0001127602-12-007524.txt : 20120223 0001127602-12-007524.hdr.sgml : 20120223 20120223095433 ACCESSION NUMBER: 0001127602-12-007524 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110407 FILED AS OF DATE: 20120223 DATE AS OF CHANGE: 20120223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Garry P. CENTRAL INDEX KEY: 0001463900 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33392 FILM NUMBER: 12632356 MAIL ADDRESS: STREET 1: C/O NYSE EURONEXT STREET 2: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYSE Euronext CENTRAL INDEX KEY: 0001368007 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 205110848 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-656-3000 MAIL ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: NYSE Euronext, Inc. DATE OF NAME CHANGE: 20060628 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2011-04-07 0001368007 NYSE Euronext NYX 0001463900 Jones Garry P. C/O NYSE EURONEXT 11 WALL STREET NEW YORK NY 10005 1 Grp EVP & Head Gbl Derivatives Common Stock, par value $0.01 per share 2011-04-07 4 C 0 5891 0 A 13902 D Common Stock, par value $0.01 per share 2011-04-07 4 F 0 3005 39.81 D 10897 D Common Stock, par value $0.01 per share 2012-02-21 4 S 0 21123 29.466 D 0 D Restricted Stock Units 2011-04-07 4 C 0 5891 0 D Common Stock, par value $0.01 per share 5891 0 D Represents the conversion of Restricted Stock Units into an equal number of shares of Common Stock. Represents the closing price of the Common Stock on the trading day immediately before the date of delivery of the securities. Represents the amount of common stock beneficially owned by the reporting person as of April 7, 2011 following the conversion of RSUs into common stock. Represents the amount of common stock beneficially owned by the reporting person as of February 21, 2012 following the sale of common stock. Each Restricted Stock Unit represents the right to receive one share of the Issuer's Common Stock on April 7, 2011, subject to the Reporting Person's continued employment with the Issuer. /s/ Janet L. McGinness under POA dated May 8, 2009 2012-02-22