0001179110-19-009544.txt : 20190815 0001179110-19-009544.hdr.sgml : 20190815 20190815172741 ACCESSION NUMBER: 0001179110-19-009544 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190813 FILED AS OF DATE: 20190815 DATE AS OF CHANGE: 20190815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANSEN THOMAS NEERGAARD CENTRAL INDEX KEY: 0001728084 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38478 FILM NUMBER: 191031126 MAIL ADDRESS: STREET 1: C/O CARBON BLACK, INC. STREET 2: 1100 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carbon Black, Inc. CENTRAL INDEX KEY: 0001366527 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 550810166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 WINTER ST. CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 617-393-7400 MAIL ADDRESS: STREET 1: 1100 WINTER ST. CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: BIT9, INC. DATE OF NAME CHANGE: 20110407 FORMER COMPANY: FORMER CONFORMED NAME: BIT9 INC DATE OF NAME CHANGE: 20060619 4 1 edgar.xml FORM 4 - X0306 4 2019-08-13 0 0001366527 Carbon Black, Inc. CBLK 0001728084 HANSEN THOMAS NEERGAARD C/O CARBON BLACK, INC. 1100 WINTER STREET WALTHAM MA 02451 0 1 0 0 See Remarks Common Stock 2019-08-13 4 M 0 80427 5.92 A 179591 D Common Stock 2019-08-13 4 S 0 80427 23 D 99164 D Stock Option (Right to Buy) 5.92 2019-08-13 4 M 0 80427 0 D 2027-08-02 Common Stock 80427 619573 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2018. The stock option vests 25% on July 17, 2018 and the remainder vests in equal monthly installments such that the option will be fully vested on July 17, 2021. Title: Executive Vice President and Chief Operating Officer /s/ Eric Pyenson, attorney-in-fact 2019-08-15