0001179110-19-008905.txt : 20190730
0001179110-19-008905.hdr.sgml : 20190730
20190730174325
ACCESSION NUMBER: 0001179110-19-008905
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190726
FILED AS OF DATE: 20190730
DATE AS OF CHANGE: 20190730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: POLK RYAN JAMES
CENTRAL INDEX KEY: 0001738570
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38478
FILM NUMBER: 19986635
MAIL ADDRESS:
STREET 1: C/O CARBON BLACK
STREET 2: 1100 WINTER STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carbon Black, Inc.
CENTRAL INDEX KEY: 0001366527
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 550810166
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 WINTER ST.
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 617-393-7400
MAIL ADDRESS:
STREET 1: 1100 WINTER ST.
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: BIT9, INC.
DATE OF NAME CHANGE: 20110407
FORMER COMPANY:
FORMER CONFORMED NAME: BIT9 INC
DATE OF NAME CHANGE: 20060619
4
1
edgar.xml
FORM 4 -
X0306
4
2019-07-26
0
0001366527
Carbon Black, Inc.
CBLK
0001738570
POLK RYAN JAMES
C/O CARBON BLACK, INC.
1100 WINTER STREET
WALTHAM
MA
02451
0
1
0
0
See Remarks
Common Stock
2019-07-26
4
M
0
14000
5.98
A
82953
D
Common Stock
2019-07-26
4
S
0
14000
19
D
68953
D
Stock Option (Right to Buy)
5.98
2019-07-26
4
M
0
14000
0
D
2027-01-26
Common Stock
14000
158000
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.
The stock option vests 25% on January 1, 2018 and the remainder vests in equal monthly installments such that the option will be fully vested on January 1, 2021.
Title: Senior Vice President and Chief Product Officer
/s/ Eric Pyenson, attorney-in-fact
2019-07-30