CHIEF INVESTMENT OFFICER

0001062993-20-002007.txt : 20200429 0001062993-20-002007.hdr.sgml : 20200429 20200429132343 ACCESSION NUMBER: 0001062993-20-002007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200429 DATE AS OF CHANGE: 20200429 EFFECTIVENESS DATE: 20200429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mohican Financial Management, LLC CENTRAL INDEX KEY: 0001367663 IRS NUMBER: 450533557 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12023 FILM NUMBER: 20829019 BUSINESS ADDRESS: STREET 1: 21 RIVER RD, SUITE 2100 CITY: WILTON STATE: CT ZIP: 06897 BUSINESS PHONE: 203-423-8029 MAIL ADDRESS: STREET 1: 21 RIVER RD, SUITE 2100 CITY: WILTON STATE: CT ZIP: 06897 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001367663 XXXXXXXX 03-31-2020 03-31-2020 Mohican Financial Management, LLC

21 RIVER RD, SUITE 2100 WILTON CT 06897

13F HOLDINGS REPORT 028-12023 N ERIC C. HAGE CHIEF INVESTMENT OFFICER 203.423.8029 ERIC HAGE Wilton CT 04-29-2020 0 48 69661 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE AEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 007800AB1 2476 1500000 SH SOLE 1500000 0 0 ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 1320 1500000 SH SOLE 1500000 0 0 CHEGG INC NOTE 0.250% 5/1 163092AB5 2842 2000000 SH SOLE 2000000 0 0 CONMED CORP NOTE 2.625% 2/0 207410AF8 1439 1541000 SH SOLE 1541000 0 0 DOCUSIGN INC NOTE 0.500% 9/1 256163AB2 2115 1500000 SH SOLE 1500000 0 0 8X8 INC NEW NOTE 0.500% 2/0 282914AB6 845 1000000 SH SOLE 1000000 0 0 ENCORE CAP GROUP INC NOTE 3.000% 7/0 292554AF9 58 61000 SH SOLE 61000 0 0 ENCORE CAP GROUP INC NOTE 2.875% 3/1 292554AH5 1343 1526000 SH SOLE 1526000 0 0 ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 2550 2500000 SH SOLE 2500000 0 0 EVOLENT HEALTH INC NOTE 1.500%10/1 30050BAD3 630 1000000 SH SOLE 1000000 0 0 EXACT SCIENCES CORP NOTE 1.000% 1/1 30063PAA3 2236 2065000 SH SOLE 2065000 0 0 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 3338 2550000 SH SOLE 2550000 0 0 FIREEYE INC NOTE 1.625% 6/0 31816QAD3 920 1000000 SH SOLE 1000000 0 0 FIREEYE INC NOTE 0.875% 6/0 31816QAF8 1054 1250000 SH SOLE 1250000 0 0 FIVE9 INC NOTE 0.125% 5/0 338307AB7 5695 3000000 SH SOLE 3000000 0 0 FLEXION THERAPEUTICS INC NOTE 3.375% 5/0 33938JAB2 1279 1600000 SH SOLE 1600000 0 0 GLOBAL EAGLE ENTMT INC NOTE 2.750% 2/1 37951DAB8 25 500000 SH SOLE 500000 0 0 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 1460 1500000 SH SOLE 1500000 0 0 HELIX ENERGY SOLUTIONS GRP I NOTE 4.125% 9/1 42330PAJ6 298 500000 SH SOLE 500000 0 0 INFINERA CORP NOTE 2.125% 9/0 45667GAC7 1678 2000000 SH SOLE 2000000 0 0 INSULET CORP NOTE 1.375%11/1 45784PAH4 2762 1514000 SH SOLE 1514000 0 0 KBR INC NOTE 2.500%11/0 48242WAB2 1560 1500000 SH SOLE 1500000 0 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 1813 1859000 SH SOLE 1859000 0 0 KNOWLES CORP NOTE 3.250%11/0 49926DAB5 1042 1005000 SH SOLE 1005000 0 0 LIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1 538034AQ2 1432 1513000 SH SOLE 1513000 0 0 MERCADOLIBRE INC NOTE 2.000% 8/1 58733RAD4 1957 1500000 SH SOLE 1500000 0 0 MESA LABS INC NOTE 1.375% 8/1 59064RAA7 2732 2700000 SH SOLE 2700000 0 0 NEWPARK RES INC NOTE 4.000%12/0 651718AE8 370 500000 SH SOLE 500000 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 481 500000 SH SOLE 500000 0 0 PERFICIENT INC NOTE 2.375% 9/1 71375UAB7 2391 2500000 SH SOLE 2500000 0 0 Q2 HLDGS INC NOTE 0.750% 2/1 74736LAB5 2366 2000000 SH SOLE 2000000 0 0 REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 1310 1245000 SH SOLE 1245000 0 0 RETROPHIN INC NOTE 2.500% 9/1 761299AB2 759 1000000 SH SOLE 1000000 0 0 SILICON LABORATORIES INC NOTE 1.375% 3/0 826919AB8 1686 1516000 SH SOLE 1516000 0 0 SPLUNK INC NOTE 1.125% 9/1 848637AD6 1103 1000000 SH SOLE 1000000 0 0 SUPERNUS PHARMACEUTICALS INC NOTE 0.625% 4/0 868459AD0 400 500000 SH SOLE 500000 0 0 TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 1699 1500000 SH SOLE 1500000 0 0 THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 495 500000 SH SOLE 500000 0 0 TIMKENSTEEL CORP NOTE 6.000% 6/0 887399AA1 349 425000 SH SOLE 425000 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 1612 1702000 SH SOLE 1702000 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 886 1000000 SH SOLE 1000000 0 0 II VI INC NOTE 0.250% 9/0 902104AB4 1379 1500000 SH SOLE 1500000 0 0 VEECO INSTRS INC DEL NOTE 2.700% 1/1 922417AD2 570 691000 SH SOLE 691000 0 0 VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 904 1000000 SH SOLE 1000000 0 0 VOCERA COMMUNICATIONS INC NOTE 1.500% 5/1 92857FAB3 2464 2500000 SH SOLE 2500000 0 0 WIX COM LTD NOTE 7/0 92940WAB5 983 1000000 SH SOLE 1000000 0 0 WORKDAY INC NOTE 0.250%10/0 98138HAF8 554 500000 SH SOLE 500000 0 0