CHIEF INVESTMENT OFFICER

0001062993-20-000335.txt : 20200128 0001062993-20-000335.hdr.sgml : 20200128 20200127191619 ACCESSION NUMBER: 0001062993-20-000335 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200128 DATE AS OF CHANGE: 20200127 EFFECTIVENESS DATE: 20200128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mohican Financial Management, LLC CENTRAL INDEX KEY: 0001367663 IRS NUMBER: 450533557 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12023 FILM NUMBER: 20551037 BUSINESS ADDRESS: STREET 1: 21 RIVER RD, SUITE 2100 CITY: WILTON STATE: CT ZIP: 06897 BUSINESS PHONE: 203-423-8029 MAIL ADDRESS: STREET 1: 21 RIVER RD, SUITE 2100 CITY: WILTON STATE: CT ZIP: 06897 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001367663 XXXXXXXX 12-31-2019 12-31-2019 Mohican Financial Management, LLC

21 RIVER RD, SUITE 2100 WILTON CT 06897

13F HOLDINGS REPORT 028-12023 N ERIC C. HAGE CHIEF INVESTMENT OFFICER 203.423.8029 ERIC HAGE Wilton CT 1-27-2020 0 40 64133 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE AEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 007800AB1 2720 1500000 SH SOLE 1500000 0 0 ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 1536 1500000 SH SOLE 1500000 0 0 CHEGG INC NOTE 0.250% 5/1 163092AB5 3029 2000000 SH SOLE 2000000 0 0 ENCORE CAP GROUP INC NOTE 3.000% 7/0 292554AF9 61 61000 SH SOLE 61000 0 0 ENCORE CAP GROUP INC NOTE 2.875% 3/1 292554AH5 1503 1526000 SH SOLE 1526000 0 0 ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 3000 2500000 SH SOLE 2500000 0 0 EVOLENT HEALTH INC NOTE 1.500%10/1 30050BAD3 688 1000000 SH SOLE 1000000 0 0 EXACT SCIENCES CORP NOTE 1.000% 1/1 30063PAA3 2259 1565000 SH SOLE 1565000 0 0 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 1879 1500000 SH SOLE 1500000 0 0 FIREEYE INC NOTE 1.625% 6/0 31816QAD3 966 1000000 SH SOLE 1000000 0 0 FIREEYE INC NOTE 0.875% 6/0 31816QAF8 1256 1250000 SH SOLE 1250000 0 0 FIVE9 INC NOTE 0.125% 5/0 338307AB7 3372 2000000 SH SOLE 2000000 0 0 FLEXION THERAPEUTICS INC NOTE 3.375% 5/0 33938JAB2 1671 1600000 SH SOLE 1600000 0 0 GLOBAL EAGLE ENTMT INC NOTE 2.750% 2/1 37951DAB8 200 500000 SH SOLE 500000 0 0 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 1178 1000000 SH SOLE 1000000 0 0 HELIX ENERGY SOLUTIONS GRP I NOTE 4.125% 9/1 42330PAJ6 1939 1500000 SH SOLE 1500000 0 0 INFINERA CORPORATION NOTE 2.125% 9/0 45667GAC7 2110 2000000 SH SOLE 2000000 0 0 INSULET CORP NOTE 1.375%11/1 45784PAH4 2881 1514000 SH SOLE 1514000 0 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 2226 1859000 SH SOLE 1859000 0 0 KNOWLES CORP NOTE 3.250%11/0 49926DAB5 1310 1005000 SH SOLE 1005000 0 0 LIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1 538034AQ2 1832 1498000 SH SOLE 1498000 0 0 MERCADOLIBRE INC NOTE 2.000% 8/1 58733RAD4 2988 2000000 SH SOLE 2000000 0 0 MESA LABS INC NOTE 1.375% 8/1 59064RAA7 2397 2200000 SH SOLE 2200000 0 0 NEWPARK RES INC NOTE 4.000%12/0 651718AE8 1544 1500000 SH SOLE 1500000 0 0 PACIRA BIOSCIENCES NOTE 2.375% 4/0 695127AD2 1042 1000000 SH SOLE 1000000 0 0 PERFICIENT INC NOTE 2.375% 9/1 71375UAB7 2720 2000000 SH SOLE 2000000 0 0 Q2 HLDGS INC NOTE 0.750% 2/1 74736LAB5 3019 2000000 SH SOLE 2000000 0 0 RETROPHIN INC NOTE 2.500% 9/1 761299AB2 778 1000000 SH SOLE 1000000 0 0 SILICON LABORATORIES INC NOTE 1.375% 3/0 826919AB8 1330 1000000 SH SOLE 1000000 0 0 SILVER STD RES INC NOTE 2.875% 2/0 82823LAC0 646 639000 SH SOLE 639000 0 0 SUPERNUS PHARMACEUTICALS INC NOTE 0.625% 4/0 868459AD0 453 500000 SH SOLE 500000 0 0 TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 2371 1500000 SH SOLE 1500000 0 0 TEAM INC NOTE 5.000% 8/0 878155AE0 487 467000 SH SOLE 467000 0 0 THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 517 500000 SH SOLE 500000 0 0 TIMKENSTEEL CORP NOTE 6.000% 6/0 887399AA1 435 425000 SH SOLE 425000 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 1120 1151000 SH SOLE 1151000 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 966 1000000 SH SOLE 1000000 0 0 VEECO INSTRS INC DEL NOTE 2.700% 1/1 922417AD2 650 691000 SH SOLE 691000 0 0 VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 1575 1570000 SH SOLE 1570000 0 0 VOCERA COMMUNICATIONS INC NOTE 1.500% 5/1 92857FAB3 1478 1500000 SH SOLE 1500000 0 0