0001193125-21-024667.txt : 20210201 0001193125-21-024667.hdr.sgml : 20210201 20210201165225 ACCESSION NUMBER: 0001193125-21-024667 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20210201 DATE AS OF CHANGE: 20210201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco DB Multi-Sector Commodity Trust CENTRAL INDEX KEY: 0001367306 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-228404 FILM NUMBER: 21577446 BUSINESS ADDRESS: STREET 1: 3500 LACEY ROAD STREET 2: SUITE 700 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: 800-983-0903 MAIL ADDRESS: STREET 1: 3500 LACEY ROAD STREET 2: SUITE 700 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 FORMER COMPANY: FORMER CONFORMED NAME: PowerShares DB Multi-Sector Commodity Trust DATE OF NAME CHANGE: 20060803 FORMER COMPANY: FORMER CONFORMED NAME: DB Multi-Sector Commodity Trust DATE OF NAME CHANGE: 20060626 FORMER COMPANY: FORMER CONFORMED NAME: DB Multi-Sector Trust DATE OF NAME CHANGE: 20060623 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVESCO DB BASE METALS FUND CENTRAL INDEX KEY: 0001383084 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 870778075 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-228404-05 FILM NUMBER: 21577445 BUSINESS ADDRESS: STREET 1: 3500 LACEY ROAD STREET 2: SUITE 700 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: 800-983-0903 MAIL ADDRESS: STREET 1: 3500 LACEY ROAD STREET 2: SUITE 700 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 FORMER COMPANY: FORMER CONFORMED NAME: POWERSHARES DB BASE METALS FUND DATE OF NAME CHANGE: 20061208 424B3 1 d118087d424b3.htm 424B3 424B3

Filed Pursuant to Rule 424(b)(3)
Registration Nos. 333-228404
333-228404-05

PROSPECTUS SUPPLEMENT NO. 3

(to Prospectus dated August 27, 2020)

INVESCO DB MULTI-SECTOR COMMODITY TRUST

INVESCO DB BASE METALS FUND

13,800,000 Common Units of Beneficial Interest

This Prospectus Supplement No. 3 (“Supplement No. 3”) supplements and amends the Prospectus dated August 27, 2020 (the “Prospectus”), as previously supplemented.

 

  1.

Effective January 31, 2021 (the “Effective Date”), DWS Investment Management Americas, Inc. (“DIMA”) ceased serving as the Marketing Agent for the Invesco DB Base Metals Fund (the “Fund”). Accordingly, as of the Effective Date, all references to the Marketing Agent, DIMA in the context of serving as the Marketing Agent to the Fund, and any related marketing services fees are deleted.

 

  2.

As of the Effective Date, Deutsche Bank Securities, Inc. replaced DIMA as the Fund’s Index Sponsor. Accordingly, as of the Effective Date, all references to DIMA in the context of serving as the Index Sponsor are replaced with Deutsche Bank Securities, Inc. In addition, the following replaces the last sentence of the third paragraph on page 67 of the Prospectus within the “Index Sponsor” section:

The Agreement is for an initial one-year period which commenced on January 31, 2021, with additional one-year renewal terms unless terminated.

Shares of the Invesco DB Base Metals Fund are listed on NYSE Arca, Inc. under the symbol “DBB.”

Investing in the Shares involves significant risks. See “RISK FACTORS” starting on page 12 of the Prospectus.

These securities have not been approved or disapproved by the Securities and Exchange Commission or any state securities commission nor has the Securities and Exchange Commission passed upon the adequacy or accuracy of the Prospectus or this Prospectus Supplement No. 3. Any representation to the contrary is a criminal offense.

The Fund is not a mutual fund or any other type of investment company within the meaning of the Investment Company Act of 1940, as amended, and is not subject to regulation thereunder.

THE COMMODITY FUTURES TRADING COMMISSION HAS NOT PASSED UPON THE MERITS OF PARTICIPATING IN THIS POOL NOR HAS THE COMMISSION PASSED ON THE ADEQUACY OR ACCURACY OF THIS DISCLOSURE DOCUMENT.

The date of this Prospectus Supplement No. 3 is February 1, 2021.

PLEASE RETAIN THIS SUPPLEMENT FOR FUTURE REFERENCE

P-DBB-PRO-1-SUP-3 020121