SH SOLE 4,200 AMER EAGLE OUTF COM 02553E106 522 11,900 SH SOLE 11,900 AIRTRAN HOLDINGS COM 00949P108 218 22,000 SH SOLE 22,000 ALLSCRIPTS HLTH COM 01988P108 389 17,300 SH SOLE 17,300 APPLIED MICRO COM 03822W109 941 326,600 SH SOLE 180,700 145,900 ASPREVA PHARMA ORDINARY COM 04538T109 844 32,600 SH SOLE 32,200 400 ASYST TECHNOL COM 04648X107 627 92,800 SH SOLE 39,200 53,600 Bema Gold Corporation COM 08135F107 26 5,800 SH SOLE 5,800 Biovail Corporation COM 09067J109 185 12,200 SH SOLE 12,200 Cameco Corporation COM 13321L108 15 400 SH SOLE 400 COOPER CAMERON COM 13342B105 435 9,000 SH SOLE 7,400 1,600 Cdn Pacific Railway Ltd COM 13645T100 25 500 SH SOLE 500 CENVEO COM 15670S105 551 29,300 SH SOLE 29,300 COGNOS COM 19244C109 146 4,000 SH SOLE 4,000 CORP EXEC BOARD COM 21988R102 207 2,300 SH SOLE 2,300 ENSCO INTL COM 26874Q100 228 5,200 SH SOLE 5,200 GSI GROUP COM 36229U102 1,036 110,800 SH SOLE 49,500 61,300 GEMSTAR-TV GUIDE COM 36866W106 86 26,000 SH SOLE 26,000 Gerdau Ameristeel COM 37373P105 2,702 297,600 SH SOLE 263,800 33,800 GRANT PRIDECO COM 38821G101 304 8,000 SH SOLE 8,000 IMCLONE SYSTEMS COM 45245W109 1,085 38,300 SH SOLE 22,500 15,800 INTERDIGIT COMM COM 45866A105 477 14,000 SH SOLE 14,000 INTERWOVEN COM 46114T508 87 7,900 SH SOLE 7,900 INVESTMENT TECH COM 46145F105 380 8,500 SH SOLE 8,500 MI DEVELOPMENT 'A' COM 55304X104 185 5,100 SH SOLE 5,100 MKS INSTRUMENTS COM 55306N104 408 20,100 SH SOLE 16,800 3,300 MRO SOFTWARE COM 55347W105 18 700 SH SOLE 700 Manulife Financial Corp COM 56501R106 1,674 52,000 SH SOLE 33,900 18,100 Nexen Inc. COM 65334H102 700 13,100 SH SOLE 13,100 OFFICEMAX COM 67622P101 244 6,000 SH SOLE 6,000 OPLINK COMMUNIC COM 68375Q403 18 900 SH SOLE 900 PRIMEDIA COM 74157K101 69 45,300 SH SOLE 45,300 Provident Energy Trust COM 74386K104 4,268 366,500 SH SOLE 350,100 16,400 RESOURCES CONNEC COM 76122Q105 48 1,800 SH SOLE 1,800 Shaw Communications, B COM 82028K200 10,376 346,600 SH SOLE 314,700 31,900 SIRENZA MICRODEV COM 82966T106 251 31,800 SH SOLE 25,700 6,100 AMERITRADE HLDG COM 87236Y108 407 21,600 SH SOLE 21,600 TELUS Corporation COM 87971M103 5,710 101,500 SH SOLE 96,200 5,300 Tesco Corporation COM 88157K101 150 9,800 SH SOLE 9,800 TIBCO SOFTWARE COM 88632Q103 375 41,800 SH SOLE 41,800 TITAN INTL COM 88830M102 506 28,000 SH SOLE 28,000 TRADESTATION GRP COM 89267P105 399 26,500 SH SOLE 26,500 TransAlta Corporation COM 89346D107 178 8,400 SH SOLE 8,400 TransCanada Corporation COM 89353D107 14 450 SH SOLE 450 TRIQUINT SEMICON COM 89674K103 258 49,600 SH SOLE 35,800 13,800 Yamana Gold Inc. COM 98462Y100 2 200 SH SOLE 200 ARCH CAPITAL GP COM G0450A105 1,194 18,800 SH SOLE 18,800 OMI CORP COM Y6476W104 957 44,100 SH SOLE 44,100
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