0001140361-18-014061.txt : 20180319 0001140361-18-014061.hdr.sgml : 20180319 20180319170154 ACCESSION NUMBER: 0001140361-18-014061 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180307 FILED AS OF DATE: 20180319 DATE AS OF CHANGE: 20180319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bader John M CENTRAL INDEX KEY: 0001713544 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33304 FILM NUMBER: 18699533 MAIL ADDRESS: STREET 1: C/O HALCYON CAPITAL MANAGEMENT, LLC STREET 2: 477 MADISON AVE., 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dillow Jason CENTRAL INDEX KEY: 0001713578 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33304 FILM NUMBER: 18699532 MAIL ADDRESS: STREET 1: C/O HALCYON CAPITAL MANAGEMENT, LLC STREET 2: 477 MADISON AVE., 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Halcyon Management Partners LP CENTRAL INDEX KEY: 0001616416 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33304 FILM NUMBER: 18699531 BUSINESS ADDRESS: STREET 1: 477 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.303.9400 MAIL ADDRESS: STREET 1: 477 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Halcyon Long Duration Recoveries Management LP CENTRAL INDEX KEY: 0001731812 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33304 FILM NUMBER: 18699528 BUSINESS ADDRESS: STREET 1: 477 MADISON AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-303-9400 MAIL ADDRESS: STREET 1: 477 MADISON AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Halcyon Management Partners GP LLC CENTRAL INDEX KEY: 0001734554 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33304 FILM NUMBER: 18699534 BUSINESS ADDRESS: STREET 1: 477 MADISON AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-303-9400 MAIL ADDRESS: STREET 1: 477 MADISON AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Halcyon Management Holdings GP LLC CENTRAL INDEX KEY: 0001734522 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33304 FILM NUMBER: 18699529 BUSINESS ADDRESS: STREET 1: 477 MADISON AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-303-9400 MAIL ADDRESS: STREET 1: 477 MADISON AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HLDR Management GP LLC CENTRAL INDEX KEY: 0001734528 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33304 FILM NUMBER: 18699530 BUSINESS ADDRESS: STREET 1: 477 MADISON AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-303-9400 MAIL ADDRESS: STREET 1: 477 MADISON AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FINJAN HOLDINGS, INC. CENTRAL INDEX KEY: 0001366340 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 204075963 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 UNIVERSITY AVENUE STREET 2: SUITE 600 CITY: EAST PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: (650) 282-3228 MAIL ADDRESS: STREET 1: 2000 UNIVERSITY AVENUE STREET 2: SUITE 600 CITY: EAST PALO ALTO STATE: CA ZIP: 94303 FORMER COMPANY: FORMER CONFORMED NAME: Converted Organics Inc. DATE OF NAME CHANGE: 20060616 3 1 doc1.xml FORM 3 X0206 3 2018-03-07 0 0001366340 FINJAN HOLDINGS, INC. FNJN 0001731812 Halcyon Long Duration Recoveries Management LP 477 MADISON AVENUE, 8TH FLOOR NEW YORK NY 10022 0 0 1 0 0001734554 Halcyon Management Partners GP LLC 477 MADISON AVENUE, 8TH FLOOR NEW YORK NY 10022 0 0 1 0 0001713544 Bader John M 447 MADISON AVENUE, 8TH FLOOR NEW YORK NY 10022 0 0 1 0 0001713578 Dillow Jason 447 MADISON AVENUE, 8TH FLOOR NEW YORK NY 10022 0 0 1 0 0001616416 Halcyon Management Partners LP 477 MADISON AVENUE, 8TH FLOOR NEW YORK NY 10022 0 0 1 0 0001734528 HLDR Management GP LLC 477 MADISON AVENUE, 8TH FLOOR NEW YORK NY 10022 0 0 1 0 0001734522 Halcyon Management Holdings GP LLC 477 MADISON AVENUE, 8TH FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock 569977 I See Footnotes Common Stock 88012 I See Footnotes Common Stock 149733 I See Footnotes Common Stock 254246 I See Footnotes Common Stock 99838 I See Footnotes Common Stock 755115 I See Footnotes Warrant (right to buy) 3.18 2017-09-19 2020-06-19 Common Stock 2355506 I See Footnotes Securities of Finjan Holdings, Inc. (the "Issuer") held directly by CAZ Halcyon Strategic Opportunities Fund, LP ("CAZ Halcyon"). Halcyon Long Duration Recoveries Management LP ("HLDR"), through investment management and/or other governance agreements, may be deemed to indirectly beneficially own the securities of the Issuer held directly by CAZ Halcyon because HLDR has voting and investment power over such securities. Securities of the Issuer held directly by CAZ Halcyon Offshore Strategic Opportunities Fund, LP ("CAZ Offshore"). HLDR, through investment management and/or other governance agreements, may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by CAZ Offshore because HLDR has voting and investment power over such securities. Securities of the Issuer held directly by HLDR Fund I NUS LP ("HLDR NUS"). HLDR, through investment management and/or other governance agreements, may be deemed to indirectly beneficially own the securities of the Issuer held directly by HLDR NUS because HLDR has voting and investment power over such securities. Securities of the Issuer held directly by HLDR Fund I TE LP ("HLDR TE"). HLDR, through investment management and/or other governance agreements, may be deemed to indirectly beneficially own the securities of the Issuer held directly by HLDR TE because HLDR has voting and investment power over such securities. Securities of the Issuer held directly by HLDR Fund I UST LP ("HLDR UST"). HLDR, through investment management and/or other governance agreements, may be deemed to indirectly beneficially own the securities of the Issuer held directly by HLDR UST because HLDR has voting and investment power over such securities. Securities of the Issuer held directly by Praetor Fund 1 ("Praetor"), a sub-fund of Praetorium Fund I ICAV. HLDR, through investment management and/or other governance agreements, may be deemed to indirectly beneficially own the securities of the Issuer held directly by Praetor because HLDR has voting and investment power over such securities. Securities of the Issuer held directly by Soryn HLDR Vehicle II LLC ("Soryn", and together with CAZ Halcyon, CAZ Offshore, HLDR NUS, HLDR TE, HLDR UST, and Praetor, the "Accounts"). HLDR, through investment management and/or other governance agreements, may be deemed to indirectly beneficially own the securities of the Issuer held directly by Soryn because HLDR has voting and investment power over such securities. The warrant to purchase shares of common stock of the Issuer held directly by Soryn is subject to certain anti-dilution adjustments described in the warrant. HLDR Management GP LLC ("HLDR Management") is the general partner of HLDR. Halcyon Management Holdings GP LLC ("Halcyon Management") is the sole member of HLDR Management. Halcyon Management Partners LP ("Halcyon Partners") is the sole member of Halcyon Management. Halcyon Management Partners GP LLC ("Halcyon Partners GP") is the general partner of Halcyon Partners. John Bader is the Chief Executive Officer of HLDR, HLDR Management, Halcyon Management, Halcyon Partners and Halcyon Partners GP. Jason Dillow is the Chief Investment Officer of HLDR. By virtue of their relationship with HLDR, each of HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader and Mr. Dillow may be deemed to exercise voting and investment power over the securities of the Issuer directly held by the Accounts. Each of HLDR, HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader and Mr. Dillow disclaims beneficial ownership of securities of the Issuer held directly by the Accounts except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of HLDR, HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader or Mr. Dillow is the beneficial owner of such securities for purposes of Section 16 or any other purpose. HALCYON LONG DURATION RECOVERIES MANAGEMENT LP, by /s/ Suzanne McDermott, Chief Legal Officer, Chief Compliance Officer, Managing Principal 2018-03-19 HLDR MANAGEMENT GP LLC, by /s/ Suzanne McDermott, Chief Legal Officer, Chief Compliance Officer, Managing Principal 2018-03-19 HALCYON MANAGEMENT HOLDINGS GP LLC, by /s/ Suzanne McDermott, Chief Legal Officer, Chief Compliance Officer, Manging Principal 2018-03-19 HALCYON MANAGEMENT PARTNERS LP, /s/ Suzanne McDermott, Chief Legal Officer, Chief Compliance Officer, Managing Principal 2018-03-19 HALCYON MANAGEMENT PARTNERS GP LLC by /s/ Suzanne McDermott, Chief Legal Officer, Chief Compliance Officer, Managing Principal 2018-03-19 /s/ John Bader 2018-03-19 /s/ Jason Dillow 2018-03-19 EX-99 2 baderdillow.htm

Exhibit 99


Form 3 Joint Filer Information

 
Name:
 
 
 
 
HLDR Management GP LLC
 
Address:
 
 
 
477 Madison Avenue
8th Floor
New York, NY 10022
 
 
 
Date of Event Requiring Statement:
 
 
 
 
03/07/18


 
Name:
 
 
 
 
Halcyon Management Holdings GP LLC
 
Address:
 
 
 
477 Madison Avenue
8th Floor
New York, NY 10022
 
 
 
Date of Event Requiring Statement:
 
 
 
 
03/07/18

 
Name:
 
 
 
 
Halcyon Management Partners LP
 
Address:
 
 
 
477 Madison Avenue
8th Floor
New York, NY 10022
 
 
 
Date of Event Requiring Statement:
 
 
 
 
03/07/18

 
Name:
 
 
 
 
Halcyon Management Partners GP LLC
 
Address:
 
 
 
477 Madison Avenue
8th Floor
New York, NY 10022
 
 
 
Date of Event Requiring Statement:
 
 
 
 
03/07/18

 
Name:
 
 
 
 
John Bader
 
Address:
 
 
 
477 Madison Avenue
8th Floor
New York, NY 10022
 
 
 
Date of Event Requiring Statement:
 
 
 
 
03/07/18

 
Name:
 
 
 
 
Jason Dillow
 
Address:
 
 
 
477 Madison Avenue
8th Floor
New York, NY 10022
 
 
 
Date of Event Requiring Statement:
 
 
 
 
03/07/18