0001209191-18-018974.txt : 20180312
0001209191-18-018974.hdr.sgml : 20180312
20180312192332
ACCESSION NUMBER: 0001209191-18-018974
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180308
FILED AS OF DATE: 20180312
DATE AS OF CHANGE: 20180312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Russell Dana C
CENTRAL INDEX KEY: 0001367405
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36642
FILM NUMBER: 18684887
MAIL ADDRESS:
STREET 1: 404 WYMAN STREET
STREET 2: SUITE 500
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vivint Solar, Inc.
CENTRAL INDEX KEY: 0001607716
STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433]
IRS NUMBER: 455605880
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1800 WEST ASHTON BLVD.
CITY: LEHI
STATE: UT
ZIP: 84043
BUSINESS PHONE: (877) 404-4129
MAIL ADDRESS:
STREET 1: 1800 WEST ASHTON BLVD.
CITY: LEHI
STATE: UT
ZIP: 84043
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-08
0
0001607716
Vivint Solar, Inc.
VSLR
0001367405
Russell Dana C
1800 WEST ASHTON BLVD
LEHI
UT
84043
0
1
0
0
CFO and EVP
Common Stock
2018-03-08
4
M
0
9026
1.30
A
337658
D
Common Stock
2018-03-08
4
S
0
9026
3.25
D
328632
D
Common Stock
2018-03-08
4
S
0
8400
3.25
D
320232
D
Common Stock
2018-03-09
4
M
0
4196
1.30
A
324428
D
Common Stock
2018-03-09
4
S
0
4196
3.25
D
320232
D
Common Stock
2018-03-09
4
S
0
4121
3.25
D
316111
D
Common Stock
2018-03-12
4
M
0
5909
1.30
A
322020
D
Common Stock
2018-03-12
4
S
0
5909
3.25
D
316111
D
Common Stock
2018-03-12
4
S
0
4763
3.25
D
311348
D
Stock Option (Right to Buy)
1.30
2018-03-08
4
M
0
9026
0.00
D
2024-01-23
Common Stock
9026
805977
D
Stock Option (Right to Buy)
1.30
2018-03-09
4
M
0
4196
0.00
D
2024-01-23
Common Stock
4196
801781
D
Stock Option (Right to Buy)
1.30
2018-03-12
4
M
0
5909
0.00
D
2024-01-23
Common Stock
5909
795872
D
The sales reported by Mr. Russell were effected pursuant to a Rule 10b5-1 trading plan.
This option is vested as to 537,378 shares. Of the remaining 313,725 unvested shares subject to the original grant, 117,647 shares vest in equal annual installments on November 18, 2017 and November 18, 2018, and 196,078 vest in equal installments on May 15, 2018 and 2019 or, if earlier, when 313 Acquisition LLC receives cash proceeds with respect to its holdings of the issuer's common stock in an amount that equals $500 million more than its cumulative investment in the issuer's common stock.
DANA C. RUSSELL
2018-03-12