0001366340-18-000020.txt : 20180403 0001366340-18-000020.hdr.sgml : 20180403 20180403164915 ACCESSION NUMBER: 0001366340-18-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180402 FILED AS OF DATE: 20180403 DATE AS OF CHANGE: 20180403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartstein Philip CENTRAL INDEX KEY: 0001579228 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33304 FILM NUMBER: 18734121 MAIL ADDRESS: STREET 1: C/O FINJAN HOLDINGS, INC., STREET 2: 2000 UNIVERSITY AVE, SUIT 600 CITY: PALO ALTO STATE: CA ZIP: 94303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FINJAN HOLDINGS, INC. CENTRAL INDEX KEY: 0001366340 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 204075963 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 UNIVERSITY AVENUE STREET 2: SUITE 600 CITY: EAST PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: (650) 282-3228 MAIL ADDRESS: STREET 1: 2000 UNIVERSITY AVENUE STREET 2: SUITE 600 CITY: EAST PALO ALTO STATE: CA ZIP: 94303 FORMER COMPANY: FORMER CONFORMED NAME: Converted Organics Inc. DATE OF NAME CHANGE: 20060616 4 1 wf-form4_152278854185255.xml FORM 4 X0306 4 2018-04-02 0 0001366340 FINJAN HOLDINGS, INC. FNJN 0001579228 Hartstein Philip C/O FINJAN HOLDINGS, INC. 2000 UNIVERSITY AVENUE, SUITE 600 EAST PALO ALTO CA 94303 0 1 0 0 President & CEO Common Stock 2018-04-02 4 M 0 12500 0 A 104000 D Common Stock 2018-04-02 4 S 0 5000 3.2316 D 99000 D Restricted Stock Units 0.0 2018-04-02 4 M 0 12500 0 D Common Stock 12500.0 37500 D Represents shares of common stock sold pursuant to a 10b5-1 trading plan entered into as of August 25, 2015 to satisfy the reporting person's tax obligations upon vesting of 50,000 restricted stock units ("RSUs") Weighted average price. These shares were sold in multiple transactions at prices ranging from $3.21 to $3.25 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Each RSU granted to the reporting person represents the contingent right to receive one share of common stock of Finjan Holdings, Inc. or its equivalent cash value, subject to the terms and conditions of the Finjan Holdings, Inc. 2014 Incentive Compensation Plan A total of 200,000 RSUs were granted on January 14, 2015. The RSUs vested one-fourth on January 1, 2016 and an additional 6.25% of the RSUs vest every three calendar months following such date. The RSUs will be settled upon vesting. /s/ Philip Hartstein 2018-04-03