-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TRT0GNvNlR4p7RcMUQY6E5eBw2SzrwXWBYL0dg3dGzX9PajC+VjfJhKKjZvPEWvP ejNlETG21TkjDjM79SrJCg== 0000930413-07-005536.txt : 20070627 0000930413-07-005536.hdr.sgml : 20070627 20070627135922 ACCESSION NUMBER: 0000930413-07-005536 CONFORMED SUBMISSION TYPE: 10-D PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070614 FILED AS OF DATE: 20070627 DATE AS OF CHANGE: 20070627 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hartford Life Global Funding Trust 2006-072 CENTRAL INDEX KEY: 0001366708 STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0615 FILING VALUES: FORM TYPE: 10-D SEC ACT: 1934 Act SEC FILE NUMBER: 333-130089-36 FILM NUMBER: 07943345 BUSINESS ADDRESS: STREET 1: C/O WILMINGTON TRUST COMPANY STREET 2: 1100 NORTH MARKET STREET CITY: WILMINGTON STATE: DE ZIP: 19890 BUSINESS PHONE: 890-843-9263 MAIL ADDRESS: STREET 1: P.O. BOX 2999 CITY: HARTFORD STATE: CT ZIP: 06104-2999 10-D 1 c49131_10-d.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-D ASSET-BACKED ISSUER DISTRIBUTION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE SEMI-ANNUAL DISTRIBUTION PERIOD FROM DECEMBER 15, 2006 TO JUNE 14, 2007 333-130089-36 (Commission File Number of issuing entity) HARTFORD LIFE GLOBAL FUNDING TRUST 2006-072 (Exact name of issuing entity as specified in its charter) 001-32293 (Commission File Number of Depositor) HARTFORD LIFE INSURANCE COMPANY (Exact name of depositor and sponsor as specified in its charter) DELAWARE (State or other jurisdiction of incorporation or organization of the issuing entity) NOT APPLICABLE (I.R.S. Employer Identification No.) HARTFORD LIFE GLOBAL FUNDING TRUST 2006-072 C/O WILMINGTON TRUST COMPANY 1100 NORTH MARKET STREET WILMINGTON, DE 19890 (Address of principal executive offices of the issuing entity) (Zip Code) 302-651-8900 (Telephone number, including area code) NOT APPLICABLE (Former name, former address, if changed since last report) Registered/reporting pursuant to (check one) Section Section Section Name of exchange Title of class 12(b) 12(g) 15(d) (If Section 12(b)) 5.75% CALLABLE NOTES DUE JUNE 15, 2011 [ ] [ ] [X] _________________ ____________________ [ ] [ ] [ ] _________________ Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes _X_ No___ - -------------------------------------------------------------------------------- PART I - DISTRIBUTION INFORMATION ITEM 1. DISTRIBUTION AND POOL PERFORMANCE INFORMATION. On June 15, 2007, interest payments were made to the holders of the notes specified on the cover of this report on Form 10-D (the "Notes"). Details of such payments are included in the Administrative Report of the Hartford Life Global Funding Trust specified on the cover of this report on Form 10-D (the "Trust") filed as Exhibit 99.1 hereto. No trustee fees or other trust expenses have been paid by the Trust. PART II - OTHER INFORMATION ITEM 2. LEGAL PROCEEDINGS. None ITEM 3. SALES OF SECURITIES AND USE OF PROCEEDS. Registration Statement on Form S-3, Commission File No. 333-130089 (the "Registration Statement") relating to the Notes was declared effective by the Securities and Exchange Commission on March 31, 2006. The information specified under "Use of Proceeds" required to be included in this Item 3 by Item 701(f) of Regulation S-K is included in the Administrative Report attached to this Form 10-D and is incorporated into this Item 3 by reference. The Trust used the net proceeds from the issuance of the Notes and the Trust Beneficial Interest to purchase a funding agreement from Hartford Life Insurance Company ("HLIC"), as described in the Registration Statement. ITEM 4. DEFAULTS UPON SENIOR SECURITIES. None ITEM 5. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. None ITEM 6. SIGNIFICANT OBLIGORS OF POOL ASSETS. For information relating to HLIC, please see HLIC's (Commission file number 001-32293) periodic reports, including annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K, and other information on file with the Securities and Exchange Commission (the "SEC"). This Form 10-D incorporates by reference HLIC's Annual Report on Form 10-K for the fiscal year ended December 31, 2006 and Quarterly Report[s] on Form 10-Q for the quarterly period[s] ended March 31, 2007. You can read and copy these reports and other information at the public reference facilities maintained by the SEC at 100 F Street, N.E., Washington, D.C. 20549. You may obtain copies of this material for a fee by writing to the SEC's Public Reference Section of the SEC at 100 F Street, N.E., Washington, D.C. 20549. You may obtain information about the operation of the Public Reference Room by calling the SEC at 1-800-SEC-0330. You can also access some of this information electronically by means of the SEC's website on the Internet at http://www.sec.gov, which contains reports and other information that HLIC has filed electronically with the SEC. ITEM 7. SIGNIFICANT ENHANCEMENT PROVIDER INFORMATION. None 2 ITEM 8. OTHER INFORMATION. None ITEM 9. EXHIBITS. - ------------- ------------------------------------------------------------------ EXHIBIT NUMBER DESCRIPTION - ------------- ------------------------------------------------------------------ Exhibit 1.1 Standard Distribution Agreement Terms (incorporated by reference to Exhibit 1.1 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration File No. 333-130089)). - ------------- ------------------------------------------------------------------ Exhibit 1.2 Distribution Agreement relating to the notes issued by the trust identified on the cover page of this Exchange Act report (included in Section C to Exhibit 4.5 hereto). - ------------- ------------------------------------------------------------------ Exhibit 3.1 Schedule identifying the differences between the certificate of trust for the trust identified on the cover page of this Exchange Act report and Exhibit 3.1 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006 (incorporated by reference to Exhibit 99.1 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006). - ------------- ------------------------------------------------------------------ Exhibit 3.2 Standard Trust Agreement Terms (incorporated by reference to Exhibit 4.7 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration No. 333-130089)). - ------------- ------------------------------------------------------------------ Exhibit 3.3 Trust Agreement relating to the trust identified on the cover page of this Exchange Act report (included in Section A to Exhibit 4.5 hereto). - ------------- ------------------------------------------------------------------ Exhibit 4.1 Standard Indenture Terms (incorporated by reference to Exhibit 4.1 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration File No. 333-130089)). - ------------- ------------------------------------------------------------------ Exhibit 4.2 Indenture relating to the notes issued by the trust identified on the cover page of this Exchange Act report (included in Section B to Exhibit 4.5 hereto). - ------------- ------------------------------------------------------------------ Exhibit 4.3 Schedule identifying the differences between the note issued by the trust identified on the cover page of this Exchange Act report and Exhibit 4.2 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006 (incorporated by reference to Exhibit 99.2 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006). - ------------- ------------------------------------------------------------------ Exhibit 4.4 Schedule identifying the differences between the funding agreement issued by Hartford Life Insurance Company to the trust identified on the cover page of this Exchange Act report and Exhibit 4.3 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006 (incorporated by reference to Exhibit 99.3 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006). - ------------- ------------------------------------------------------------------ Exhibit 4.5 Schedule identifying the differences between the omnibus instrument relating to the notes issued by the trust identified on the cover page of this Exchange Act report and Exhibit 4.4 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006 (incorporated by reference to Exhibit 99.4 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006). - ------------- ------------------------------------------------------------------ Exhibit 10.1 Administrative Services Agreement (incorporated by reference to Exhibit 4.9 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration File No. 333-130089)). - ------------- ------------------------------------------------------------------ Exhibit 10.2 Expense and Indemnity Agreement between Hartford Life Insurance Company and Wilmington Trust Company (incorporated by reference to Exhibit 10.1 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration File No. 333-130089)). - ------------- ------------------------------------------------------------------ 3 - ------------- ------------------------------------------------------------------ Exhibit 10.3 Expense and Indemnity Agreement between Hartford Life Insurance Company and JPMorgan Chase Bank, N.A. (incorporated by reference to Exhibit 10.2 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration No. 333-130089)). - ------------- ------------------------------------------------------------------ Exhibit 10.4 Expense and Indemnity Agreement between Hartford Life Insurance Company and Amacar Pacific Corporation (incorporated by reference to Exhibit 10.3 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration No. 333-130089)). - ------------- ------------------------------------------------------------------ Exhibit 99.1 Administrative Report of the Trust in respect of the June 15, 2007 payment to holders of the notes issued by the Hartford Life Global Funding Trust 2006-072. - ------------- ------------------------------------------------------------------ SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Hartford Life Insurance Company, depositor Date: June 27, 2007 By: /s/ Jeffrey L. Johnson --------------------------------------- Name: Jeffrey L. Johnson Title: Assistant Vice President 4 EXHIBIT INDEX - ------------- ------------------------------------------------------------------ EXHIBIT NUMBER DESCRIPTION - ------------- ------------------------------------------------------------------ Exhibit 1.1 Standard Distribution Agreement Terms (incorporated by reference to Exhibit 1.1 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration File No. 333-130089)). - ------------- ------------------------------------------------------------------ Exhibit 1.2 Distribution Agreement relating to the notes issued by the trust identified on the cover page of this Exchange Act report (included in Section C to Exhibit 4.5 hereto). - ------------- ------------------------------------------------------------------ Exhibit 3.1 Schedule identifying the differences between the certificate of trust for the trust identified on the cover page of this Exchange Act report and Exhibit 3.1 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006 (incorporated by reference to Exhibit 99.1 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006). - ------------- ------------------------------------------------------------------ Exhibit 3.2 Standard Trust Agreement Terms (incorporated by reference to Exhibit 4.7 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration No. 333-130089)). - ------------- ------------------------------------------------------------------ Exhibit 3.3 Trust Agreement relating to the trust identified on the cover page of this Exchange Act report (included in Section A to Exhibit 4.5 hereto). - ------------- ------------------------------------------------------------------ Exhibit 4.1 Standard Indenture Terms (incorporated by reference to Exhibit 4.1 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration File No. 333-130089)). - ------------- ------------------------------------------------------------------ Exhibit 4.2 Indenture relating to the notes issued by the trust identified on the cover page of this Exchange Act report (included in Section B to Exhibit 4.5 hereto). - ------------- ------------------------------------------------------------------ Exhibit 4.3 Schedule identifying the differences between the note issued by the trust identified on the cover page of this Exchange Act report and Exhibit 4.2 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006 (incorporated by reference to Exhibit 99.2 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006). - ------------- ------------------------------------------------------------------ Exhibit 4.4 Schedule identifying the differences between the funding agreement issued by Hartford Life Insurance Company to the trust identified on the cover page of this Exchange Act report and Exhibit 4.3 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006 (incorporated by reference to Exhibit 99.3 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006). - ------------- ------------------------------------------------------------------ Exhibit 4.5 Schedule identifying the differences between the omnibus instrument relating to the notes issued by the trust identified on the cover page of this Exchange Act report and Exhibit 4.4 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006 (incorporated by reference to Exhibit 99.4 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006). - ------------- ------------------------------------------------------------------ Exhibit 10.1 Administrative Services Agreement (incorporated by reference to Exhibit 4.9 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration File No. 333-130089)). - ------------- ------------------------------------------------------------------ Exhibit 10.2 Expense and Indemnity Agreement between Hartford Life Insurance Company and Wilmington Trust Company (incorporated by reference to Exhibit 10.1 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration File No. 333-130089)). - ------------- ------------------------------------------------------------------ 5 - ------------- ------------------------------------------------------------------ Exhibit 10.3 Expense and Indemnity Agreement between Hartford Life Insurance Company and JPMorgan Chase Bank, N.A. (incorporated by reference to Exhibit 10.2 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration No. 333-130089)). - ------------- ------------------------------------------------------------------ Exhibit 10.4 Expense and Indemnity Agreement between Hartford Life Insurance Company and Amacar Pacific Corporation (incorporated by reference to Exhibit 10.3 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration No. 333-130089)). - ------------- ------------------------------------------------------------------ Exhibit 99.1 Administrative Report of the Trust in respect of the June 15, 2007 payment to holders of the notes issued by the Hartford Life Global Funding Trust 2006-072. - ------------- ------------------------------------------------------------------ 6 EX-99.1 2 c49131_ex99-1.txt Exhibit 99.1 Administrative Report for Hartford Life Global Funding Trust 2006-072 (the "Trust") Payment Date June 15, 2007 CUSIP Number 41659FKW3 (i) the amount received by the Indenture Trustee from Hartford Life Insurance Company ("Hartford Life") as of the payment date in respect of the principal, interest and premium, if any, on Funding Agreement No. 406072 (the "Funding Agreement") issued by Hartford Life Insurance Company ("Hartford Life"). Interest: $107,410.44 Principal: $0.00 (ii) the amount of payment on such Payment Date to holders allocable to principal and interest on the notes of the Trust Interest: $107,410.02 Principal: $0.00 (iii) the aggregate stated principal amount of the Funding Agreement, the current interest rate or rates thereon at the close of business on such Payment Date, and the current rating assigned to the Funding Agreement. Aggregate Principal Amount: $3,736,015.00 Interest Rate: 5.75% Ratings: Moody's Investor Services: Aa3 Standard & Poors' Rating Service: AA- (iv) the aggregate principal balance of the notes of the Trust at the close of business on such Payment Date and the current rating assigned to such notes. Aggregate Principal Amount: $3,736,000.00 Ratings: Moody's Investor Services: Aa3 Standard & Poors' Rating Service: AA- A.M. Best Rating Service: aa- AMACAR Pacific Corp., as administrator of Hartford Life Global Funding Trust 2006-072 By: /s/ Evelyn Echevarria Name: Evelyn Echevarria Title: Vice President -----END PRIVACY-ENHANCED MESSAGE-----