0001209191-18-018974.txt : 20180312 0001209191-18-018974.hdr.sgml : 20180312 20180312192332 ACCESSION NUMBER: 0001209191-18-018974 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180308 FILED AS OF DATE: 20180312 DATE AS OF CHANGE: 20180312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Russell Dana C CENTRAL INDEX KEY: 0001367405 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36642 FILM NUMBER: 18684887 MAIL ADDRESS: STREET 1: 404 WYMAN STREET STREET 2: SUITE 500 CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vivint Solar, Inc. CENTRAL INDEX KEY: 0001607716 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 455605880 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 WEST ASHTON BLVD. CITY: LEHI STATE: UT ZIP: 84043 BUSINESS PHONE: (877) 404-4129 MAIL ADDRESS: STREET 1: 1800 WEST ASHTON BLVD. CITY: LEHI STATE: UT ZIP: 84043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-08 0 0001607716 Vivint Solar, Inc. VSLR 0001367405 Russell Dana C 1800 WEST ASHTON BLVD LEHI UT 84043 0 1 0 0 CFO and EVP Common Stock 2018-03-08 4 M 0 9026 1.30 A 337658 D Common Stock 2018-03-08 4 S 0 9026 3.25 D 328632 D Common Stock 2018-03-08 4 S 0 8400 3.25 D 320232 D Common Stock 2018-03-09 4 M 0 4196 1.30 A 324428 D Common Stock 2018-03-09 4 S 0 4196 3.25 D 320232 D Common Stock 2018-03-09 4 S 0 4121 3.25 D 316111 D Common Stock 2018-03-12 4 M 0 5909 1.30 A 322020 D Common Stock 2018-03-12 4 S 0 5909 3.25 D 316111 D Common Stock 2018-03-12 4 S 0 4763 3.25 D 311348 D Stock Option (Right to Buy) 1.30 2018-03-08 4 M 0 9026 0.00 D 2024-01-23 Common Stock 9026 805977 D Stock Option (Right to Buy) 1.30 2018-03-09 4 M 0 4196 0.00 D 2024-01-23 Common Stock 4196 801781 D Stock Option (Right to Buy) 1.30 2018-03-12 4 M 0 5909 0.00 D 2024-01-23 Common Stock 5909 795872 D The sales reported by Mr. Russell were effected pursuant to a Rule 10b5-1 trading plan. This option is vested as to 537,378 shares. Of the remaining 313,725 unvested shares subject to the original grant, 117,647 shares vest in equal annual installments on November 18, 2017 and November 18, 2018, and 196,078 vest in equal installments on May 15, 2018 and 2019 or, if earlier, when 313 Acquisition LLC receives cash proceeds with respect to its holdings of the issuer's common stock in an amount that equals $500 million more than its cumulative investment in the issuer's common stock. DANA C. RUSSELL 2018-03-12