0001683168-18-000573.txt : 20180302 0001683168-18-000573.hdr.sgml : 20180302 20180302190931 ACCESSION NUMBER: 0001683168-18-000573 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180301 FILED AS OF DATE: 20180302 DATE AS OF CHANGE: 20180302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Birnbaum Jay E CENTRAL INDEX KEY: 0001397470 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33216 FILM NUMBER: 18664063 MAIL ADDRESS: STREET 1: 1129 N. MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sonoma Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001367083 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680423298 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1129 N. MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: 707-283-0550 MAIL ADDRESS: STREET 1: 1129 N. MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 FORMER COMPANY: FORMER CONFORMED NAME: Oculus Innovative Sciences, Inc. DATE OF NAME CHANGE: 20060622 4 1 birnbaum_f4-030118.xml OWNERSHIP DOCUMENT X0306 4 2018-03-01 0 0001367083 Sonoma Pharmaceuticals, Inc. SNOA 0001397470 Birnbaum Jay E C/O SONOMA PHARMACEUTICALS, INC. 1129 N. MCDOWELL BLVD. PETALUMA CA 94954 1 0 0 0 Common Stock, $0.0001 par value per share 2018-03-01 4 A 0 1157 A 50607 D The stock was granted by the Issuer as a quarterly retainer pursuant to the Non-Employee Director Compensation Plan. /s/ Robert Miller as attorney in fact 2018-03-02