0001179110-19-008905.txt : 20190730 0001179110-19-008905.hdr.sgml : 20190730 20190730174325 ACCESSION NUMBER: 0001179110-19-008905 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190726 FILED AS OF DATE: 20190730 DATE AS OF CHANGE: 20190730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POLK RYAN JAMES CENTRAL INDEX KEY: 0001738570 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38478 FILM NUMBER: 19986635 MAIL ADDRESS: STREET 1: C/O CARBON BLACK STREET 2: 1100 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carbon Black, Inc. CENTRAL INDEX KEY: 0001366527 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 550810166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 WINTER ST. CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 617-393-7400 MAIL ADDRESS: STREET 1: 1100 WINTER ST. CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: BIT9, INC. DATE OF NAME CHANGE: 20110407 FORMER COMPANY: FORMER CONFORMED NAME: BIT9 INC DATE OF NAME CHANGE: 20060619 4 1 edgar.xml FORM 4 - X0306 4 2019-07-26 0 0001366527 Carbon Black, Inc. CBLK 0001738570 POLK RYAN JAMES C/O CARBON BLACK, INC. 1100 WINTER STREET WALTHAM MA 02451 0 1 0 0 See Remarks Common Stock 2019-07-26 4 M 0 14000 5.98 A 82953 D Common Stock 2019-07-26 4 S 0 14000 19 D 68953 D Stock Option (Right to Buy) 5.98 2019-07-26 4 M 0 14000 0 D 2027-01-26 Common Stock 14000 158000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018. The stock option vests 25% on January 1, 2018 and the remainder vests in equal monthly installments such that the option will be fully vested on January 1, 2021. Title: Senior Vice President and Chief Product Officer /s/ Eric Pyenson, attorney-in-fact 2019-07-30