-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LYjIimLPJ9FSGcnYWRU8UaRMHjo7u6rXM2Nj7/dDKMLylf45fvhgXPC+xp8Idh0C VXMLSc9gR54H1W8tTEZwBw== 0001127602-10-004393.txt : 20100211 0001127602-10-004393.hdr.sgml : 20100211 20100211172437 ACCESSION NUMBER: 0001127602-10-004393 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100210 FILED AS OF DATE: 20100211 DATE AS OF CHANGE: 20100211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bellegarde Roland CENTRAL INDEX KEY: 0001394458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33392 FILM NUMBER: 10592889 MAIL ADDRESS: STREET 1: C/O NYSE EURONEXT STREET 2: OFC. OF THE CORP. SEC., 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 FORMER NAME: FORMER CONFORMED NAME: Bellegard Roland DATE OF NAME CHANGE: 20070716 FORMER NAME: FORMER CONFORMED NAME: Gaston-Bellegarde Roland DATE OF NAME CHANGE: 20070326 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYSE Euronext CENTRAL INDEX KEY: 0001368007 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 205110848 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-656-3000 MAIL ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: NYSE Euronext, Inc. DATE OF NAME CHANGE: 20060628 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-02-10 0001368007 NYSE Euronext NYX 0001394458 Bellegarde Roland C/O NYSE EURONEXT 11 WALL STREET NEW YORK NY 10005 1 Grp EVP & Hd - Erpn Execution Common Stock, par value $0.01 per share 2010-02-10 4 C 0 7017 0 A 24493 D Common Stock, par value $0.01 per share 2010-02-10 4 F 0 604 23.65 D 23889 D Restricted Stock Units 2010-02-10 4 C 0 7017 0 D Common Stock, par value $0.01 per share 7017 14035 D Restricted Stock Units 2010-02-10 4 A 0 17759 0 A Common Stock, par value $0.01 per share 17759 17759 D Restricted Stock Units 2010-02-10 4 A 0 29598 0 A Common Stock, par value $0.01 per share 29598 29598 D Represents the conversion of Restricted Stock Units into an equal number of shares of Common Stock. Represents the closing price of the Common Stock on the trading day immediately before the date of delivery of the securities. Each restricted stock unit ("RSU") represents the right to receive one share of the Issuer's common stock. RSUs vest and shares are delivered in three equal installments on each of February 10, 2010, 2011 and 2012, subject to the reporting person's continued employment with the Issuer. The amount of the award was determined in part by reference to the closing price of the Issuer's common stock on February 9, 2009. Each restricted stock unit ("RSU") represents the right to receive one share of the Issuer's common stock. RSUs vest and shares are delivered in three equal installments on each of February 10, 2011, 2012 and 2013, subject to the reporting person's continued employment with the Issuer. The amount of the award was determined in part by reference to the closing price of the Issuer's common stock on February 9, 2010. Each restricted stock unit ("RSU") represents the right to receive one share of the Issuer's common stock. RSUs vest and shares are delivered on February 10, 2013, subject to the reporting person's continued employment with the Issuer. The amount of the award was determined in part by reference to the closing price of the Issuer's common stock on February 9, 2010. /s/ Janet M. Kissane under POA dated March 21, 2007 2010-02-11 -----END PRIVACY-ENHANCED MESSAGE-----