0001179110-19-009544.txt : 20190815
0001179110-19-009544.hdr.sgml : 20190815
20190815172741
ACCESSION NUMBER: 0001179110-19-009544
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190813
FILED AS OF DATE: 20190815
DATE AS OF CHANGE: 20190815
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HANSEN THOMAS NEERGAARD
CENTRAL INDEX KEY: 0001728084
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38478
FILM NUMBER: 191031126
MAIL ADDRESS:
STREET 1: C/O CARBON BLACK, INC.
STREET 2: 1100 WINTER STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carbon Black, Inc.
CENTRAL INDEX KEY: 0001366527
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 550810166
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 WINTER ST.
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 617-393-7400
MAIL ADDRESS:
STREET 1: 1100 WINTER ST.
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: BIT9, INC.
DATE OF NAME CHANGE: 20110407
FORMER COMPANY:
FORMER CONFORMED NAME: BIT9 INC
DATE OF NAME CHANGE: 20060619
4
1
edgar.xml
FORM 4 -
X0306
4
2019-08-13
0
0001366527
Carbon Black, Inc.
CBLK
0001728084
HANSEN THOMAS NEERGAARD
C/O CARBON BLACK, INC.
1100 WINTER STREET
WALTHAM
MA
02451
0
1
0
0
See Remarks
Common Stock
2019-08-13
4
M
0
80427
5.92
A
179591
D
Common Stock
2019-08-13
4
S
0
80427
23
D
99164
D
Stock Option (Right to Buy)
5.92
2019-08-13
4
M
0
80427
0
D
2027-08-02
Common Stock
80427
619573
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2018.
The stock option vests 25% on July 17, 2018 and the remainder vests in equal monthly installments such that the option will be fully vested on July 17, 2021.
Title: Executive Vice President and Chief Operating Officer
/s/ Eric Pyenson, attorney-in-fact
2019-08-15