0001062993-14-000275.txt : 20140121
0001062993-14-000275.hdr.sgml : 20140120
20140121125902
ACCESSION NUMBER: 0001062993-14-000275
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140121
DATE AS OF CHANGE: 20140121
EFFECTIVENESS DATE: 20140121
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mohican Financial Management, LLC
CENTRAL INDEX KEY: 0001367663
IRS NUMBER: 450533557
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12023
FILM NUMBER: 14537466
BUSINESS ADDRESS:
STREET 1: 21 RAILROAD AVE, SUITE 35
CITY: COOPERSTOWN
STATE: NY
ZIP: 13326
BUSINESS PHONE: 6075471357
MAIL ADDRESS:
STREET 1: 21 RAILROAD AVE, SUITE 35
CITY: COOPERSTOWN
STATE: NY
ZIP: 13326
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001367663
XXXXXXXX
12-31-2013
12-31-2013
Mohican Financial Management, LLC
21 RAILROAD AVE, SUITE 35
COOPERSTOWN
NY
13326
13F HOLDINGS REPORT
028-12023
N
ERIC C. HAGE
CHIEF INVESTMENT OFFICER
607.547.1357
ERIC HAGE
COOPERSTOWN
NY
01-21-2014
0
54
366373
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
AAR CORP
NOTE 2.250% 3/0
000361AM7
4398
4155000
SH
SOLE
4155000
0
0
ACCURAY INC
NOTE 3.750% 8/0
004397AB1
9671
8625000
SH
SOLE
8625000
0
0
AIRTRAN HLDGS INC
NOTE 5.250%11/0
00949PAD0
14641
8657000
SH
SOLE
8657000
0
0
ALBANY MOLECULAR RESH INC
NOTE 2.250%11/1
012423AA7
5550
6000000
SH
SOLE
6000000
0
0
ALTRA INDL MOTION CORP
NOTE 2.750% 3/0
02208RAE6
13033
9500000
SH
SOLE
9500000
0
0
ARRAY BIOPHARMA INC
NOTE 3.000% 6/0
04269XAA3
5090
4900000
SH
SOLE
4900000
0
0
ASCENT CAP GROUP INC
NOTE 4.000% 7/1
043632AA6
1867
1750000
SH
SOLE
1750000
0
0
BARCLAYS BK PLC
IPATH S&P MT ETN
06740C519
366
23300
SH
SOLE
23300
0
0
BRISTOW GROUP INC
NOTE 3.000% 6/1
110394AC7
4238
3456000
SH
SOLE
3456000
0
0
CACI INTL INC
NOTE 2.125% 5/0
127190AD8
9507
7098000
SH
SOLE
7098000
0
0
CADENCE DESIGN SYSTEM INC
NOTE 2.625% 6/0
127387AJ7
8399
4475000
SH
SOLE
4475000
0
0
COMTECH TELECOMMUNICATIONS C
NOTE 3.000% 5/0
205826AF7
7359
7000000
SH
SOLE
7000000
0
0
COVANTA HLDG CORP
NOTE 3.250% 6/0
22282EAC6
5280
4500000
SH
SOLE
4500000
0
0
DEALERTRACK TECHNOLOGIES INC
NOTE 1.500% 3/1
242309AB8
11060
8000000
SH
SOLE
8000000
0
0
ENCORE CAP GROUP INC
NOTE 3.000%11/2
292554AC6
7552
4500000
SH
SOLE
4500000
0
0
ENDOLOGIX INC
NOTE 2.250%12/1
29266SAA4
4063
4000000
SH
SOLE
4000000
0
0
ENERSYS
NOTE 3.375% 6/0
29275YAA0
10402
5900000
SH
SOLE
5900000
0
0
EQUINIX INC
NOTE 3.000%10/1
29444UAG1
13932
8825000
SH
SOLE
8825000
0
0
FORESTAR GROUP INC
NOTE 3.750% 3/0
346232AB7
7866
6825000
SH
SOLE
6825000
0
0
GT ADVANCED TECHNOLOGIES INC
NOTE 3.000%10/0
36191UAA4
13713
10005000
SH
SOLE
10005000
0
0
GT ADVANCED TECHNOLOGIES INC
NOTE 3.000%12/1
36191UAB2
2636
2600000
SH
SOLE
2600000
0
0
GAIN CAP HLDGS INC
NOTE 4.125%12/0
36268WAA8
6049
6500000
SH
SOLE
6500000
0
0
GENCO SHIPPING & TRADING LTD
NOTE 5.000% 8/1
36869MAA3
499
960000
SH
SOLE
960000
0
0
GREEN PLAINS RENEWABLE ENERG
NOTE 5.750%11/0
393222AB0
6375
4350000
SH
SOLE
4350000
0
0
HELIX ENERGY SOLUTIONS GRP I
NOTE 3.250% 3/1
42330PAG2
1197
1000000
SH
SOLE
1000000
0
0
HOME INNS & HOTELS MGMT INC
NOTE 2.000%12/1
43713WAB3
5336
5112000
SH
SOLE
5112000
0
0
HORSEHEAD HLDG CORP
NOTE 3.800% 7/0
440694AB3
10155
8000000
SH
SOLE
8000000
0
0
INSULET CORP
NOTE 3.750% 6/1
45784PAC5
4259
2900000
SH
SOLE
2900000
0
0
INTERDIGITAL INC
NOTE 2.500% 3/1
458660AB3
4457
4378000
SH
SOLE
4378000
0
0
M/I HOMES INC
NOTE 3.250% 9/1
55292PAA3
6893
5300000
SH
SOLE
5300000
0
0
MENTOR GRAPHICS CORP
SDCV 4.000% 4/0
587200AK2
11685
8790000
SH
SOLE
8790000
0
0
MOLINA HEALTHCARE INC
NOTE 3.750%10/0
60855RAA8
11317
9500000
SH
SOLE
9500000
0
0
MYLAN INC
NOTE 3.750% 9/1
628530AJ6
9648
2975000
SH
SOLE
2975000
0
0
NAVISTAR INTL CORP NEW
NOTE 3.000%10/1
63934EAL2
7004
6850000
SH
SOLE
6850000
0
0
ON SEMICONDUCTOR CORP
NOTE 2.625%12/1
682189AH8
2089
1900000
SH
SOLE
1900000
0
0
PHOTRONICS INC
NOTE 5.500%10/0
719405AF9
6333
3450000
SH
SOLE
3450000
0
0
PHOTRONICS INC
NOTE 3.250% 4/0
719405AH5
11152
9708000
SH
SOLE
9708000
0
0
PROSHARES TR
PSHS ULSHT 7-10Y
74347R313
303
10000
SH
SOLE
10000
0
0
RTI INTL METALS INC
NOTE 1.625%10/1
74973WAB3
8195
7800000
SH
SOLE
7800000
0
0
REGIS CORP MINN
NOTE 5.000% 7/1
758932AA5
8048
7500000
SH
SOLE
7500000
0
0
SEACOR HOLDINGS INC
NOTE 2.500%12/1
811904AM3
5779
4715000
SH
SOLE
4715000
0
0
STEEL DYNAMICS INC
NOTE 5.125% 6/1
858119AP5
5119
4350000
SH
SOLE
4350000
0
0
TAKE-TWO INTERACTIVE SOFTWAR
NOTE 1.000% 7/0
874054AD1
5121
4800000
SH
SOLE
4800000
0
0
TESLA MTRS INC
NOTE 1.500% 6/0
88160RAA9
2076
1500000
SH
SOLE
1500000
0
0
THERAVANCE INC
NOTE 2.125% 1/1
88338TAB0
4071
2800000
SH
SOLE
2800000
0
0
TITAN MACHY INC
NOTE 3.750% 5/0
88830RAB7
5545
6524000
SH
SOLE
6524000
0
0
UNITED RENTALS INC
NOTE 4.000%11/1
911363AL3
26598
3800000
SH
SOLE
3800000
0
0
VOLCANO CORPORATION
NOTE 2.875% 9/0
928645AA8
3438
3272000
SH
SOLE
3272000
0
0
VOLCANO CORPORATION
NOTE 1.750%12/0
928645AB6
6658
6785000
SH
SOLE
6785000
0
0
WABASH NATL CORP
NOTE 3.375% 5/0
929566AH0
8844
6800000
SH
SOLE
6800000
0
0
WEB COM GROUP INC
NOTE 1.000% 8/1
94733AAA2
5332
4750000
SH
SOLE
4750000
0
0
WEBMD HEALTH CORP
NOTE 2.250% 3/3
94770VAH5
6175
6175000
SH
SOLE
6175000
0
0