falseATHERSYS, INC / NEW000136814800013681482021-06-152021-06-15

Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): June 15, 2021
Athersys, Inc.
(Exact Name of Registrant as Specified in Charter) 
Delaware 001-33876 20-4864095
(State or Other Jurisdiction
of Incorporation)
File Number)
 (I.R.S. Employer
Identification No.)
3201 Carnegie Avenue,Cleveland,Ohio44115-2634
(Address of principal executive offices)(Zip Code)
Registrant’s telephone number, including area code: (216) 431-9900
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading SymbolName of each exchange on which registered
Common Stock, par value $0.001 per shareATHXThe NASDAQ Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

Item 5.07    Submission of Matters to a Vote of Security Holders.
Athersys, Inc. (the “Company”) held its 2021 annual meeting of stockholders (the “Annual Meeting”) on June 15, 2021. Set forth below are the voting results for each of the matters submitted to a vote of the Company's stockholders at the Annual Meeting.
Proposal One - Election of Directors.
All nominees for election to the Company's Board of Directors named in the Company's proxy statement filed with the Securities and Exchange Commission on April 29, 2021 were elected, each to a one-year term, with the following vote:
Shares Voted ForShares Voted AgainstAbstainBroker Non-Votes
Ismail Kola89,533,05917,642,0431,806,54461,405,486
John Harrington90,024,76217,071,6891,885,19561,405,486
Hardy TS Kagimoto94,006,32313,636,3591,338,96461,405,486
Katherine Kalin96,683,1119,797,7102,500,82561,405,486
Lorin Randall83,619,93323,040,0352,321,67861,405,486
Baiju Shah99,056,1217,791,2382,134,28761,405,486
Kenneth Traub93,353,11613,961,1901,667,34061,405,486
Jane Wasman96,277,09310,045,5382,659,01561,405,486
Jack Wyszomierski85,598,53520,952,4082,430,70361,405,486
Proposal Two - Ratification of the Appointment of the Company’s Independent Auditors.
The Company's stockholders ratified the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021 with the following vote:
Proposal Three - Approval of Amendment of the Company’s Certificate of Incorporation (the “Amendment”) to increase the number of shares of authorized common stock.
The Company’s stockholders approved the Amendment with the following vote:
Proposal Four - Approval, on an advisory basis, of Named Executive Officer Compensation.
The Company's stockholders approved, on an advisory basis, the compensation of the Company’s named executive officers with the following vote:
ForAgainstAbstainBroker Non-Votes

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: June 16, 2021
By:/s/ Ivor Macleod
Name: Ivor Macleod
Title:   Chief Financial Officer