The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAG PHARMACEUTICALS INC | NOTE 3.250% 6/0 | 00163UAD8 | 1,438 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
ACETO CORP | NOTE 2.000%11/0 | 004446AD2 | 919 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 858 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 3,327 | 1,900,000 | SH | SOLE | 1,900,000 | 0 | 0 | ||
AVID TECHNOLOGY INC | NOTE 2.000% 6/1 | 05367PAB6 | 1,312 | 1,800,000 | SH | SOLE | 1,800,000 | 0 | 0 | ||
CARRIAGE SVCS INC | NOTE 2.750% 3/1 | 143905AM9 | 3,242 | 2,500,000 | SH | SOLE | 2,500,000 | 0 | 0 | ||
ECHO GLOBAL LOGISTICS INC | NOTE 2.500% 5/0 | 27875TAA9 | 1,804 | 1,884,000 | SH | SOLE | 1,884,000 | 0 | 0 | ||
ENCORE CAP GROUP INC | NOTE 3.000% 7/0 | 292554AF9 | 3,203 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
ENERNOC INC | DBCV 2.250% 8/1 | 292764AB3 | 1,491 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
ENVESTNET INC | NOTE 1.750%12/1 | 29404KAA4 | 2,458 | 2,500,000 | SH | SOLE | 2,500,000 | 0 | 0 | ||
FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAA6 | 1,860 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
GLOBAL EAGLE ENTMT INC | NOTE 2.750% 2/1 | 37951DAB8 | 1,189 | 1,850,000 | SH | SOLE | 1,850,000 | 0 | 0 | ||
HARMONIC INC | NOTE 4.000%12/0 | 413160AB8 | 3,110 | 2,700,000 | SH | SOLE | 2,700,000 | 0 | 0 | ||
HEALTHWAYS INC | NOTE 1.500% 7/0 | 422245AB6 | 2,766 | 1,350,000 | SH | SOLE | 1,350,000 | 0 | 0 | ||
HORIZON GLOBAL CORP | NOTE 2.750% 7/0 | 44052WAA2 | 1,325 | 1,400,000 | SH | SOLE | 1,400,000 | 0 | 0 | ||
IRONWOOD PHARMACEUTICALS INC | DBCV 2.250% 6/1 | 46333XAD0 | 2,676 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
M/I HOMES INC | NOTE 3.250% 9/1 | 55292PAA3 | 1,207 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
PANDORA MEDIA INC | NOTE 1.750%12/0 | 698354AB3 | 1,895 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
PROSHARES TR | SHRT RUSSELL2000 | 74348A210 | 231 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
QUANTUM CORP | NOTE 4.500%11/1 | 747906AJ4 | 2,500 | 2,500,000 | SH | SOLE | 2,500,000 | 0 | 0 | ||
QUIDEL CORP | NOTE 3.250%12/1 | 74838JAA9 | 2,217 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
RENEWABLE ENERGY GROUP INC | MTNF 2.750% 6/1 | 75972AAA1 | 1,004 | 918,000 | SH | SOLE | 918,000 | 0 | 0 | ||
RENEWABLE ENERGY GROUP INC | NOTE 4.000% 6/1 | 75972AAC7 | 3,403 | 2,500,000 | SH | SOLE | 2,500,000 | 0 | 0 | ||
REPLIGEN CORP | NOTE 2.125% 6/0 | 759916AA7 | 2,880 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
SILVER STD RES INC | NOTE 2.875% 2/0 | 82823LAC0 | 2,431 | 2,500,000 | SH | SOLE | 2,500,000 | 0 | 0 | ||
SPECTRANETICS CORP | MTNF 2.625% 6/0 | 84760CAA5 | 1,217 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
SUCAMPO PHARMACEUTICALS INC | DBCV 3.250%12/1 | 864909AA4 | 1,464 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
TTM TECHNOLOGIES INC | NOTE 1.750%12/1 | 87305RAD1 | 1,875 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
THERAVANCE BIOPHARMA INC | NOTE 3.250%11/0 | 88339KAA0 | 1,349 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
VEECO INSTRS INC DEL | NOTE 2.700% 1/1 | 922417AD2 | 815 | 800,000 | SH | SOLE | 800,000 | 0 | 0 |