0001683168-23-005040.txt : 20230721
0001683168-23-005040.hdr.sgml : 20230721
20230721170005
ACCESSION NUMBER: 0001683168-23-005040
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230717
FILED AS OF DATE: 20230721
DATE AS OF CHANGE: 20230721
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dal Poggetto John
CENTRAL INDEX KEY: 0001791040
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33216
FILM NUMBER: 231103056
MAIL ADDRESS:
STREET 1: 1129 N. MCDOWELL BLVD
CITY: PETALUMA
STATE: CA
ZIP: 94954
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sonoma Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001367083
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 680423298
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 5445 CONESTOGA COURT, SUITE 150
CITY: BOULDER
STATE: CO
ZIP: 80301
BUSINESS PHONE: 800-759-9305
MAIL ADDRESS:
STREET 1: 5445 CONESTOGA COURT, SUITE 150
CITY: BOULDER
STATE: CO
ZIP: 80301
FORMER COMPANY:
FORMER CONFORMED NAME: Oculus Innovative Sciences, Inc.
DATE OF NAME CHANGE: 20060622
3
1
ownership.xml
X0206
3
2023-07-17
0
0001367083
Sonoma Pharmaceuticals, Inc.
SNOA
0001791040
Dal Poggetto John
C/O SONOMA PHARMACEUTICALS, INC.
5445 CONESTOGA COURT, SUITE 150
BOULDER
CO
80301
0
1
0
0
Controller
Stock option (right to buy)
1.15
2033-07-17
Common Stock
5000
D
The Issuer granted the options as an initial grant upon Mr. Dal Poggetto's appointment as Controller of the Issuer on July 17, 2023. The options vest in three equal tranches annually on the grant date anniversary, beginning on July 17, 2024 and becoming fully vested on July 17, 2026, or upon change of control of the Issuer.
/s/ John Dal Poggetto
2023-07-21