0001127602-21-016378.txt : 20210512 0001127602-21-016378.hdr.sgml : 20210512 20210512161335 ACCESSION NUMBER: 0001127602-21-016378 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210511 FILED AS OF DATE: 20210512 DATE AS OF CHANGE: 20210512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spinks Mark Gregory CENTRAL INDEX KEY: 0001649404 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33145 FILM NUMBER: 21915219 MAIL ADDRESS: STREET 1: 3001 COLORADO BLVD. CITY: DENTON STATE: TX ZIP: 76210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sally Beauty Holdings, Inc. CENTRAL INDEX KEY: 0001368458 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 362257936 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 3001 COLORADO BOULEVARD CITY: DENTON STATE: TX ZIP: 76210 BUSINESS PHONE: (940) 898-7500 MAIL ADDRESS: STREET 1: 3001 COLORADO BOULEVARD CITY: DENTON STATE: TX ZIP: 76210 FORMER COMPANY: FORMER CONFORMED NAME: New Sally Holdings, Inc. DATE OF NAME CHANGE: 20060707 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-05-11 0001368458 Sally Beauty Holdings, Inc. SBH 0001649404 Spinks Mark Gregory C/O SALLY BEAUTY HOLDINGS, INC. 3001 COLORADO BLVD DENTON TX 76210 1 President-Beauty Systems Group Common Stock 2021-05-11 4 M 0 15324 19.21 A 41125 D Common Stock 2021-05-11 4 S 0 7662 23.7236 D 33463 D Common Stock 2021-05-11 4 S 0 7662 23.749 D 25801 D Common Stock 2282.8665 I By 401(k) Employee Stock Option (Right to Buy) 19.21 2021-05-11 4 M 0 15324 0 D 2021-10-26 Common Stock 15324 0 D Reflects the weighted average sale price. The range of prices for these transactions was $23.711 to $23.724. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average sale price. The range of prices for these transactions was $23.73 to $23.751. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. This option is currently exercisable in full. /s/ Cade Newman, Attorney-in-fact 2021-05-12