0001127602-12-007524.txt : 20120223
0001127602-12-007524.hdr.sgml : 20120223
20120223095433
ACCESSION NUMBER: 0001127602-12-007524
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110407
FILED AS OF DATE: 20120223
DATE AS OF CHANGE: 20120223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jones Garry P.
CENTRAL INDEX KEY: 0001463900
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33392
FILM NUMBER: 12632356
MAIL ADDRESS:
STREET 1: C/O NYSE EURONEXT
STREET 2: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NYSE Euronext
CENTRAL INDEX KEY: 0001368007
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 205110848
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-656-3000
MAIL ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: NYSE Euronext, Inc.
DATE OF NAME CHANGE: 20060628
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2011-04-07
0001368007
NYSE Euronext
NYX
0001463900
Jones Garry P.
C/O NYSE EURONEXT
11 WALL STREET
NEW YORK
NY
10005
1
Grp EVP & Head Gbl Derivatives
Common Stock, par value $0.01 per share
2011-04-07
4
C
0
5891
0
A
13902
D
Common Stock, par value $0.01 per share
2011-04-07
4
F
0
3005
39.81
D
10897
D
Common Stock, par value $0.01 per share
2012-02-21
4
S
0
21123
29.466
D
0
D
Restricted Stock Units
2011-04-07
4
C
0
5891
0
D
Common Stock, par value $0.01 per share
5891
0
D
Represents the conversion of Restricted Stock Units into an equal number of shares of Common Stock.
Represents the closing price of the Common Stock on the trading day immediately before the date of delivery of the securities.
Represents the amount of common stock beneficially owned by the reporting person as of April 7, 2011 following the conversion of RSUs into common stock.
Represents the amount of common stock beneficially owned by the reporting person as of February 21, 2012 following the sale of common stock.
Each Restricted Stock Unit represents the right to receive one share of the Issuer's Common Stock on April 7, 2011, subject to the Reporting Person's continued employment with the Issuer.
/s/ Janet L. McGinness under POA dated May 8, 2009
2012-02-22