0001062993-21-003902.txt : 20210429 0001062993-21-003902.hdr.sgml : 20210429 20210429130935 ACCESSION NUMBER: 0001062993-21-003902 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210429 DATE AS OF CHANGE: 20210429 EFFECTIVENESS DATE: 20210429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mohican Financial Management, LLC CENTRAL INDEX KEY: 0001367663 IRS NUMBER: 450533557 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12023 FILM NUMBER: 21868954 BUSINESS ADDRESS: STREET 1: 21 RIVER RD, SUITE 2100 CITY: WILTON STATE: CT ZIP: 06897 BUSINESS PHONE: 203-423-8029 MAIL ADDRESS: STREET 1: 21 RIVER RD, SUITE 2100 CITY: WILTON STATE: CT ZIP: 06897 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001367663 XXXXXXXX 03-31-2021 03-31-2021 Mohican Financial Management, LLC

21 RIVER RD, SUITE 2100 WILTON CT 06897

13F HOLDINGS REPORT 028-12023 N ERIC C. HAGE 203.423.8029 ERIC HAGE Wilton CT 04-27-2021 0 51 153972 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ALLSCRIPTS HEALTHCARE SOLUTN NOTE 0.875% 1/0 01988PAF5 3298 2500000 SH SOLE 2500000 0 0 AMERICAN AIRLS GROUP INC NOTE 6.500% 7/0 02376RAF9 6671 3882000 SH SOLE 3882000 0 0 CONMED CORP NOTE 2.625% 2/0 207410AF8 4690 3000000 SH SOLE 3000000 0 0 ENCORE CAP GROUP INC NOTE 3.250%10/0 292554AM4 3467 2842000 SH SOLE 2842000 0 0 ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 1846 1522000 SH SOLE 1522000 0 0 EVERBRIDGE INC NOTE 0.125%12/1 29978AAC8 1274 1000000 SH SOLE 1000000 0 0 EVOLENT HEALTH INC NOTE 1.500%10/1 30050BAD3 1897 2011000 SH SOLE 2011000 0 0 EXACT SCIENCES CORP NOTE 1.000% 1/1 30063PAA3 3884 2077000 SH SOLE 2077000 0 0 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 4380 3000000 SH SOLE 3000000 0 0 FIREEYE INC NOTE 1.625% 6/0 31816QAD3 992 1000000 SH SOLE 1000000 0 0 FIREEYE INC NOTE 0.875% 6/0 31816QAF8 1437 1273000 SH SOLE 1273000 0 0 FLEXION THERAPEUTICS INC NOTE 3.375% 5/0 33938JAB2 3195 3550000 SH SOLE 3550000 0 0 GOSSAMER BIO INC NOTE 5.000% 6/0 38341PAA0 1790 2000000 SH SOLE 2000000 0 0 GRANITE CONSTR INC NOTE 2.750%11/0 387328AB3 6966 5000000 SH SOLE 5000000 0 0 GREENBRIER COS INC NOTE 2.875% 2/0 393657AK7 3645 3337000 SH SOLE 3337000 0 0 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 2252 2000000 SH SOLE 2000000 0 0 HARMONIC INC DBCV 2.000% 9/0 413160AD4 2253 2000000 SH SOLE 2000000 0 0 HELIX ENERGY SOLUTIONS GRP I NOTE 6.750% 2/1 42330PAK3 5199 4500000 SH SOLE 4500000 0 0 IMPINJ INC NOTE 2.000%12/1 453204AA7 2691 1500000 SH SOLE 1500000 0 0 INFINERA CORP NOTE 2.125% 9/0 45667GAC7 1786 1500000 SH SOLE 1500000 0 0 INFINERA CORP NOTE 2.500% 3/0 45667GAE3 3656 2500000 SH SOLE 2500000 0 0 INSIGHT ENTERPRISES INC NOTE 0.750% 2/1 45765UAB9 3679 2500000 SH SOLE 2500000 0 0 INTERDIGITAL INC NOTE 2.000% 6/0 45867GAB7 4218 4000000 SH SOLE 4000000 0 0 KBR INC NOTE 2.500%11/0 48242WAB2 4724 3000000 SH SOLE 3000000 0 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 2127 1939000 SH SOLE 1939000 0 0 KNOWLES CORP NOTE 3.250%11/0 49926DAB5 1132 956000 SH SOLE 956000 0 0 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 2329 2000000 SH SOLE 2000000 0 0 MESA LABS INC NOTE 1.375% 8/1 59064RAA7 2952 2700000 SH SOLE 2700000 0 0 MONGODB INC NOTE 0.250% 1/1 60937PAD8 4324 3000000 SH SOLE 3000000 0 0 NEWPARK RES INC NOTE 4.000%12/0 651718AE8 492 500000 SH SOLE 500000 0 0 NUVASIVE INC NOTE 0.375% 3/1 670704AJ4 2034 2000000 SH SOLE 2000000 0 0 PENN NATL GAMING INC NOTE 2.750% 5/1 707569AU3 4517 1000000 SH SOLE 1000000 0 0 PINDUODUO INC NOTE 12/0 722304AC6 2105 2000000 SH SOLE 2000000 0 0 PROOFPOINT INC NOTE 0.250% 8/1 743424AF0 2130 2000000 SH SOLE 2000000 0 0 Q2 HLDGS INC NOTE 0.750% 6/0 74736LAD1 6056 4678000 SH SOLE 4678000 0 0 RETROPHIN INC NOTE 2.500% 9/1 761299AB2 1760 1750000 SH SOLE 1750000 0 0 REVANCE THERAPEUTICS INC NOTE 1.750% 2/1 761330AB5 1279 1150000 SH SOLE 1150000 0 0 SSR MNG INC NOTE 2.500% 4/0 784730AB9 3272 2910000 SH SOLE 2910000 0 0 SMART GLOBAL HLDGS INC NOTE 2.250% 2/1 83205YAB0 5301 4001000 SH SOLE 4001000 0 0 SPIRIT AIRLS INC NOTE 4.750% 5/1 848577AA0 1532 500000 SH SOLE 500000 0 0 SPLUNK INC NOTE 1.125% 9/1 848637AD6 2361 2000000 SH SOLE 2000000 0 0 TABULA RASA HEALTHCARE INC NOTE 1.750% 2/1 873379AA9 2989 3000000 SH SOLE 3000000 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 1767 1702000 SH SOLE 1702000 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 879 661000 SH SOLE 661000 0 0 II-VI INC NOTE 0.250% 9/0 902104AB4 3805 2499000 SH SOLE 2499000 0 0 VEONEER INC NOTE 4.000% 6/0 92336XAA7 2651 2000000 SH SOLE 2000000 0 0 VONAGE HLDGS CORP NOTE 1.750% 6/0 92886TAJ1 1803 1720000 SH SOLE 1720000 0 0 WINNEBAGO INDS INC NOTE 1.500% 4/0 974637AB6 3810 2751000 SH SOLE 2751000 0 0 WORKIVA INC NOTE 1.125% 8/1 98139AAB1 5898 4500000 SH SOLE 4500000 0 0 ZILLOW GROUP INC NOTE 2.750% 5/1 98954MAH4 2060 1000000 SH SOLE 1000000 0 0 ZYNGA INC NOTE 0.250% 6/0 98986TAB4 2716 2000000 SH SOLE 2000000 0 0