0001367632-17-000001.txt : 20170607
0001367632-17-000001.hdr.sgml : 20170607
20170607182140
ACCESSION NUMBER: 0001367632-17-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170605
FILED AS OF DATE: 20170607
DATE AS OF CHANGE: 20170607
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Resonant Inc
CENTRAL INDEX KEY: 0001579910
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 454320930
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 CASTILIAN DRIVE
STREET 2: SUITE 100
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: (805) 308-9803
MAIL ADDRESS:
STREET 1: 110 CASTILIAN DRIVE
STREET 2: SUITE 100
CITY: GOLETA
STATE: CA
ZIP: 93117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kornfeld Richard
CENTRAL INDEX KEY: 0001367632
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36467
FILM NUMBER: 17898281
MAIL ADDRESS:
STREET 1: C/O RESONANT INC.
STREET 2: 110 CASTILIAN DRIVE, SUITE 100
CITY: GOLETA
STATE: CA
ZIP: 93117
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-06-05
0
0001579910
Resonant Inc
RESN
0001367632
Kornfeld Richard
C/O RESONANT INC.
110 CASTILIAN DRIVE, SUITE 100
GOLETA
CA
93117
1
0
0
0
Common Stock
2017-06-05
4
M
0
6297
A
56594
D
Common Stock
2017-06-05
4
M
0
5967
A
62561
D
Restricted Stock Units
2017-06-05
4
M
0
6297
0
D
Common Stock
6297
0
D
Restricted Stock Units
2017-06-05
4
M
0
5967
0
D
Common Stock
5967
5967
D
Restricted Stock Units
2017-06-06
4
A
0
11574
0
A
Common Stock
11574
11574
D
Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
50% of the shares vested on each of June 6, 2016 and June 5, 2017.
50% of the shares vested on June 5, 2017, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 7, 2018.
50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 6, 2018, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 6, 2019.
Exhibit 24 Power of Attorney filed herewith.
/s/Jeffrey Killian, Attorney-In-Fact
2017-06-06
EX-24
2
kornfeld_powerofattorney.txt
POA
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby
constitutes and appoints George Holmes and Jeffrey Killian,
and each of them, signing singly, as the undersigned's true and
lawful attorney-in-fact to:
(a) execute for and on behalf of the undersigned, in the
undersigned's capacity as an officer and/or director of Resonant
Inc. (the "Company"), Forms 3, 4 and 5 in accordance with
Section 16(a) of the Securities Exchange Act of 1934 and the
rules thereunder;
(b) do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete and
execute any such Forms 3, 4 or 5, complete and execute any
amendment or amendments thereto, and file such form with the
United States Securities and Exchange Commission, and any stock
exchange or similar authority; and
(c) take any other action of any type whatsoever in
connection with the foregoing which, in the opinion of such
attorney-in-fact, may be of benefit to, in the best interest of,
or legally required by, the undersigned, it being understood that
the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such
form and shall contain such terms and conditions as such
attorney-in-fact may approve in such attorney-in-fact's
discretion.
The undersigned hereby grants to each such attorney-in-fact
full power and authority to do and perform any and every act and
thing whatsoever requisite, necessary or proper to be done in the
exercise of any of the rights and powers herein granted, as fully
to all intents and purposes as the undersigned might or could do
if personally present, with full power of substitution or
revocation, hereby ratifying and confirming all that such
attorney-in-fact, or such attorney-in-fact's substitute or
substitutes, shall lawfully do or cause to be done by virtue of
this power of attorney and the rights and powers herein granted.
The undersigned acknowledges that the foregoing attorneys-in-fact,
in serving in such capacity at the request of the undersigned, are
not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the
Securities Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect
until the undersigned is no longer required to file Forms 3, 4
or 5 with respect to the undersigned's holdings of and
transactions in securities issued by the Company, unless earlier
revoked by the undersigned in a signed writing delivered to
the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power
of Attorney to be executed as of this 2nd day of June, 2017.
/s/ Richard Kornfeld
Richard Kornfeld